Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Oberland Capital Healthcare II LP See All Filings	D	2017-12-12 13:34:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724960 Filed Document 0001724960-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 13:34:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALTIMATE MEDICAL HOLDINGS, INC. See All Filings	D	2017-12-12 13:26:38 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001724846 Filed Document 0001362118-17-000030 Exclusions or Exemptions 506b Accepted Date 2017-12-12 13:26:38 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Crosslink Crossover Fund VII, L.P. See All Filings	D/A	2017-12-12 12:57:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635991 Filed Document 0000935836-17-000560 Exclusions or Exemptions 506b Accepted Date 2017-12-12 12:57:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALEXANDRA CAPITAL CORP. See All Filings	D	2017-12-12 12:55:20 UTC
Amount To Be Raised $21,337 Associated Brokers / Dealers N/A CIK Number 0001639142 Filed Document 0001639142-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-12 12:55:20 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
GLOBAL SOVEREIGN OPPORTUNITIES FUND LP See All Filings	D	2017-12-12 12:42:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725046 Filed Document 0001725046-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 12:42:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talapo Therapeutics, Inc. See All Filings	D	2017-12-12 12:32:33 UTC
Amount To Be Raised $800,242 Associated Brokers / Dealers N/A CIK Number 0001725002 Filed Document 0001725002-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 12:32:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Divergence Digital Currency LP See All Filings	D	2017-12-12 12:17:47 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001724719 Filed Document 0001724719-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 12:17:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stonefly Investors, LLC See All Filings	D	2017-12-12 12:14:50 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001724861 Filed Document 0001724861-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 12:14:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
HASelect-LIFE Fund II LLC See All Filings	D/A	2017-12-12 12:12:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722903 Filed Document 0001722903-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 12:12:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integrated Healing Technologies, LLC See All Filings	D	2017-12-12 12:12:33 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001621612 Filed Document 0001209191-17-065158 Exclusions or Exemptions 506b Accepted Date 2017-12-12 12:12:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
IFF NOZ SPV LLC See All Filings	D	2017-12-12 11:58:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724990 Filed Document 0001724990-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:58:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SNK Technologies, LLC See All Filings	D	2017-12-12 11:53:22 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001725019 Filed Document 0001140361-17-045805 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:53:22 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
GP10, L.P. See All Filings	D/A	2017-12-12 11:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654050 Filed Document 0001654050-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:48:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exeter Europe Value Venture III S.C.Sp See All Filings	D	2017-12-12 11:47:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722143 Filed Document 0001722143-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:47:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets $Not Applicable Type of Security Equity
Silver Queen Financial Services, Inc. See All Filings	D	2017-12-12 11:45:04 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Keefe, Bruyette & Woods, Inc. CIK Number 0001723758 Filed Document 0001723758-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:45:04 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
OyaGen Inc. See All Filings	D	2017-12-12 11:44:06 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001319956 Filed Document 0001319956-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:44:06 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
InfraRed Infrastructure V (2) LP See All Filings	D	2017-12-12 11:32:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Threadmark LP CIK Number 0001724778 Filed Document 0001724778-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:32:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Combined Therapeutics, Inc. See All Filings	D	2017-12-12 11:31:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001724215 Filed Document 0001724215-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:31:52 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
YAKIRA PARTNERS, L.P. See All Filings	D/A	2017-12-12 11:30:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001036183 Filed Document 0001036183-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:30:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MI-CW HOLDINGS NV FUND 2 LLC See All Filings	D	2017-12-12 11:27:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCDONALD PARTNERS, LLC CIK Number 0001725038 Filed Document 0001725038-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:27:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pine River Baxter Fund LLC See All Filings	D/A	2017-12-12 11:23:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691996 Filed Document 0001691996-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:23:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HG-R Beacon, LLC See All Filings	D	2017-12-12 11:18:39 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001724022 Filed Document 0001724019-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:18:39 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TurnGram, Inc. See All Filings	D	2017-12-12 11:17:16 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001724121 Filed Document 0001724121-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:17:16 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Pipeline Equity Inc. See All Filings	D	2017-12-12 11:16:17 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001724824 Filed Document 0001724824-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:16:17 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Choice Financial Holdings, Inc. See All Filings	D	2017-12-12 11:08:55 UTC
Amount To Be Raised $111,000,000 Associated Brokers / Dealers N/A CIK Number 0001479959 Filed Document 0001042167-17-000123 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:08:55 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Trail Surgery Center, LLC See All Filings	D	2017-12-12 11:05:47 UTC
Amount To Be Raised $1,323,000 Associated Brokers / Dealers N/A CIK Number 0001724688 Filed Document 0001710879-17-000025 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:05:47 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Beacon Select, LLC See All Filings	D	2017-12-12 11:03:12 UTC
Amount To Be Raised $51,279,000 Associated Brokers / Dealers Yacha Sutton CIK Number 0001724005 Filed Document 0001724019-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 11:03:12 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Rand PE Fund I, L.P. See All Filings	D/A	2017-12-12 10:49:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660401 Filed Document 0001660401-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 10:49:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prudential Retirement Insurance & Annuity Co See All Filings	D/A	2017-12-12 10:49:42 UTC
Amount To Be Raised $290,100,000 Associated Brokers / Dealers Various Agents CIK Number 0001444597 Filed Document 0001209191-17-065125 Exclusions or Exemptions 506b Accepted Date 2017-12-12 10:49:42 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Allinaire Therapeutics, LLC See All Filings	D/A	2017-12-12 10:48:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001676987 Filed Document 0001676987-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 10:48:50 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Atlas IDF, LP See All Filings	D/A	2017-12-12 10:41:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660386 Filed Document 0001660386-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 10:41:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beacon Holdings, LLC See All Filings	D	2017-12-12 10:40:35 UTC
Amount To Be Raised $25,022,288 Associated Brokers / Dealers Pioneer International Services Limited, Yoram Mehr, and Akiva Glick CIK Number 0001724019 Filed Document 0001724019-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 10:40:35 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Ventacity Systems Inc. See All Filings	D	2017-12-12 10:35:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001673420 Filed Document 0001673420-17-000005 Exclusions or Exemptions 506b Accepted Date 2017-12-12 10:35:23 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
FAMOUS HIPPIE LEASE, LTD See All Filings	D/A	2017-12-12 10:33:18 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001691931 Filed Document 0001691931-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 10:33:18 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Other
LR HI Holdings, LLC See All Filings	D	2017-12-12 10:31:47 UTC
Amount To Be Raised $4,339,339 Associated Brokers / Dealers N/A CIK Number 0001713550 Filed Document 0001713550-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 10:31:47 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Arel Denver V LP See All Filings	D	2017-12-12 10:22:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724296 Filed Document 0000902664-17-004545 Exclusions or Exemptions 506b Accepted Date 2017-12-12 10:22:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkeley Ventures II, LLC See All Filings	D/A	2017-12-12 10:12:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001724334 Filed Document 0001724334-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-12 10:12:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PSC Credit Opportunities III (USD) Feeder, LP Inc. See All Filings	D/A	2017-12-12 10:01:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and Not Applicable CIK Number 0001692282 Filed Document 0001692282-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 10:01:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Midway Simpsonville, LLC See All Filings	D	2017-12-12 10:00:22 UTC
Amount To Be Raised $2,602,925 Associated Brokers / Dealers N/A CIK Number 0001724698 Filed Document 0001724698-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-12 10:00:22 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Park Square Capital Credit Opportunities III (USD), LP Inc. See All Filings	D/A	2017-12-12 09:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable, Not Applicable, and Not Applicable CIK Number 0001692270 Filed Document 0001076312-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-12 09:49:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
WaterRox Investments LLC See All Filings	D	2017-12-12 09:43:07 UTC
Amount To Be Raised $1,420,000 Associated Brokers / Dealers N/A CIK Number 0001725024 Filed Document 0001725024-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 09:43:07 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Man AHL TailProtect Ltd. See All Filings	D/A	2017-12-12 09:17:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001536472 Filed Document 0000902664-17-004544 Exclusions or Exemptions 506b Accepted Date 2017-12-12 09:17:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BBCM Offshore Fund Ltd. See All Filings	D/A	2017-12-12 09:07:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Synaptic Partner SA CIK Number 0001680234 Filed Document 0000905718-17-001024 Exclusions or Exemptions 506b Accepted Date 2017-12-12 09:07:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HG OPPORTUNITY FUND, LP See All Filings	D	2017-12-12 08:56:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626773 Filed Document 0001626773-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 08:56:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D. E. Shaw All Country Global Alpha Extension Custom Fund, L.P. See All Filings	D	2017-12-12 08:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723938 Filed Document 0001723938-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-12 08:50:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEW UK REIT plc See All Filings	D	2017-12-12 08:30:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724638 Filed Document 0000945621-17-000436 Exclusions or Exemptions 506b Accepted Date 2017-12-12 08:30:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Resource Optimization Fund, L.P. See All Filings	D/A	2017-12-12 07:07:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001534700 Filed Document 0001534700-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-12 07:07:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANA Nirvana Fund, L.P. See All Filings	D/A	2017-12-12 06:14:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459715 Filed Document 0000902664-17-004543 Exclusions or Exemptions 506b Accepted Date 2017-12-12 06:14:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JANA Partners, L.P. See All Filings	D/A	2017-12-12 06:12:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001156346 Filed Document 0000902664-17-004542 Exclusions or Exemptions 506b Accepted Date 2017-12-12 06:12:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
JANA Offshore Partners, Ltd. See All Filings	D/A	2017-12-12 06:10:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001460014 Filed Document 0000902664-17-004541 Exclusions or Exemptions 506b Accepted Date 2017-12-12 06:10:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity