Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dream Pops, a series of Basement Fund, LLC See All Filings	D	2019-11-06 13:15:50 UTC
Amount To Be Raised $56,500 Associated Brokers / Dealers N/A CIK Number 0001788547 Filed Document 0001783670-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-06 13:15:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Techtonic Group, Inc. See All Filings	D	2019-11-06 13:15:07 UTC
Amount To Be Raised $5,999,995 Associated Brokers / Dealers N/A CIK Number 0001738111 Filed Document 0001738111-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 13:15:07 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
United States Life Insurance Co in the City of New York See All Filings	D/A	2019-11-06 13:13:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M Holdings Securities, Inc. and FAS Corp. CIK Number 0001310558 Filed Document 0001310558-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 13:13:59 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BLACKROCK EMERGING FRONTIERS FUND LTD See All Filings	D/A	2019-11-06 13:10:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589051 Filed Document 0001784157-19-000019 Exclusions or Exemptions 506b Accepted Date 2019-11-06 13:10:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
HDC 1090 King Street, LLLP See All Filings	D	2019-11-06 13:06:13 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001792486 Filed Document 0001792486-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 13:06:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sharding Capital XIV, a series of Sharding Capital Management LLC See All Filings	D	2019-11-06 13:05:47 UTC
Amount To Be Raised $211,000 Associated Brokers / Dealers N/A CIK Number 0001783670 Filed Document 0001783670-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 13:05:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACCORD CATALYST IV, L.P. See All Filings	D	2019-11-06 13:00:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Accord Capital Partners LLC CIK Number 0001785361 Filed Document 0001785361-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 13:00:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Amsys Digital Asset Fund, LP See All Filings	D/A	2019-11-06 12:59:06 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001745278 Filed Document 0001745278-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-06 12:59:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$1 - $5,000,000 Type of Security Equity
SLF - West Lincoln, LLC See All Filings	D/A	2019-11-06 12:58:50 UTC
Amount To Be Raised $3,270,716 Associated Brokers / Dealers Shopoff Securities Inc. and Emerson Equity LLC CIK Number 0001782122 Filed Document 0001782122-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:58:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Asia Partners I LP See All Filings	D/A	2019-11-06 12:53:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001773077 Filed Document 0001773077-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:53:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Edammo, Inc See All Filings	D	2019-11-06 12:49:53 UTC
Amount To Be Raised $308,607 Associated Brokers / Dealers N/A CIK Number 0001702902 Filed Document 0001702902-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:49:53 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Diversified Income Strategy Fund, LLC See All Filings	D	2019-11-06 12:43:49 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001793329 Filed Document 0001716876-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-11-06 12:43:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NewSpring Acceptance Corp See All Filings	D	2019-11-06 12:43:18 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001793354 Filed Document 0001793354-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:43:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Eclipse Diagnostics Inc See All Filings	C/A	2019-11-06 12:41:52 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001733206 Filed Document 0001665160-19-001119 Accepted Date 2019-11-06 12:41:52 UTC Type of Offering C/A Security Offered Amount 1,000 Security Offered Type Common Stock State CALIFORNIA
AZG Towne Centre LLC See All Filings	D	2019-11-06 12:41:36 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001793348 Filed Document 0001793348-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:41:36 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sunny's Carrello LLC See All Filings	D	2019-11-06 12:38:59 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001793237 Filed Document 0001793237-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:38:59 UTC Type of Offering D Industry Restaurants Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Zebra Analytix, Inc. See All Filings	D	2019-11-06 12:37:37 UTC
Amount To Be Raised $1,518,750 Associated Brokers / Dealers None CIK Number 0001723881 Filed Document 0001723881-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:37:37 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Capstone Fund, LLC See All Filings	D	2019-11-06 12:21:38 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001716876 Filed Document 0001716876-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:21:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GRAX, Inc. See All Filings	D	2019-11-06 12:12:40 UTC
Amount To Be Raised $12,799,999 Associated Brokers / Dealers N/A CIK Number 0001793161 Filed Document 0001793161-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:12:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CP Investment VII REIT 1 See All Filings	D	2019-11-06 12:10:56 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001793258 Filed Document 0001793258-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:10:56 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AUIM Credit Opportunities Fund, LLC See All Filings	D/A	2019-11-06 12:10:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001678880 Filed Document 0001793250-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:10:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP ES FUND LXVIII, LLC See All Filings	D	2019-11-06 12:10:14 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001772551 Filed Document 0001772551-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:10:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
MVP ES FUND LXVII, LLC See All Filings	D	2019-11-06 12:02:34 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001772550 Filed Document 0001772550-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:02:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Uptown Newport Development Co., LLC See All Filings	D	2019-11-06 12:00:03 UTC
Amount To Be Raised $13,807,483 Associated Brokers / Dealers Shopoff Securities Inc., AUSDAL FINANCIAL PARTNERS, INC., and POLAR INVESTMENT COUNSEL, INC. CIK Number 0001793297 Filed Document 0001793297-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 12:00:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
PRUDENTIAL INSURANCE CO OF AMERICA See All Filings	D/A	2019-11-06 11:54:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Barrasso, Scott Gaul, and Harry Dalessio CIK Number 0000729057 Filed Document 0000729057-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-06 11:54:52 UTC Type of Offering D/A Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Other
Phoodeez, Inc. See All Filings	D	2019-11-06 11:47:06 UTC
Amount To Be Raised $865,000 Associated Brokers / Dealers N/A CIK Number 0001620723 Filed Document 0000897069-19-000504 Exclusions or Exemptions 506b Accepted Date 2019-11-06 11:47:06 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Unlocal Beer Company, LLC See All Filings	C	2019-11-06 11:46:33 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001792963 Filed Document 0001746059-19-000064 Accepted Date 2019-11-06 11:46:33 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State WISCONSIN
ConServ Equipment Leasing, LLC See All Filings	D/A	2019-11-06 11:40:44 UTC
Amount To Be Raised $13,333,320 Associated Brokers / Dealers N/A CIK Number 0001642773 Filed Document 0001642773-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-06 11:40:44 UTC Type of Offering D/A Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Orange River Partners, LP See All Filings	D/A	2019-11-06 11:30:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759049 Filed Document 0000919574-19-006720 Exclusions or Exemptions 506b Accepted Date 2019-11-06 11:30:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EP Private Credit Strategies L.P. See All Filings	D/A	2019-11-06 11:20:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759633 Filed Document 0000899140-19-000611 Exclusions or Exemptions 506b Accepted Date 2019-11-06 11:20:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Parent Holdings, LLC See All Filings	D/A	2019-11-06 11:20:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633590 Filed Document 0000899140-19-000610 Exclusions or Exemptions 506b Accepted Date 2019-11-06 11:20:01 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eagle Parent Holdings, LLC See All Filings	D/A	2019-11-06 11:19:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633590 Filed Document 0000899140-19-000609 Exclusions or Exemptions 506b Accepted Date 2019-11-06 11:19:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SportGait, Inc. See All Filings	D/A	2019-11-06 11:17:25 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001722775 Filed Document 0001722775-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-06 11:17:25 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Commercial Real Estate Fund II, LP See All Filings	D	2019-11-06 11:06:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793250 Filed Document 0001793250-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 11:06:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Continental Properties REIT LLC See All Filings	D	2019-11-06 11:03:21 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001792943 Filed Document 0000897069-19-000503 Exclusions or Exemptions 506b Accepted Date 2019-11-06 11:03:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
EdjSports Inc. See All Filings	D	2019-11-06 11:02:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001793013 Filed Document 0001793013-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 11:02:53 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
United Group of Investors, LLC See All Filings	D	2019-11-06 11:00:31 UTC
Amount To Be Raised $16,410,690 Associated Brokers / Dealers N/A CIK Number 0001793027 Filed Document 0001793027-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 11:00:31 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity
Causaly, Inc. See All Filings	D	2019-11-06 10:57:03 UTC
Amount To Be Raised $4,799,996 Associated Brokers / Dealers N/A CIK Number 0001746737 Filed Document 0001746737-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-06 10:57:03 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
FIRST CENTURY BANCORP. See All Filings	D	2019-11-06 10:54:04 UTC
Amount To Be Raised $22,028,313 Associated Brokers / Dealers N/A CIK Number 0001124676 Filed Document 0001124676-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-06 10:54:04 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Neuralmagic, Inc. See All Filings	D	2019-11-06 10:53:24 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001733316 Filed Document 0001733316-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-06 10:53:24 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Midas Opportunity Zone Fund II, LLC See All Filings	D	2019-11-06 10:45:24 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001782657 Filed Document 0001782657-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-06 10:45:24 UTC Type of Offering D Industry Commercial Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
AG Direct Lending Fund II (UNLEVERED), L.P. See All Filings	D/A	2019-11-06 10:38:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679884 Filed Document 0001679884-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 10:38:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naveego, Inc. See All Filings	D	2019-11-06 10:36:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001759327 Filed Document 0001759327-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 10:36:36 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Longleaf Preserve Investments LLC See All Filings	D	2019-11-06 10:32:12 UTC
Amount To Be Raised $7,242,200 Associated Brokers / Dealers Dempsey Lord Smith, LLC CIK Number 0001793280 Filed Document 0001793280-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 10:32:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AG DLI II, L.P. See All Filings	D/A	2019-11-06 10:31:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679881 Filed Document 0001679881-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 10:31:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG GTDL Fund II, L.P. See All Filings	D/A	2019-11-06 10:20:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688646 Filed Document 0001688646-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 10:20:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MCP Wellness II LP See All Filings	D	2019-11-06 10:02:27 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001784646 Filed Document 0001013594-19-000691 Exclusions or Exemptions 506b Accepted Date 2019-11-06 10:02:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
M3 Consulting Group, LLC See All Filings	D	2019-11-06 10:01:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001793182 Filed Document 0001793182-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-06 10:01:55 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Avenify Corp See All Filings	C/A	2019-11-06 10:00:58 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001784191 Filed Document 0001784191-19-000003 Accepted Date 2019-11-06 10:00:58 UTC Type of Offering C/A Security Offered Amount 25,000 Security Offered Type Other State VIRGINIA
Rioblanco Spectrum QOZ Fund I LLC See All Filings	D	2019-11-06 09:39:03 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001781654 Filed Document 0001781654-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-06 09:39:03 UTC Type of Offering D Industry Commercial Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity