|
|
D/A |
2017-12-20 14:22:28 UTC |
- Amount To Be Raised
- $33,449,202
- Associated Brokers / Dealers
- John M. Nash and Michael Shannon
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000377
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:22:28 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 14:21:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628947
- Filed Document
- 0000919574-17-008667
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:21:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WYOMING
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 14:17:23 UTC |
- Amount To Be Raised
- $11,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001592342
- Filed Document
- 0001592342-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:17:23 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 14:17:18 UTC |
- Amount To Be Raised
- $8,400,000
- Associated Brokers / Dealers
- Michael Shannon
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000376
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:17:18 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 14:14:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lazard Asset Management Securities LLC
- CIK Number
- 0001538407
- Filed Document
- 0001538407-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:14:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 14:13:59 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725619
- Filed Document
- 0000897069-17-000592
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:13:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 14:12:52 UTC |
- Amount To Be Raised
- $270,000,000
- Associated Brokers / Dealers
- Steven Russell, Michael Leonard, William MacDonald, Tim Barna, Bryant Kirk, Douglas Coughlin, Douglas Braft, and Sean Devlin
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000375
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:12:52 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 14:10:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001504555
- Filed Document
- 0001504555-17-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:10:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 14:10:11 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692969
- Filed Document
- 0001692969-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:10:11 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 14:09:04 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001640890
- Filed Document
- 0001640890-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:09:04 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 14:06:50 UTC |
- Amount To Be Raised
- $460,527
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725354
- Filed Document
- 0001725354-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:06:50 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 14:05:58 UTC |
- Amount To Be Raised
- $21,962,244
- Associated Brokers / Dealers
- Sean Devlin and David Stecher
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000374
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:05:58 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 14:01:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725656
- Filed Document
- 0001725656-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:01:16 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 14:00:58 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001613486
- Filed Document
- 0001613486-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:00:58 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 14:00:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594150
- Filed Document
- 0001594150-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 14:00:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 13:58:51 UTC |
- Amount To Be Raised
- $47,728,066
- Associated Brokers / Dealers
- Sean Devlin and David Stecher
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000373
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:58:51 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 13:52:12 UTC |
- Amount To Be Raised
- $14,517,543
- Associated Brokers / Dealers
- Scott Holton, William Holton, and Richard Devita
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000372
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:52:12 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 13:50:13 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- Amkor Green, LLC.
- CIK Number
- 0001535785
- Filed Document
- 0001535785-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:50:13 UTC
- Type of Offering
- D
- Industry
- Investment Banking
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D/A |
2017-12-20 13:47:00 UTC |
- Amount To Be Raised
- $59,428,309
- Associated Brokers / Dealers
- Robert Leeper
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000371
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:47:00 UTC
- Type of Offering
- D/A
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 13:46:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594162
- Filed Document
- 0001594162-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:46:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 13:44:25 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725856
- Filed Document
- 0001192482-17-000315
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:44:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 13:41:05 UTC |
- Amount To Be Raised
- $9,334,243
- Associated Brokers / Dealers
- Robert Leeper
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000370
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:41:05 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 13:36:15 UTC |
- Amount To Be Raised
- $12,005,748
- Associated Brokers / Dealers
- Jim Edwards and William Schantz
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000369
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:36:15 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 13:34:07 UTC |
- Amount To Be Raised
- $7,649,972
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725275
- Filed Document
- 0001725275-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:34:07 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 13:32:58 UTC |
- Amount To Be Raised
- $105,335
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707555
- Filed Document
- 0001707555-17-000003
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2017-12-20 13:32:58 UTC
- Type of Offering
- D/A
- Industry
- Agriculture
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 13:32:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661667
- Filed Document
- 0001661667-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:32:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 13:31:44 UTC |
- Amount To Be Raised
- $18,480,006
- Associated Brokers / Dealers
- John Michael Nash, John Heflebower, and Jennifer Kephart
- CIK Number
- 0001135856
- Filed Document
- 0001135856-17-000368
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:31:44 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2017-12-20 13:29:22 UTC |
- Amount To Be Raised
- $3,727,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725903
- Filed Document
- 0001667731-17-000234
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:29:22 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2017-12-20 13:29:00 UTC |
- Amount To Be Raised
- $8,212,781
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641680
- Filed Document
- 0001209191-17-066604
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:29:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 13:28:22 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001339362
- Filed Document
- 0001339362-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:28:22 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 13:24:05 UTC |
- Amount To Be Raised
- $9,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725836
- Filed Document
- 0001725836-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:24:05 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 13:22:51 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001595774
- Filed Document
- 0001595774-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:22:51 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 13:19:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001679805
- Filed Document
- 0001679805-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:19:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 13:14:29 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001663212
- Filed Document
- 0001663212-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:14:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 13:11:39 UTC |
- Amount To Be Raised
- $18,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725935
- Filed Document
- 0001725935-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:11:39 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2017-12-20 13:03:40 UTC |
- Amount To Be Raised
- $9,430,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001479577
- Filed Document
- 0001479577-17-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:03:40 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 13:03:38 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723991
- Filed Document
- 0001723991-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:03:38 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-12-20 13:02:41 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725665
- Filed Document
- 0001725665-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 13:02:41 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 12:57:23 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001725925
- Filed Document
- 0001725925-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:57:23 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 12:56:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725938
- Filed Document
- 0001725938-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:56:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 12:50:17 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001691244
- Filed Document
- 0001691244-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:50:17 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-12-20 12:44:54 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724977
- Filed Document
- 0001724977-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:44:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2017-12-20 12:41:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725778
- Filed Document
- 0001315863-17-000951
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:41:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 12:23:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725803
- Filed Document
- 0000935836-17-000579
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:23:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 12:20:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000937914
- Filed Document
- 0001209191-17-066593
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:20:49 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2017-12-20 12:20:12 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725611
- Filed Document
- 0001725611-17-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:20:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2017-12-20 12:14:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001286461
- Filed Document
- 0001286461-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:14:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 12:13:43 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725673
- Filed Document
- 0001725673-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 12:13:43 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2017-12-20 11:59:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725878
- Filed Document
- 0001725878-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:59:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2017-12-20 11:57:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Citigroup Global Markets Inc. ("CGM"), Morgan Stanley Smith Barney LLC ("MSSB"), CREDIT SUISSE SECURITIES (USA) LLC ("CS"), and ROBERT W. BAIRD & CO. INCORPORATED
- CIK Number
- 0001227265
- Filed Document
- 0001227265-17-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2017-12-20 11:57:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|