Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Actis Asia Real Estate 2 A LP See All Filings	D	2019-11-05 10:29:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791680 Filed Document 0001791680-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 10:29:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Maxim Income Opportunity Fund II, L.P. See All Filings	D/A	2019-11-05 10:27:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001757954 Filed Document 0000943663-19-000208 Exclusions or Exemptions 506b Accepted Date 2019-11-05 10:27:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DST Opportunities III Access LLC See All Filings	D	2019-11-05 10:23:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001792852 Filed Document 0001792852-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 10:23:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concordance Health Solutions See All Filings	D	2019-11-05 10:19:15 UTC
Amount To Be Raised $2,550,000 Associated Brokers / Dealers N/A CIK Number 0001505039 Filed Document 0001505039-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 10:19:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
NREA Retreat, DST See All Filings	D/A	2019-11-05 10:16:13 UTC
Amount To Be Raised $35,125,712 Associated Brokers / Dealers Concorde Investment Services LLC, Kim R. Kunz, Justin Bachman, Ed Fernandez, Troy Thomas, Gary Pohl, Jim A. Lund, Robert A. Horning, Curtis J. Sathre, Joral T Schmalle, DFPG Investments Inc, Kyle S. Jobin, Tomas J. Velken, Frank Piscitelli, Corbin S. Thomas, Liam F. Dalton, Steven A. Barnes, David P. Dahill, Patrick T. Shea, Joseph M. Insalaco, James M Lamont, Todd H Kennedy, and Linda J. Wimsatt CIK Number 0001756270 Filed Document 0001756270-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-05 10:16:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PGIM Fixed Income Alternatives Fund, L.P., Global Macro (U.S.) Series See All Filings	D	2019-11-05 10:09:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers -- CIK Number 0001792022 Filed Document 0000919574-19-006709 Exclusions or Exemptions 506b Accepted Date 2019-11-05 10:09:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Actis Asia Real Estate 2 LP See All Filings	D	2019-11-05 10:07:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791681 Filed Document 0001791681-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 10:07:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MUTUALINK INC See All Filings	D	2019-11-05 10:04:41 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001447606 Filed Document 0001447606-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 10:04:41 UTC Type of Offering D Industry Telecommunications Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Vantage OZ II, LLC See All Filings	D	2019-11-05 10:04:20 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers The Enterprise Security Company CIK Number 0001792188 Filed Document 0001262463-19-000353 Exclusions or Exemptions 506b Accepted Date 2019-11-05 10:04:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Vantage OZ, LLC See All Filings	D	2019-11-05 09:59:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers The Enterprise Security Company CIK Number 0001783309 Filed Document 0001262463-19-000351 Exclusions or Exemptions 506b Accepted Date 2019-11-05 09:59:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Black-and-White Innovation Fund LP See All Filings	D/A	2019-11-05 09:58:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686115 Filed Document 0001012975-19-000656 Exclusions or Exemptions 506b Accepted Date 2019-11-05 09:58:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Black-and-White Innovation Fund (Cayman) Ltd. See All Filings	D/A	2019-11-05 09:57:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001686116 Filed Document 0001012975-19-000655 Exclusions or Exemptions 506b Accepted Date 2019-11-05 09:57:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Institutional Select Fund, Ltd. See All Filings	D/A	2019-11-05 09:56:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Northern Trust Securities, Inc. CIK Number 0001757774 Filed Document 0001757774-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 09:56:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
4700 Twisted LLC See All Filings	D	2019-11-05 09:56:03 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001793179 Filed Document 0001793139-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-11-05 09:56:03 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Heritage at Forest Acres Mezzanine Debt Fund, LLC See All Filings	D	2019-11-05 09:55:36 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001793114 Filed Document 0001793114-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-05 09:55:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
4791 Apartment LLC See All Filings	D	2019-11-05 09:51:45 UTC
Amount To Be Raised $4,137,239 Associated Brokers / Dealers N/A CIK Number 0001793180 Filed Document 0001793139-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-11-05 09:51:45 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MRES Torello Holdings, LLC See All Filings	D	2019-11-05 09:49:58 UTC
Amount To Be Raised $15,835,000 Associated Brokers / Dealers N/A CIK Number 0001793152 Filed Document 0001793152-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 09:49:58 UTC Type of Offering D Industry Residential Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
4803 New Hope LLC See All Filings	D	2019-11-05 09:46:12 UTC
Amount To Be Raised $8,230,000 Associated Brokers / Dealers N/A CIK Number 0001793181 Filed Document 0001793139-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-05 09:46:12 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
500 Fifth LLC See All Filings	D	2019-11-05 08:51:32 UTC
Amount To Be Raised $6,090,500 Associated Brokers / Dealers N/A CIK Number 0001793132 Filed Document 0001793139-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-05 08:51:32 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
5072 New Hope LLC See All Filings	D	2019-11-05 08:47:42 UTC
Amount To Be Raised $2,128,500 Associated Brokers / Dealers N/A CIK Number 0001793133 Filed Document 0001793139-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-05 08:47:42 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
5920 Monroe LLC See All Filings	D	2019-11-05 08:43:05 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001793134 Filed Document 0001793139-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-05 08:43:05 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
639 Archdale LLC See All Filings	D	2019-11-05 08:38:51 UTC
Amount To Be Raised $1,477,544 Associated Brokers / Dealers N/A CIK Number 0001793135 Filed Document 0001793139-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-05 08:38:51 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
6825 West Galveston LLC See All Filings	D	2019-11-05 08:35:10 UTC
Amount To Be Raised $3,037,824 Associated Brokers / Dealers N/A CIK Number 0001793136 Filed Document 0001793139-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-05 08:35:10 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
800 Post LLC See All Filings	D	2019-11-05 08:30:51 UTC
Amount To Be Raised $1,365,000 Associated Brokers / Dealers N/A CIK Number 0001793137 Filed Document 0001793139-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-05 08:30:51 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
901 Center Station LLC See All Filings	D	2019-11-05 08:26:45 UTC
Amount To Be Raised $6,124,500 Associated Brokers / Dealers N/A CIK Number 0001793138 Filed Document 0001793139-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-05 08:26:45 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
905 7th LLC See All Filings	D	2019-11-05 08:21:28 UTC
Amount To Be Raised $2,419,000 Associated Brokers / Dealers N/A CIK Number 0001793139 Filed Document 0001793139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-05 08:21:28 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
India Enhanced Index Fund I, LP See All Filings	D/A	2019-11-05 08:06:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599655 Filed Document 0001566114-19-000117 Exclusions or Exemptions 506b Accepted Date 2019-11-05 08:06:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elementum NatCat Onshore Fund LP See All Filings	D/A	2019-11-05 06:18:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001364820 Filed Document 0001315863-19-000891 Exclusions or Exemptions 506b Accepted Date 2019-11-05 06:18:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Elementum Directus Onshore Fund LP See All Filings	D/A	2019-11-05 06:16:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551983 Filed Document 0001315863-19-000890 Exclusions or Exemptions 506b Accepted Date 2019-11-05 06:16:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyMogul 139, LLC See All Filings	D	2019-11-04 22:00:23 UTC
Amount To Be Raised $3,240,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001788819 Filed Document 0001788819-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-04 22:00:23 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
RealtyMogul 138, LLC See All Filings	D	2019-11-04 21:58:25 UTC
Amount To Be Raised $1,920,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001788820 Filed Document 0001788820-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-04 21:58:25 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Killik Hot Sauce Company, LLC See All Filings	C-W	2019-11-04 21:55:43 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001791343 Filed Document 0001791343-19-000003 Accepted Date 2019-11-04 21:55:43 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
RealtyMogul 135, LLC See All Filings	D	2019-11-04 21:44:13 UTC
Amount To Be Raised $3,535,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001787523 Filed Document 0001787523-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-04 21:44:13 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Oakhurst Real Estate Fund XIV, LP See All Filings	D/A	2019-11-04 21:31:01 UTC
Amount To Be Raised $61,000,000 Associated Brokers / Dealers N/A CIK Number 0001790240 Filed Document 0001790240-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-04 21:31:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oakhurst Real Estate Fund III, LP See All Filings	D/A	2019-11-04 21:29:33 UTC
Amount To Be Raised $252,500,000 Associated Brokers / Dealers N/A CIK Number 0001658033 Filed Document 0001658033-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-04 21:29:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Passco Park 35 DST See All Filings	D	2019-11-04 21:26:59 UTC
Amount To Be Raised $39,425,000 Associated Brokers / Dealers Passco Capital, Inc., Berthel Fisher & Company Financial Services, Inc., Cabot Lodge Securities LLC, Whitehall-Parker Securities, Inc., Centaurus Financial, Inc., Colorado Financial Service Corporation, Concorde Investment Services, LLC, Courtlandt Securities Corporation, Crown Capital Securities, L.P., DFPG Investments, Inc., Emerson Equity LLC, Great Point Capital LLC, Huntwicke Securities, LLC, Independent Financial Group, LLC, JRL Capital Corporation, Kalos Capital, Inc., Lewis Financial Group, L.C., Lightpath Capital, Inc., McDermott Investment Services, LLC, National Securities Corporation, Titan Securities, PrimeX, RCX Capital Group, LLC, Sandlapper Securities, LLC, Somerset Securities, Inc., Triad Advisors LLC, Wealthforge Securities, LLC, and NexTrend Securities, Inc. CIK Number 0001793024 Filed Document 0001793024-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-04 21:26:59 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Opal Court Holdings, LLC See All Filings	D	2019-11-04 20:10:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001793142 Filed Document 0001793142-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-04 20:10:46 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Three Pillars Capital 9 LLC See All Filings	D	2019-11-04 19:51:22 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers N/A CIK Number 0001791251 Filed Document 0001789065-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-04 19:51:22 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Ghost Flower, Inc. See All Filings	D	2019-11-04 19:43:37 UTC
Amount To Be Raised $203,500 Associated Brokers / Dealers N/A CIK Number 0001725855 Filed Document 0001725855-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-04 19:43:37 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Engaged Capital Co-Invest X-A, L.P. See All Filings	D	2019-11-04 19:38:30 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001793006 Filed Document 0001104659-19-059693 Exclusions or Exemptions 506b Accepted Date 2019-11-04 19:38:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Engaged Capital Co-Invest X, L.P. See All Filings	D	2019-11-04 19:37:57 UTC
Amount To Be Raised $26,200,964 Associated Brokers / Dealers N/A CIK Number 0001792988 Filed Document 0001104659-19-059692 Exclusions or Exemptions 506b Accepted Date 2019-11-04 19:37:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
14ALL USA Corp. See All Filings	D	2019-11-04 19:32:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Meredith Iler and Patrick Matrisciana CIK Number 0001792622 Filed Document 0001792622-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-04 19:32:35 UTC Type of Offering D Industry Other Principal Place of Business WYOMING Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Glean Tech II LLC - Series A-CL See All Filings	D	2019-11-04 19:09:20 UTC
Amount To Be Raised $4,086,885 Associated Brokers / Dealers N/A CIK Number 0001793109 Filed Document 0001793109-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-04 19:09:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WANDERING BARMAN LLC See All Filings	C	2019-11-04 19:08:32 UTC
Financial Interest The intermediary will also receive compensation in the form of Securities equal to 2% of the total number of Securities sold in the offering. Filing Platform OpenDeal Portal LLC Offering Amount $500,000 CIK Number 0001706429 Filed Document 0001706429-19-000004 Accepted Date 2019-11-04 19:08:32 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State NEW YORK
Glean Tech II LLC - Series B-GB See All Filings	D	2019-11-04 18:56:43 UTC
Amount To Be Raised $7,579,119 Associated Brokers / Dealers N/A CIK Number 0001793090 Filed Document 0001793109-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-04 18:56:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Databricks, Inc. See All Filings	D	2019-11-04 18:52:14 UTC
Amount To Be Raised $400,000,181 Associated Brokers / Dealers N/A CIK Number 0001587468 Filed Document 0001587468-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-04 18:52:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EVOPLS, Inc. See All Filings	D/A	2019-11-04 18:51:29 UTC
Amount To Be Raised $1,678,626 Associated Brokers / Dealers N/A CIK Number 0001792929 Filed Document 0001792929-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-04 18:51:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hammr Inc. See All Filings	D	2019-11-04 18:35:31 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001792913 Filed Document 0001792913-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-04 18:35:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CALCAP Income Fund I LLC See All Filings	D/A	2019-11-04 18:35:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001664412 Filed Document 0001664412-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-04 18:35:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RMWC Direct Lending Opportunities Fund III, LP See All Filings	D/A	2019-11-04 18:31:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001733138 Filed Document 0001733138-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-04 18:31:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity