Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Fitzroy Health Holdings, LLC See All Filings	D	2017-12-04 06:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724123 Filed Document 0001724123-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-04 06:50:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Aspinden Hotel REIT LLC See All Filings	D	2017-12-04 06:46:22 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001724239 Filed Document 0001724239-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-04 06:46:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Barrydale Hotel REIT LLC See All Filings	D	2017-12-04 06:25:18 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001724241 Filed Document 0001724241-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-04 06:25:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Tampa Airport I LLC See All Filings	D	2017-12-01 20:25:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723713 Filed Document 0001723713-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 20:25:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Weatherford VC I LLC See All Filings	D/A	2017-12-01 20:07:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665441 Filed Document 0001665441-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-01 20:07:23 UTC Type of Offering D/A Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund VI, LLC See All Filings	D/A	2017-12-01 19:35:06 UTC
Amount To Be Raised $12,198,864 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001647138 Filed Document 0001647138-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 19:35:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Green Aloha Ltd. See All Filings	D/A	2017-12-01 19:02:11 UTC
Amount To Be Raised $1,336,600 Associated Brokers / Dealers N/A CIK Number 0001717857 Filed Document 0001717857-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-01 19:02:11 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $No Revenues Type of Security Equity
Efficient Drivetrains, Inc See All Filings	D/A	2017-12-01 18:30:30 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001404989 Filed Document 0001404989-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-01 18:30:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4754 Ortega Hills Drive LLC See All Filings	D	2017-12-01 18:20:34 UTC
Amount To Be Raised $1,376,033 Associated Brokers / Dealers N/A CIK Number 0001724164 Filed Document 0001724164-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 18:20:34 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TH Real Estate U.S. Strategic Industrial Fund I LP See All Filings	D	2017-12-01 18:19:16 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers None and None CIK Number 0001722157 Filed Document 0001140361-17-044667 Exclusions or Exemptions 506b Accepted Date 2017-12-01 18:19:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transportation Power, Inc. See All Filings	D	2017-12-01 18:07:44 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001724207 Filed Document 0001724207-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 18:07:44 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Creatus Biosciences Inc. See All Filings	D	2017-12-01 17:56:01 UTC
Amount To Be Raised $20,399 Associated Brokers / Dealers N/A CIK Number 0001724216 Filed Document 0001724216-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 17:56:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BSV Fund IV LLC See All Filings	D/A	2017-12-01 17:53:54 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001697372 Filed Document 0001697372-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-01 17:53:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Defined By Water LLC See All Filings	D	2017-12-01 17:49:33 UTC
Amount To Be Raised $1,175,000 Associated Brokers / Dealers N/A CIK Number 0001723668 Filed Document 0001723668-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 17:49:33 UTC Type of Offering D Industry Restaurants Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Equity
Caliber UX, Inc. See All Filings	D	2017-12-01 17:48:17 UTC
Amount To Be Raised $3,430,903 Associated Brokers / Dealers N/A CIK Number 0001687006 Filed Document 0001687006-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 17:48:17 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RCP Fund XII, LP See All Filings	D/A	2017-12-01 17:30:41 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Roam Capital, Inc. and DeBere Group Limited CIK Number 0001711032 Filed Document 0001711032-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-01 17:30:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FORT GLOBAL DIVERSIFIED LP See All Filings	D/A	2017-12-01 17:26:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers more than 5 CIK Number 0001258075 Filed Document 0001258075-17-000009 Exclusions or Exemptions 506b Accepted Date 2017-12-01 17:26:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Class F Segregated Portfolio of FORT Global Offshore, SPC See All Filings	D/A	2017-12-01 17:18:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684310 Filed Document 0001258075-17-000008 Exclusions or Exemptions 506b Accepted Date 2017-12-01 17:18:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clip Interactive, LLC See All Filings	D	2017-12-01 17:11:28 UTC
Amount To Be Raised $5,032,931 Associated Brokers / Dealers N/A CIK Number 0001554818 Filed Document 0001554818-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-01 17:11:28 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
MediaHound, Inc. See All Filings	D	2017-12-01 17:07:41 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-17-000014 Exclusions or Exemptions 506b Accepted Date 2017-12-01 17:07:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Palidian Inc See All Filings	D	2017-12-01 17:06:23 UTC
Amount To Be Raised $11,328,670 Associated Brokers / Dealers N/A CIK Number 0001627078 Filed Document 0001627078-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-01 17:06:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Citizens Bancshares Co. See All Filings	D	2017-12-01 16:59:43 UTC
Amount To Be Raised $1,628,781 Associated Brokers / Dealers N/A CIK Number 0001514398 Filed Document 0001031323-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:59:43 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Class D Segregated Portfolio of FORT Global Offshore, SPC See All Filings	D/A	2017-12-01 16:58:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593360 Filed Document 0001258075-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:58:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPH MLP Fund, LP See All Filings	D/A	2017-12-01 16:55:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571217 Filed Document 0000902664-17-004473 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:55:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TPH Energy Infrastructure Fund Plus, LP See All Filings	D/A	2017-12-01 16:54:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513882 Filed Document 0000902664-17-004472 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:54:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MEDNAX, INC. See All Filings	D	2017-12-01 16:53:24 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0000893949 Filed Document 0001209191-17-063235 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:53:24 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business FLORIDA Revenue or Assets $Over $100,000,000 Type of Security Equity
TPH Energy Infrastructure Fund, LP See All Filings	D/A	2017-12-01 16:52:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562852 Filed Document 0000902664-17-004471 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:52:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Luxfund See All Filings	D	2017-12-01 16:50:30 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Ali Alogaili CIK Number 0001718314 Filed Document 0001718314-17-000016 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:50:30 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
SWC Hedged Equity Fund, LLC See All Filings	D/A	2017-12-01 16:49:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680223 Filed Document 0001680223-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:49:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GROUNDFLOOR FINANCE INC. See All Filings	D/A	2017-12-01 16:49:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001588504 Filed Document 0001588504-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:49:04 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Class C Segregated Portfolio of FORT Global Offshore, SPC See All Filings	D/A	2017-12-01 16:46:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593358 Filed Document 0001258075-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:46:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DriveWealth Holdings, Inc. See All Filings	D	2017-12-01 16:45:44 UTC
Amount To Be Raised $24,896,314 Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001570158 Filed Document 0001570158-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:45:44 UTC Type of Offering D Industry Investing Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Pavement Company, LLC See All Filings	D	2017-12-01 16:45:04 UTC
Amount To Be Raised $3,109,000 Associated Brokers / Dealers N/A CIK Number 0001724188 Filed Document 0001724188-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:45:04 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Suzo, LLC See All Filings	D	2017-12-01 16:42:32 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001720029 Filed Document 0001720029-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:42:32 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
CUR Holdings, Inc. See All Filings	D	2017-12-01 16:37:18 UTC
Amount To Be Raised $2,515,000 Associated Brokers / Dealers N/A CIK Number 0001724109 Filed Document 0001477932-17-005926 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:37:18 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CUR Holdings, Inc. See All Filings	D	2017-12-01 16:36:36 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers GP NURMENKARI INC. CIK Number 0001724109 Filed Document 0001477932-17-005925 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:36:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
CUR Holdings, Inc. See All Filings	D	2017-12-01 16:35:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GP NURMENKARI INC. CIK Number 0001724109 Filed Document 0001477932-17-005924 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:35:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VA 187 See All Filings	D	2017-12-01 16:34:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001723367 Filed Document 0001723367-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:34:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3W Partners Fund II, L.P. See All Filings	D	2017-12-01 16:30:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724203 Filed Document 0001724199-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:30:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
Self-Storage Portfolio V DST See All Filings	D/A	2017-12-01 16:30:49 UTC
Amount To Be Raised $16,488,801 Associated Brokers / Dealers Christina S. Nielson, Timothy L. Stauffer, Corbin S. Thomas, Tom T. Teraoka, Joseph G. Michaletz, Marcia A. Geltman, Daniel P. Raupp, Damian J. Dering, Bryon J. Ishiwata, Delmar V. McKinney II, Dominick J. Sarinelli, Preston P. Mokris, James T. Walesa, Maureen L. Verduyn, Nicholas J. Gardner, Paul L. Roger, Inland Sercurities Corporation, Mark L. Lopez, Justin C. Lowy, Gregory P. Hunter, James A. Parry Sr., Richard M. Waters Jr,, Michael T. Moomaw, and Inland Securities Corporation CIK Number 0001714749 Filed Document 0001714749-17-000007 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:30:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Clumio, Inc. See All Filings	D	2017-12-01 16:28:54 UTC
Amount To Be Raised $11,000,088 Associated Brokers / Dealers N/A CIK Number 0001724100 Filed Document 0001724100-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:28:54 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Novonate Inc. See All Filings	D	2017-12-01 16:28:28 UTC
Amount To Be Raised $1,124,469 Associated Brokers / Dealers N/A CIK Number 0001723928 Filed Document 0001723928-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:28:28 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FORT Global Trend L.P. See All Filings	D/A	2017-12-01 16:16:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001697925 Filed Document 0001258075-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:16:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kush Bottles, Inc. See All Filings	D/A	2017-12-01 16:15:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001604627 Filed Document 0001511164-17-000732 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:15:18 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Parritt Is Dead Ltd Liability Co See All Filings	D	2017-12-01 16:11:21 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001717078 Filed Document 0001717078-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:11:21 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FORT Global Futures, L.P. See All Filings	D/A	2017-12-01 16:05:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682647 Filed Document 0001258075-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:05:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3TW Ltd Liability Co See All Filings	D	2017-12-01 16:01:55 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001717151 Filed Document 0001717151-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:01:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
usell.com, Inc. See All Filings	D	2017-12-01 16:01:30 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001271075 Filed Document 0001615774-17-007069 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:01:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Sage Agri Investments REIT LLC See All Filings	D	2017-12-01 16:00:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001723307 Filed Document 0001723307-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-01 16:00:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Discovery Energy Corp. See All Filings	D/A	2017-12-01 15:56:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001435387 Filed Document 0001144204-17-061906 Exclusions or Exemptions 506b Accepted Date 2017-12-01 15:56:05 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity