Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Attorney Et Al. Inc. See All Filings	C	2019-11-15 14:30:58 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,060,000 CIK Number 0001787611 Filed Document 0001669191-19-000408 Accepted Date 2019-11-15 14:30:58 UTC Type of Offering C Security Offered Amount 5,000 Security Offered Type Common Stock State CALIFORNIA
A&Q Metric SPC - Emso Emerging Markets Long/Short SP See All Filings	D/A	2019-11-15 14:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759174 Filed Document 0001759174-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 14:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neurotez Inc. See All Filings	C/A	2019-11-15 14:23:56 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $500,000 CIK Number 0001725567 Filed Document 0001669191-19-000406 Accepted Date 2019-11-15 14:23:56 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State NEW JERSEY
Creative Science Properties, Inc. See All Filings	D	2019-11-15 14:21:13 UTC
Amount To Be Raised $670,700,055 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001793573 Filed Document 0001567619-19-021660 Exclusions or Exemptions 506b Accepted Date 2019-11-15 14:21:13 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Neumentum, Inc. See All Filings	D	2019-11-15 14:16:26 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers CIM Securities, LLC and Arcadia Securities, LLC CIK Number 0001720959 Filed Document 0001720959-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 14:16:26 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DPIP eSilicon Series, a series of Alternative Strategies Direct Private Investment Program, LLC See All Filings	D/A	2019-11-15 14:10:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001730845 Filed Document 0001730845-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-15 14:10:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolution Medicines, Inc. See All Filings	D	2019-11-15 14:09:20 UTC
Amount To Be Raised $100,287,058 Associated Brokers / Dealers N/A CIK Number 0001628171 Filed Document 0001567619-19-021659 Exclusions or Exemptions 506b Accepted Date 2019-11-15 14:09:20 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Hometap Investment Partners II, L.P. See All Filings	D	2019-11-15 14:08:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794032 Filed Document 0001012975-19-000708 Exclusions or Exemptions 506b Accepted Date 2019-11-15 14:08:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kover.ai, Inc. See All Filings	D	2019-11-15 14:04:03 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001794277 Filed Document 0001794277-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 14:04:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Northwoods Capital Equity Holdings III, L.P. See All Filings	D	2019-11-15 13:56:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792572 Filed Document 0001792572-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:56:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRP 3, LLC See All Filings	D/A	2019-11-15 13:56:23 UTC
Amount To Be Raised $2,882,900 Associated Brokers / Dealers N/A CIK Number 0001672004 Filed Document 0001065949-19-000167 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:56:23 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Double Feature Holdings, LLC See All Filings	D	2019-11-15 13:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794346 Filed Document 0001794346-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:56:07 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZwitterCo, Inc. See All Filings	D/A	2019-11-15 13:55:24 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001749837 Filed Document 0001749837-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:55:24 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Prime Property Fund Asia Limited Partnership See All Filings	D/A	2019-11-15 13:49:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657708 Filed Document 0001657708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:49:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ON4 Communications, Inc. See All Filings	1-A/A	2019-11-15 13:48:34 UTC
Amount To Be Raised $270,000 Associated Brokers / Dealers N/A CIK Number 0001300867 Filed Document 0001721868-19-000541 Accepted Date 2019-11-15 13:48:34 UTC Type of Offering 1-A/A Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $4,323,684 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
CLARIFY MEDICAL, INC. See All Filings	D/A	2019-11-15 13:47:45 UTC
Amount To Be Raised $3,000,300 Associated Brokers / Dealers IFS Securities CIK Number 0001615353 Filed Document 0001567619-19-021654 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:47:45 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Voya Credit Opportunities Master Fund See All Filings	D/A	2019-11-15 13:47:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690056 Filed Document 0001690056-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:47:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
1205457 BC Ltd. See All Filings	D	2019-11-15 13:46:20 UTC
Amount To Be Raised $98,947 Associated Brokers / Dealers N/A CIK Number 0001793281 Filed Document 0001183740-19-000238 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:46:20 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MOBILE COOKS LLC See All Filings	C	2019-11-15 13:44:19 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001776793 Filed Document 0001776793-19-000005 Accepted Date 2019-11-15 13:44:19 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State MASSACHUSETTS
Equarian Fund, LP See All Filings	D	2019-11-15 13:40:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689346 Filed Document 0001689346-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:40:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TCG Private Select Partners III LP See All Filings	D	2019-11-15 13:39:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001793987 Filed Document 0001793987-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:39:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BJH Holdings I Corp. See All Filings	D	2019-11-15 13:38:46 UTC
Amount To Be Raised $3,747,910 Associated Brokers / Dealers N/A CIK Number 0001785249 Filed Document 0001785249-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:38:46 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
H.I.G. Private Equity Co-Investment Fund, L.P. See All Filings	D	2019-11-15 13:35:23 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001794186 Filed Document 0001213900-19-023668 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:35:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Clix, Inc. See All Filings	D/A	2019-11-15 13:29:55 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001675121 Filed Document 0001675121-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:29:55 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Banza LLC See All Filings	D	2019-11-15 13:27:14 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001699446 Filed Document 0001596771-19-000135 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:27:14 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Levels Beyond,Inc. See All Filings	D	2019-11-15 13:26:34 UTC
Amount To Be Raised $248,716 Associated Brokers / Dealers N/A CIK Number 0001564830 Filed Document 0001564830-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:26:34 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SNFR Holdings, Inc. See All Filings	D	2019-11-15 13:16:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001794280 Filed Document 0001794280-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:16:46 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SO Magnolia Co-Invest, LLC See All Filings	D	2019-11-15 13:12:53 UTC
Amount To Be Raised $10,855,000 Associated Brokers / Dealers N/A CIK Number 0001789522 Filed Document 0001567619-19-021652 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:12:53 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CROSSLINK EMERGING GROWTH FUND LP See All Filings	D/A	2019-11-15 13:01:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001429550 Filed Document 0000935836-19-000596 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:01:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Western Wealth Capital L US Investor, LP See All Filings	D	2019-11-15 13:00:29 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001792833 Filed Document 0001642247-19-000054 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:00:29 UTC Type of Offering D Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Octavia 805 Lea LLC See All Filings	D	2019-11-15 13:00:18 UTC
Amount To Be Raised $758,020 Associated Brokers / Dealers N/A CIK Number 0001794177 Filed Document 0001794177-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 13:00:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Vata7, Inc. See All Filings	D	2019-11-15 12:58:19 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001793586 Filed Document 0001793586-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:58:19 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pegasus I Investments LLC See All Filings	D	2019-11-15 12:55:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001794336 Filed Document 0001794336-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:55:25 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLV US Investor, LP See All Filings	D/A	2019-11-15 12:40:56 UTC
Amount To Be Raised $29,825,000 Associated Brokers / Dealers N/A CIK Number 0001779364 Filed Document 0001642247-19-000053 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:40:56 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
REGENCY COMMERCIAL ASSOCIATES LLC See All Filings	D	2019-11-15 12:33:43 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001160739 Filed Document 0001160739-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:33:43 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
1248 SV, LLC See All Filings	D	2019-11-15 12:27:51 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001794320 Filed Document 0001794320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:27:51 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Purpose & Intention Fort Worth, LLC See All Filings	D	2019-11-15 12:25:36 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001794333 Filed Document 0001794333-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:25:36 UTC Type of Offering D Industry Retailing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Phoenix Real Estate Fund IX, L.P. See All Filings	D/A	2019-11-15 12:23:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CSP Securities, LP and Aqueduct Capital Group, LLC CIK Number 0001756864 Filed Document 0001756864-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:23:31 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Wicked Good Food LLC See All Filings	C-W	2019-11-15 12:19:06 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001785918 Filed Document 0001746059-19-000074 Accepted Date 2019-11-15 12:19:06 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
Socotra REIT I LLC See All Filings	D	2019-11-15 12:14:02 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001792561 Filed Document 0001792561-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 12:14:02 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Exxe Group Inc. See All Filings	1-A	2019-11-15 12:12:17 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001789383 Filed Document 0001213900-19-023652 Accepted Date 2019-11-15 12:12:17 UTC Type of Offering 1-A Industry LESSORS OF REAL PROPERTY, NEC Offering Tier Tier1 Principal Place of Business NEW YORK Revenue or Assets $1,206,616 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
420 Real Estate, LLC See All Filings	C/A	2019-11-15 12:04:37 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001775091 Filed Document 0001775091-19-000007 Accepted Date 2019-11-15 12:04:37 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State TEXAS
Esgro Inc. See All Filings	C-W	2019-11-15 11:57:10 UTC
Financial Interest Filing Platform Offering Amount CIK Number 0001778774 Filed Document 0001778774-19-000007 Accepted Date 2019-11-15 11:57:10 UTC Type of Offering C-W Security Offered Amount N/A Security Offered Type State
GRP 4, LLC See All Filings	D/A	2019-11-15 11:56:40 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001791353 Filed Document 0001065949-19-000166 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:56:40 UTC Type of Offering D/A Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BHC CH Co-Invest, LLC See All Filings	D	2019-11-15 11:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001776964 Filed Document 0001776964-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:54:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lock Trust, Inc. See All Filings	D	2019-11-15 11:53:47 UTC
Amount To Be Raised $14,175,000 Associated Brokers / Dealers N/A CIK Number 0001682749 Filed Document 0001682749-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:53:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Radeeus Inc. See All Filings	D/A	2019-11-15 11:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001625966 Filed Document 0001625966-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:48:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Findexx LLC See All Filings	D/A	2019-11-15 11:47:42 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001793577 Filed Document 0001787834-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:47:42 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Canyon Distressed Opportunity Fund Ill (Cayman), L.P. See All Filings	D	2019-11-15 11:39:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793630 Filed Document 0001738775-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:39:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cecelia Health, Inc. See All Filings	D	2019-11-15 11:29:58 UTC
Amount To Be Raised $2,250,002 Associated Brokers / Dealers N/A CIK Number 0001650216 Filed Document 0001650216-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-15 11:29:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity