Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Investment Partners, LLC - Alternative Yield Fund See All Filings	D/A	2017-12-15 10:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683594 Filed Document 0001683594-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 10:02:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Two Sigma World Core Cayman Fund, Ltd. See All Filings	D/A	2017-12-15 09:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661040 Filed Document 0000919574-17-008615 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:58:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Helmerich & Payne, Inc. See All Filings	D	2017-12-15 09:58:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0000046765 Filed Document 0000950172-17-000097 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:58:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $Over $100,000,000 Type of Security Equity
Diamond Kinetics, Inc. See All Filings	D	2017-12-15 09:52:12 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001613961 Filed Document 0001613961-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:52:12 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Harren HCA, Inc. See All Filings	D	2017-12-15 09:51:12 UTC
Amount To Be Raised $22,946,758 Associated Brokers / Dealers N/A CIK Number 0001725177 Filed Document 0001012975-17-000928 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:51:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Paragon Southwest Medical Waste, LLC See All Filings	D	2017-12-15 09:50:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Gulfstar Group I, Ltd CIK Number 0001725545 Filed Document 0001725545-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:50:34 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Lazard Emerging Markets Equity Advantage Fund, a series of Lazard Investment Trust See All Filings	D/A	2017-12-15 09:48:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628189 Filed Document 0001628189-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:48:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lazard Japanese Strategic Equity Fund, a series of Lazard Investment Trust See All Filings	D/A	2017-12-15 09:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001628188 Filed Document 0001628188-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:45:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capstone Healthcare Partners LLC See All Filings	D	2017-12-15 09:36:15 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001725524 Filed Document 0001725524-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 09:36:15 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Athanor Fund, LP See All Filings	D	2017-12-15 08:57:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724746 Filed Document 0001724746-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 08:57:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All-Stars Investment Prviate Partners Fund L.P. See All Filings	D	2017-12-15 08:38:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724822 Filed Document 0001724822-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-15 08:38:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DVG 1740 Fund L.P. See All Filings	D/A	2017-12-15 08:27:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593982 Filed Document 0000902664-17-004587 Exclusions or Exemptions 506b Accepted Date 2017-12-15 08:27:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
GoldenTree Multi-Sector LP See All Filings	D/A	2017-12-15 08:24:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660994 Filed Document 0000902664-17-004586 Exclusions or Exemptions 506b Accepted Date 2017-12-15 08:24:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Conatus Capital Long Opportunities Overseas Ltd. See All Filings	D/A	2017-12-15 08:19:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661328 Filed Document 0000902664-17-004585 Exclusions or Exemptions 506b Accepted Date 2017-12-15 08:19:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PrimeStone Capital Fund LP See All Filings	D/A	2017-12-15 08:15:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628082 Filed Document 0000902664-17-004584 Exclusions or Exemptions 506b Accepted Date 2017-12-15 08:15:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ISO GROUP INC See All Filings	D	2017-12-15 08:12:18 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001447091 Filed Document 0001447091-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-15 08:12:18 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OWS Credit Opportunity Offshore Fund II, Ltd. See All Filings	D/A	2017-12-15 06:39:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655496 Filed Document 0000902664-17-004582 Exclusions or Exemptions 506b Accepted Date 2017-12-15 06:39:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OWS Credit Opportunity Offshore Fund III, Ltd. See All Filings	D/A	2017-12-15 06:36:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660806 Filed Document 0000902664-17-004581 Exclusions or Exemptions 506b Accepted Date 2017-12-15 06:36:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PA MAC Fund, L.P. See All Filings	D/A	2017-12-15 06:30:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661106 Filed Document 0000902664-17-004580 Exclusions or Exemptions 506b Accepted Date 2017-12-15 06:30:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Saba Capital CEF Opportunities 1 Onshore, L.P. See All Filings	D/A	2017-12-15 06:23:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657319 Filed Document 0000902664-17-004579 Exclusions or Exemptions 506b Accepted Date 2017-12-15 06:23:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tektonic Real Estate LLC See All Filings	D	2017-12-14 21:53:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001724236 Filed Document 0001724236-17-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2017-12-14 21:53:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Brit Media, Inc. See All Filings	D/A	2017-12-14 21:42:50 UTC
Amount To Be Raised $20,164,466 Associated Brokers / Dealers N/A CIK Number 0001642988 Filed Document 0001642988-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 21:42:50 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Aerospace Group, Inc. See All Filings	D/A	2017-12-14 21:20:16 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001507045 Filed Document 0001507045-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-14 21:20:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
AMAZON MARKET NEUTRAL FUND See All Filings	D	2017-12-14 21:12:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671944 Filed Document 0001671944-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-14 21:12:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saratoga Surgical Center, LLC See All Filings	D	2017-12-14 20:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725025 Filed Document 0001725025-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 20:15:50 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
AEye, Inc. See All Filings	D/A	2017-12-14 19:46:15 UTC
Amount To Be Raised $21,347,900 Associated Brokers / Dealers N/A CIK Number 0001590825 Filed Document 0001590825-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 19:46:15 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BROOK BAY SECONDARIES III LTD. See All Filings	D/A	2017-12-14 19:16:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692235 Filed Document 0001692235-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-14 19:16:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Otero Menswear, Inc. See All Filings	D	2017-12-14 18:50:57 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001709293 Filed Document 0001709293-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-14 18:50:57 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Homeward Opportunities Fund I LP See All Filings	D/A	2017-12-14 18:08:01 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001725265 Filed Document 0001725265-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-14 18:08:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YC Affiliates Fund II (QP), L.P. See All Filings	D	2017-12-14 18:04:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725398 Filed Document 0001725398-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 18:04:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Homeward Opportunities Offshore Fund I LP See All Filings	D/A	2017-12-14 18:02:18 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001725519 Filed Document 0001725265-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 18:02:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Primexx Co-Invest Fund, LP See All Filings	D	2017-12-14 18:01:51 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001725535 Filed Document 0001725535-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 18:01:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Parafin Technologies, Inc. See All Filings	D	2017-12-14 18:00:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725172 Filed Document 0001725172-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 18:00:50 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TIO FOODS LLC See All Filings	D/A	2017-12-14 17:55:53 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001669817 Filed Document 0001669817-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:55:53 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Homeward Opportunities Offshore Fund I LP See All Filings	D	2017-12-14 17:52:14 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001725519 Filed Document 0001725519-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:52:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TABLESAFE, INC. See All Filings	D	2017-12-14 17:30:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001504672 Filed Document 0001504672-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:30:56 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Homeward Opportunities Fund I LP See All Filings	D	2017-12-14 17:27:55 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001725265 Filed Document 0001725265-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:27:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Frazier Healthcare Growth Buyout Fund IX, L.P. See All Filings	D	2017-12-14 17:23:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725290 Filed Document 0001140361-17-046270 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:23:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JWC Fund V Co-Invest, L.P. See All Filings	D	2017-12-14 17:21:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725348 Filed Document 0001725348-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:21:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Intrepid Private Equity Fund I, L.P. See All Filings	D/A	2017-12-14 17:20:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642334 Filed Document 0001642334-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:20:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HFV51 Fund II, L.P. See All Filings	D	2017-12-14 17:19:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001723860 Filed Document 0001723860-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:19:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Frazier Healthcare Growth Buyout Affiliates IX, L.P. See All Filings	D	2017-12-14 17:19:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725288 Filed Document 0001140361-17-046263 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:19:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Trilantic Capital Partners VI Parallel (North America) L.P. See All Filings	D	2017-12-14 17:18:01 UTC
Amount To Be Raised $2,250,000,000 Associated Brokers / Dealers Evercore Group L.L.C., Magenta Capital Services Ltd., and Stifel, Nicolaus & Company, Incorporated CIK Number 0001724782 Filed Document 0000950142-17-002201 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:18:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
J.W. Childs Equity Partners V, L.P. See All Filings	D	2017-12-14 17:17:30 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001725347 Filed Document 0001725347-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:17:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Trilantic Capital Partners VI (North America) L.P. See All Filings	D	2017-12-14 17:17:19 UTC
Amount To Be Raised $2,250,000,000 Associated Brokers / Dealers Evercore Group L.L.C., Magenta Capital Services Ltd., and Stifel, Nicolaus & Company, Incorporated CIK Number 0001724783 Filed Document 0000950142-17-002200 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:17:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Senior Mezzanine Real Estate Finance Fund L.P. See All Filings	D	2017-12-14 17:04:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC CIK Number 0001724545 Filed Document 0001724545-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 17:04:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FBV IIC, a series of Firebolt Ventures Fund II, LLC See All Filings	D	2017-12-14 16:59:02 UTC
Amount To Be Raised $195,000 Associated Brokers / Dealers N/A CIK Number 0001723257 Filed Document 0001723257-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:59:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salient MLP & Midstream Income Fund, LP See All Filings	D/A	2017-12-14 16:59:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Salient Capital, L.P., Applied Capital, LLC, and PHILLIP MICHAEL PLANT CIK Number 0001685892 Filed Document 0001685892-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:59:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CD Partners LP See All Filings	D/A	2017-12-14 16:57:41 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001664270 Filed Document 0001664270-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:57:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RiverVest Venture Fund IV, L.P. See All Filings	D	2017-12-14 16:57:39 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001725443 Filed Document 0001725443-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-14 16:57:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund