|
|
D/A |
2017-12-01 15:20:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001281984
- Filed Document
- 0001213900-17-012838
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:20:58 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 15:20:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC, MORGAN STANLEY SMITH BARNEY LLC, and CITIGROUP GLOBAL MARKETS INC.
- CIK Number
- 0001690893
- Filed Document
- 0001690893-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:20:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 15:15:47 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- AEI Securities, Inc., H.D. Vest Investment Services, Lincoln Financial Advisors Corporation, FSC Securities Corporation, and Woodbury Financial Service, Inc.
- CIK Number
- 0001690430
- Filed Document
- 0001690430-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:15:47 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2017-12-01 15:14:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722093
- Filed Document
- 0001722093-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:14:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 15:13:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- PIMCO INVESTMENTS LLC, MORGAN STANLEY SMITH BARNEY LLC, and CITIGROUP GLOBAL MARKETS INC.
- CIK Number
- 0001690894
- Filed Document
- 0001690894-17-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:13:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 15:11:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001659818
- Filed Document
- 0001659828-17-000106
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:11:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 15:02:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724157
- Filed Document
- 0001724157-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:02:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 15:00:52 UTC |
- Amount To Be Raised
- $1,196,236
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385666
- Filed Document
- 0001385666-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 15:00:52 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-12-01 14:53:22 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723627
- Filed Document
- 0001723627-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 14:53:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 14:40:48 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Richard Martin
- CIK Number
- 0001708903
- Filed Document
- 0001708903-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 14:40:48 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 14:34:19 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Paul Metcalfe
- CIK Number
- 0001708903
- Filed Document
- 0001708903-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 14:34:19 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-12-01 14:33:22 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724110
- Filed Document
- 0001724110-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 14:33:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 14:32:05 UTC |
- Amount To Be Raised
- $7,114,230
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001459190
- Filed Document
- 0001140361-17-044586
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 14:32:05 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 14:29:15 UTC |
- Amount To Be Raised
- $321,864
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001719902
- Filed Document
- 0001719902-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 14:29:15 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-12-01 14:27:53 UTC |
- Amount To Be Raised
- $2,101,438
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723859
- Filed Document
- 0001723859-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 14:27:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 14:26:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724199
- Filed Document
- 0001724199-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 14:26:38 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Siguler Guff Distressed Real Estate Opportunities Fund IIB (E), LP
See All Filings
|
D |
2017-12-01 14:10:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and The Bank of New York Mellon
- CIK Number
- 0001719095
- Filed Document
- 0001719095-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 14:10:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 14:01:31 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001551874
- Filed Document
- 0001551874-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 14:01:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 13:47:31 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713436
- Filed Document
- 0001713436-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 13:47:31 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 13:35:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Park Hill Group LLC
- CIK Number
- 0001724062
- Filed Document
- 0001724062-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 13:35:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 13:33:37 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710335
- Filed Document
- 0001117768-17-001928
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 13:33:37 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 13:26:18 UTC |
- Amount To Be Raised
- $2,714,600
- Associated Brokers / Dealers
- Dempsey Lord Smith, LLC
- CIK Number
- 0001723620
- Filed Document
- 0001692875-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 13:26:18 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 13:26:18 UTC |
- Amount To Be Raised
- $48,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723934
- Filed Document
- 0001723934-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 13:26:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 13:21:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001515408
- Filed Document
- 0001515408-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 13:21:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 13:20:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities, Inc., UBS Financial Services, Inc., Capital Management Partners, Inc., Next Financial Group, Inc., First Financial Equity Corporation, Crowell, Weedon & Co., Stifel, Nicolaus & Company, Incorporated, Benjamin F. Edwards & Company, Inc., and J.P. Turner & Company, L.L.C.
- CIK Number
- 0001023453
- Filed Document
- 0001023453-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 13:20:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 13:09:55 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675100
- Filed Document
- 0001683180-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 13:09:55 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-12-01 13:06:43 UTC |
- Amount To Be Raised
- $24,742,538
- Associated Brokers / Dealers
- Highland Capital Funds Distributor, Inc., Edward Fernandez, Gary Chapman, Corbin S. Thomas, and Steven Kolinsky
- CIK Number
- 0001722121
- Filed Document
- 0001722121-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 13:06:43 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 12:59:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724162
- Filed Document
- 0000902664-17-004470
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:59:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 12:51:35 UTC |
- Amount To Be Raised
- $599,988
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001678310
- Filed Document
- 0001678310-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:51:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 12:46:01 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723525
- Filed Document
- 0001723525-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:46:01 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-12-01 12:37:32 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724144
- Filed Document
- 0001724144-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:37:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 12:34:07 UTC |
- Amount To Be Raised
- $8,262,900
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718875
- Filed Document
- 0001718875-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:34:07 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-12-01 12:31:14 UTC |
- Amount To Be Raised
- $1,135,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708617
- Filed Document
- 0001708617-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:31:14 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-12-01 12:26:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720928
- Filed Document
- 0001315863-17-000927
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:26:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 12:22:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001524117
- Filed Document
- 0001524117-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:22:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 12:18:19 UTC |
- Amount To Be Raised
- $3,024,998
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724120
- Filed Document
- 0001724120-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:18:19 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 12:16:54 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565663
- Filed Document
- 0000892712-17-000772
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:16:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 12:16:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723878
- Filed Document
- 0001723878-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:16:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 12:11:38 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- TerraNova Capital Equities, Inc.
- CIK Number
- 0001722704
- Filed Document
- 0001722704-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:11:38 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 12:08:19 UTC |
- Amount To Be Raised
- $9,216,900
- Associated Brokers / Dealers
- Dempsey Lord Smith, LLC
- CIK Number
- 0001692875
- Filed Document
- 0001692875-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:08:19 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 12:04:02 UTC |
- Amount To Be Raised
- $1,260,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666641
- Filed Document
- 0001140361-17-044559
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:04:02 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 12:01:48 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721616
- Filed Document
- 0000902664-17-004468
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 12:01:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 11:58:33 UTC |
- Amount To Be Raised
- $4,378,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599423
- Filed Document
- 0001599423-17-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 11:58:33 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-01 11:56:40 UTC |
- Amount To Be Raised
- $1,350,000
- Associated Brokers / Dealers
- TerraNova Capital Equities, Inc.
- CIK Number
- 0001722704
- Filed Document
- 0001722704-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 11:56:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2017-12-01 11:44:30 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696754
- Filed Document
- 0001696754-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 11:44:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 11:38:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718423
- Filed Document
- 0001718423-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 11:38:10 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2017-12-01 11:36:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC, Avisen Securities, Inc., Wedbush Securities Inc., Capital Management Partners, Inc., Equus Financial Consulting LLC, Equinox Group Distributors, LLC, and Grant Williams L.P.
- CIK Number
- 0001038627
- Filed Document
- 0001023453-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 11:36:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-01 11:31:54 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691321
- Filed Document
- 0001691321-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 11:31:54 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-01 11:26:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640610
- Filed Document
- 0001640610-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 11:26:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-01 11:20:03 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436616
- Filed Document
- 0001436616-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-01 11:20:03 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|