|
|
D |
2018-12-27 13:39:34 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- Herndon Plant Oakley, Ltd.
- CIK Number
- 0001083743
- Filed Document
- 0001709409-18-000020
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-27 13:39:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-27 13:03:00 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762961
- Filed Document
- 0001762961-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-27 13:03:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-27 11:43:52 UTC |
- Amount To Be Raised
- $2,050,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762898
- Filed Document
- 0001762898-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-27 11:43:52 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-27 10:46:10 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762897
- Filed Document
- 0001762897-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-27 10:46:10 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-27 09:56:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001620524
- Filed Document
- 0001415889-18-001836
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-27 09:56:59 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-26 18:48:02 UTC |
- Amount To Be Raised
- $782,800
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759978
- Filed Document
- 0001762757-18-000027
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 18:48:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-26 18:43:37 UTC |
- Amount To Be Raised
- $4,482,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762048
- Filed Document
- 0001762757-18-000026
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 18:43:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-26 18:07:07 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709777
- Filed Document
- 0001709777-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 18:07:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-26 14:26:38 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726711
- Filed Document
- 0001615774-18-014931
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 14:26:38 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-26 13:44:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754635
- Filed Document
- 0001754635-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 13:44:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-26 13:33:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762706
- Filed Document
- 0001762706-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 13:33:29 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-26 11:58:59 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001600001
- Filed Document
- 0001600001-18-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 11:58:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2018-12-26 11:02:24 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762351
- Filed Document
- 0001553350-18-001378
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-26 11:02:24 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- SINGAPORE
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-12-21 20:02:39 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762606
- Filed Document
- 0001567619-18-008554
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 20:02:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-21 19:52:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762473
- Filed Document
- 0001762473-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 19:52:04 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2018-12-21 18:36:03 UTC |
- Amount To Be Raised
- $4,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762392
- Filed Document
- 0001762392-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 18:36:03 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-12-21 16:30:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729997
- Filed Document
- 0000950103-18-014899
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:30:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:28:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588489
- Filed Document
- 0000950103-18-014897
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:28:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:27:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732409
- Filed Document
- 0000950103-18-014896
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:27:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:25:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001748945
- Filed Document
- 0000950103-18-014894
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:25:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:23:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001720265
- Filed Document
- 0000950103-18-014893
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:23:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:21:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732410
- Filed Document
- 0000950103-18-014892
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:21:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-21 16:19:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761325
- Filed Document
- 0000950103-18-014890
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:19:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:17:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732406
- Filed Document
- 0000950103-18-014889
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:17:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:15:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725210
- Filed Document
- 0000950103-18-014888
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:15:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:13:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705181
- Filed Document
- 0000950103-18-014886
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:13:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 16:02:41 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675395
- Filed Document
- 0001675395-18-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 16:02:41 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$25,000,001 - $50,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-12-21 15:48:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677773
- Filed Document
- 0001677773-18-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 15:48:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-12-21 15:29:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677774
- Filed Document
- 0001677774-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 15:29:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2018-12-21 15:16:23 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001760027
- Filed Document
- 0001760027-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 15:16:23 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D |
2018-12-21 13:22:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762593
- Filed Document
- 0001762593-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 13:22:03 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-21 12:23:28 UTC |
- Amount To Be Raised
- $104,000,000
- Associated Brokers / Dealers
- Flex Class
- CIK Number
- 0001688116
- Filed Document
- 0001688116-18-000004
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 12:23:28 UTC
- Type of Offering
- D/A
- Industry
- Computers
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2018-12-21 11:18:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725877
- Filed Document
- 0001725877-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 11:18:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-21 11:04:08 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001755038
- Filed Document
- 0001755038-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 11:04:08 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-12-21 10:31:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Larson Financial Securities
- CIK Number
- 0001708494
- Filed Document
- 0001708494-18-000020
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-21 10:31:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-20 21:09:00 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762207
- Filed Document
- 0001762191-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 21:09:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-20 17:37:09 UTC |
- Amount To Be Raised
- $313,617
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761157
- Filed Document
- 0001761157-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 17:37:09 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-20 17:21:24 UTC |
- Amount To Be Raised
- $6,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761442
- Filed Document
- 0001761442-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 17:21:24 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-12-20 16:54:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698469
- Filed Document
- 0001171520-18-000527
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 16:54:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ONTARIO, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-20 14:21:49 UTC |
- Amount To Be Raised
- $104,000,000
- Associated Brokers / Dealers
- Flex Class
- CIK Number
- 0001688116
- Filed Document
- 0001688116-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 14:21:49 UTC
- Type of Offering
- D/A
- Industry
- Computers
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D |
2018-12-20 13:52:15 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762516
- Filed Document
- 0001762516-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 13:52:15 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2018-12-20 13:23:50 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525592
- Filed Document
- 0001525592-18-000003
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 13:23:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-12-20 12:50:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001306467
- Filed Document
- 0001567619-18-008410
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 12:50:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-12-20 12:26:57 UTC |
- Amount To Be Raised
- $270,000
- Associated Brokers / Dealers
- SI Securities, LLC
- CIK Number
- 0001750319
- Filed Document
- 0001750319-18-000005
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 12:26:57 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-12-20 12:17:15 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001761682
- Filed Document
- 0001761682-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 12:17:15 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Security To Be Acquired
|
|
|
D |
2018-12-20 09:46:55 UTC |
- Amount To Be Raised
- $850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762494
- Filed Document
- 0001762494-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-20 09:46:55 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-12-19 17:26:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001762385
- Filed Document
- 0000902664-18-004388
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 17:26:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
John Hancock Life Insurance Co of New York Separate Account PPM1-B
See All Filings
|
D/A |
2018-12-19 16:39:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Michael Liebeskind, Eric Naison-Phillips, and Campbell Gerrish
- CIK Number
- 0001458490
- Filed Document
- 0001209191-18-063491
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 16:39:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-12-19 16:37:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood
- CIK Number
- 0001143982
- Filed Document
- 0001209191-18-063488
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 16:37:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T
See All Filings
|
D/A |
2018-12-19 16:36:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, David Wexler, Michael Liebeskinde, Ronald Greenberg, John E. Lagana, Cole Koeniger, and Thomas Rapp
- CIK Number
- 0001458488
- Filed Document
- 0001209191-18-063482
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-12-19 16:36:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|