Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fund FG-DCB, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 14:58:06 UTC
Amount To Be Raised $1,103,140 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001763123 Filed Document 0001763123-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:58:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2019 A Drilling Fund LP See All Filings	D/A	2019-11-05 14:57:29 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Gregory Richards CIK Number 0001781953 Filed Document 0001781953-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:57:29 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Fund FG-CVY, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:55:07 UTC
Amount To Be Raised $273,780 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001788686 Filed Document 0001788686-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:55:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALCION REAL ESTATE PARTNERS STRATEGIC PARALLEL FUND IV, L.P. See All Filings	D/A	2019-11-05 14:54:59 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001757743 Filed Document 0001757743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:54:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACKSTONE REAL ESTATE SPECIAL SITUATIONS OFFSHORE FUND LTD. See All Filings	D/A	2019-11-05 14:54:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Real Estate Group LLC, Park Hill Group LLC, Blackstone Advisory Partners L.P., and The Leaders Group, Inc. CIK Number 0001436831 Filed Document 0001436831-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:54:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-COU, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 14:53:16 UTC
Amount To Be Raised $2,740,725 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758765 Filed Document 0001758765-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:53:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bell Keystone Florida Three Manager, LLC See All Filings	D/A	2019-11-05 14:52:34 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001765268 Filed Document 0001765268-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:52:34 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MSP C3 Alpha LLC See All Filings	D	2019-11-05 14:52:21 UTC
Amount To Be Raised $4,590,000 Associated Brokers / Dealers N/A CIK Number 0001793127 Filed Document 0001445866-19-001301 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:52:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALCION REAL ESTATE PARTNERS FUND IV, L.P. See All Filings	D/A	2019-11-05 14:50:40 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001745031 Filed Document 0001745031-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:50:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nickel Productions LLC See All Filings	D	2019-11-05 14:49:23 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001791296 Filed Document 0001791296-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:49:23 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Other
Fund FG-CLP, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:46:56 UTC
Amount To Be Raised $4,650,000 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001750605 Filed Document 0001750605-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:46:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WIC MANAGED VOLATILITY & INCOME FUND, L.P. See All Filings	D/A	2019-11-05 14:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510395 Filed Document 0001510395-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-CEH, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:44:46 UTC
Amount To Be Raised $1,476,972 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001752400 Filed Document 0001752400-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:44:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chicago Atlantic GIC Fund, LLC See All Filings	D	2019-11-05 14:43:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793148 Filed Document 0000908662-19-000243 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:43:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-CDA, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 14:42:44 UTC
Amount To Be Raised $1,016,505 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001759979 Filed Document 0001759979-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:42:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ShiraTronics, Inc See All Filings	D	2019-11-05 14:40:22 UTC
Amount To Be Raised $35,647,461 Associated Brokers / Dealers N/A CIK Number 0001792669 Filed Document 0001792669-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:40:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
SV TOOL Corp See All Filings	D	2019-11-05 14:39:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001621374 Filed Document 0001621374-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:39:55 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Private Opportunities Fund IV (Cayman), L.P. See All Filings	D/A	2019-11-05 14:39:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IBK SECURITIES CO. LTD and UBS FINANCIAL SERVICES INC. CIK Number 0001726276 Filed Document 0001726276-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:39:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mercury Technologies, Inc. See All Filings	D	2019-11-05 14:38:10 UTC
Amount To Be Raised $21,290,000 Associated Brokers / Dealers N/A CIK Number 0001719932 Filed Document 0001719932-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:38:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-BRR, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:37:41 UTC
Amount To Be Raised $1,298,760 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001791537 Filed Document 0001791537-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:37:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-BRL, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:35:05 UTC
Amount To Be Raised $2,616,250 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001715178 Filed Document 0001715178-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:35:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sonivate Medical Inc See All Filings	D/A	2019-11-05 14:34:06 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001414353 Filed Document 0001414353-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:34:06 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
Athlete Foundry, Inc. See All Filings	D	2019-11-05 14:31:38 UTC
Amount To Be Raised $890 Associated Brokers / Dealers N/A CIK Number 0001751801 Filed Document 0001751801-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:31:38 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Figure Technologies, Inc. See All Filings	D	2019-11-05 14:31:34 UTC
Amount To Be Raised $103,049,996 Associated Brokers / Dealers N/A CIK Number 0001742847 Filed Document 0001742847-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:31:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acretrader 115, LLC See All Filings	D	2019-11-05 14:30:51 UTC
Amount To Be Raised $350,634 Associated Brokers / Dealers N/A CIK Number 0001790490 Filed Document 0001790490-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-05 14:30:51 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
ASCENT TECHNOLOGIES, INC. See All Filings	D	2019-11-05 14:30:17 UTC
Amount To Be Raised $15,099,944 Associated Brokers / Dealers N/A CIK Number 0001683690 Filed Document 0001683690-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:30:17 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-AZM, a series of Forge Investments LLC See All Filings	D/A	2019-11-05 14:29:57 UTC
Amount To Be Raised $1,985,009 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001758764 Filed Document 0001758764-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:29:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-ASF, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 14:26:58 UTC
Amount To Be Raised $97,405 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001782089 Filed Document 0001782089-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:26:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund FG-AQP, a series of Forge Investments, LLC See All Filings	D/A	2019-11-05 14:23:54 UTC
Amount To Be Raised $6,200,587 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001738498 Filed Document 0001791088-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:23:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peerbridge Health, Inc. See All Filings	D	2019-11-05 14:22:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers ATLANTIC-PACIFIC CAPITAL, INC. CIK Number 0001629673 Filed Document 0001461859-19-000021 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:22:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
BlackRock Private Opportunities Fund IV, L.P. See All Filings	D/A	2019-11-05 14:20:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS FINANCIAL SERVICES INC and DEUTSCHE BANK SECURITIES INC. CIK Number 0001737866 Filed Document 0001737866-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:20:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UMBRA Technologies (US) Inc. See All Filings	1-A/A	2019-11-05 14:13:15 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001742808 Filed Document 0001771443-19-000006 Accepted Date 2019-11-05 14:13:15 UTC Type of Offering 1-A/A Industry SERVICES-COMPUTER PROCESSING & DATA PREPARATION Offering Tier Tier1 Principal Place of Business RHODE ISLAND Revenue or Assets $844,228 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Winnow Fund I, L.P. See All Filings	D	2019-11-05 14:09:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001793210 Filed Document 0001793210-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:09:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
DIGITALDX VENTURES I, L.P. See All Filings	D	2019-11-05 14:08:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748682 Filed Document 0001748682-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 14:08:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
720 Palomar, LLC See All Filings	D	2019-11-05 13:55:45 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001793124 Filed Document 0001793124-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:55:45 UTC Type of Offering D Industry Construction Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BIOXYTRAN, INC See All Filings	D	2019-11-05 13:50:30 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers Aurora Capital LLC CIK Number 0001445815 Filed Document 0001213900-19-022036 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:50:30 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
Blackdirt Farm Management, LLC See All Filings	D/A	2019-11-05 13:49:59 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001761874 Filed Document 0001761874-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:49:59 UTC Type of Offering D/A Industry Agriculture Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
New Light Behavioral Health LLC See All Filings	D	2019-11-05 13:48:32 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001792641 Filed Document 0001792641-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:48:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Digital Bitroad Management, LLC See All Filings	D	2019-11-05 13:45:42 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001792931 Filed Document 0001792931-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:45:42 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Oconee River Valley IP, LLC See All Filings	D	2019-11-05 13:38:47 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001787599 Filed Document 0001787599-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:38:47 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
3P Media - Mythical Games, LLC See All Filings	D	2019-11-05 13:37:12 UTC
Amount To Be Raised $4,605,000 Associated Brokers / Dealers N/A CIK Number 0001784159 Filed Document 0001791088-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:37:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Red Crow Crowd, Inc. See All Filings	D	2019-11-05 13:36:57 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001671193 Filed Document 0001671193-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:36:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
SP Greens Preferred LLC See All Filings	D	2019-11-05 13:33:39 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001790118 Filed Document 0001790118-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:33:39 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
TaskEasy, Inc. See All Filings	D	2019-11-05 13:29:29 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001563387 Filed Document 0001563387-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:29:29 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Old Marion Kaolin Reserve IP, LLC See All Filings	D	2019-11-05 13:28:10 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers N/A CIK Number 0001787215 Filed Document 0001787215-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:28:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Raise Green, Inc. See All Filings	D	2019-11-05 13:27:13 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001747584 Filed Document 0001747584-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:27:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Seafront Investment Fund II LLC, Series 1 See All Filings	D/A	2019-11-05 13:26:54 UTC
Amount To Be Raised $1,541,863 Associated Brokers / Dealers N/A CIK Number 0001771609 Filed Document 0001791088-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:26:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BIOLASE, INC See All Filings	D	2019-11-05 13:26:26 UTC
Amount To Be Raised $3,999,987 Associated Brokers / Dealers N/A CIK Number 0000811240 Filed Document 0001567619-19-020422 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:26:26 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lucky Goat Brewing LLC See All Filings	C	2019-11-05 13:22:05 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001792922 Filed Document 0001746059-19-000062 Accepted Date 2019-11-05 13:22:05 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
SMPI EMU 1, LLC See All Filings	D	2019-11-05 13:18:04 UTC
Amount To Be Raised $2,287,800 Associated Brokers / Dealers N/A CIK Number 0001791088 Filed Document 0001791088-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 13:18:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund