Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
20/20 GeneSystems, Inc. See All Filings	1-A/A	2019-11-12 17:02:32 UTC
Amount To Be Raised $14,700,000 Associated Brokers / Dealers N/A CIK Number 0001139685 Filed Document 0001213900-19-022963 Accepted Date 2019-11-12 17:02:32 UTC Type of Offering 1-A/A Industry SERVICES-MEDICAL LABORATORIES Offering Tier Tier2 Principal Place of Business MARYLAND Revenue or Assets $140,150 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Guild Technology Inc. See All Filings	D	2019-11-12 17:02:09 UTC
Amount To Be Raised $2,905,771 Associated Brokers / Dealers N/A CIK Number 0001793421 Filed Document 0000897069-19-000509 Exclusions or Exemptions 506b Accepted Date 2019-11-12 17:02:09 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elliott International Ltd See All Filings	D	2019-11-12 17:01:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458680 Filed Document 0001013594-19-000699 Exclusions or Exemptions 506b Accepted Date 2019-11-12 17:01:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ELLIOTT ASSOCIATES, L.P. See All Filings	D	2019-11-12 17:01:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000904495 Filed Document 0001013594-19-000698 Exclusions or Exemptions 506b Accepted Date 2019-11-12 17:01:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Qnect LLC See All Filings	D	2019-11-12 16:59:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001607627 Filed Document 0001607627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:59:22 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
IStick Capital Management, LLC See All Filings	D	2019-11-12 16:50:47 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers none CIK Number 0001793530 Filed Document 0001793530-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-12 16:50:47 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
IndoVest Capital, Inc. See All Filings	D	2019-11-12 16:49:57 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001785859 Filed Document 0001785859-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:49:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Risalto Health Inc. See All Filings	D	2019-11-12 16:46:35 UTC
Amount To Be Raised $8,851,987 Associated Brokers / Dealers N/A CIK Number 0001793126 Filed Document 0001793126-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:46:35 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Princeville Climate Technology L.P. See All Filings	D/A	2019-11-12 16:45:58 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001750368 Filed Document 0001750368-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:45:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Exeter Europe Industrial Core Fund S.C.Sp. See All Filings	D	2019-11-12 16:43:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793849 Filed Document 0001793849-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:43:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Popmenu, Inc. See All Filings	D	2019-11-12 16:39:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001793527 Filed Document 0001793527-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:39:57 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Cohort 5, a Series of Venture University Master, LLC See All Filings	D/A	2019-11-12 16:38:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001786527 Filed Document 0001792733-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:38:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2019-11-12 16:38:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:38:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Premier Real Estate Partners L.P. See All Filings	D/A	2019-11-12 16:36:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BROOKFIELD PRIVATE ADVISORS LLC, KB INVESTMENT & SECURITIES CO. LTD., Brookfield Private Capital (UK) Limited, Brookfield Investment Management (Canada) Inc., Brookfield Singapore Pte. Ltd, and Brookfield Advisors (Hong Kong) Ltd CIK Number 0001688576 Filed Document 0001793607-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:36:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Six On Broadway Limited Partnership See All Filings	D	2019-11-12 16:36:29 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001790875 Filed Document 0001790875-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:36:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Translucent Portals Inc. See All Filings	D	2019-11-12 16:35:25 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers Adam Hamid CIK Number 0001726213 Filed Document 0001726213-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-12 16:35:25 UTC Type of Offering D Industry Investment Banking Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Berkshire Value Fund V (International), L.P. See All Filings	D	2019-11-12 16:34:05 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001793678 Filed Document 0001793678-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:34:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Green Valley Affiliates, Inc. See All Filings	C/A	2019-11-12 16:32:13 UTC
Financial Interest The issuer will not owe a commission, whether cash or otherwise, to the Intermediary in connection with the Offering. Filing Platform MicroVentures Marketplace Inc. Offering Amount $250,000 CIK Number 0001788935 Filed Document 0001788935-19-000004 Accepted Date 2019-11-12 16:32:13 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State NEVADA
OAKTREE EMPLOYEE INVESTMENT FUND, L.P. See All Filings	D	2019-11-12 16:32:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001168648 Filed Document 0001168648-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:32:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Springboard SPV V LLC See All Filings	D	2019-11-12 16:31:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791814 Filed Document 0001791814-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:31:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SBAR Endurance, Inc. See All Filings	D	2019-11-12 16:30:40 UTC
Amount To Be Raised $20,024,919 Associated Brokers / Dealers N/A CIK Number 0001792976 Filed Document 0001792976-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:30:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AERO CAPITAL SOLUTIONS FEEDER FUND II, LP See All Filings	D	2019-11-12 16:22:32 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001787185 Filed Document 0000913849-19-000406 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:22:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eleven P15 Inc. See All Filings	D	2019-11-12 16:20:01 UTC
Amount To Be Raised $1,564,838 Associated Brokers / Dealers N/A CIK Number 0001793166 Filed Document 0001793166-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:20:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Hartford Funds Management Group, Inc. See All Filings	D/A	2019-11-12 16:17:37 UTC
Amount To Be Raised $215,600,000 Associated Brokers / Dealers N/A CIK Number 0001586998 Filed Document 0001586998-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:17:37 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Team in Residence SPV 7 LLC See All Filings	D	2019-11-12 16:15:47 UTC
Amount To Be Raised $600,140 Associated Brokers / Dealers N/A CIK Number 0001784978 Filed Document 0001792733-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:15:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cat Rock Opportunities Fund LP See All Filings	D	2019-11-12 16:15:25 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001793852 Filed Document 0001793804-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:15:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Note Ventures II, L.P. See All Filings	D	2019-11-12 16:12:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001793681 Filed Document 0001793681-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:12:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edgewood Properties, LLLP See All Filings	D/A	2019-11-12 16:12:16 UTC
Amount To Be Raised $170,000,000 Associated Brokers / Dealers Richard William Engen CIK Number 0001733457 Filed Document 0001437749-19-022469 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:12:16 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Team In Residence SPV 2 LLC See All Filings	D	2019-11-12 16:10:47 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001784984 Filed Document 0001792733-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:10:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BHS Laboratory, LLC See All Filings	D	2019-11-12 16:09:03 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001793494 Filed Document 0001793494-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:09:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
AMYRIS, INC. See All Filings	D	2019-11-12 16:06:43 UTC
Amount To Be Raised $7,740,000 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-19-000085 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:06:43 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Berkshire Value Fund V, L.P. See All Filings	D	2019-11-12 16:06:30 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001793617 Filed Document 0001793617-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:06:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JII FRANCHISE GROUP, LLC See All Filings	D	2019-11-12 16:06:24 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001793772 Filed Document 0001793772-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:06:24 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
CV OW Opportunity Zone Fund, LP See All Filings	D	2019-11-12 16:06:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Securities LLC CIK Number 0001793113 Filed Document 0001104659-19-062617 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:06:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Opentrons Labworks Inc. See All Filings	D	2019-11-12 16:00:27 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001701598 Filed Document 0001701598-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-12 16:00:27 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Xendoo, Inc. See All Filings	D	2019-11-12 15:56:45 UTC
Amount To Be Raised $3,543,723 Associated Brokers / Dealers N/A CIK Number 0001712522 Filed Document 0001712522-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:56:45 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLVII US Investor, LP See All Filings	D/A	2019-11-12 15:55:21 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001791043 Filed Document 0001642247-19-000049 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:55:21 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Fund FG-EDF, a series of Forge Investments LLC See All Filings	D/A	2019-11-12 15:54:26 UTC
Amount To Be Raised $6,365,620 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001689622 Filed Document 0001792733-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:54:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Otis Gallery LLC See All Filings	1-A POS	2019-11-12 15:52:19 UTC
Amount To Be Raised $979,750 Associated Brokers / Dealers N/A CIK Number 0001767876 Filed Document 0001213900-19-022895 Accepted Date 2019-11-12 15:52:19 UTC Type of Offering 1-A POS Industry SERVICES-BUSINESS SERVICES, NEC Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Geekdom Fund III, LP See All Filings	D/A	2019-11-12 15:51:33 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001780969 Filed Document 0001780969-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:51:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INTERCONTINENTAL BUILD REAL ESTATE INVESTMENT FUND, LLC See All Filings	D/A	2019-11-12 15:49:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Matrix Capital Group, Inc. and CapFinancial Securities, LLC CIK Number 0001513724 Filed Document 0001513724-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:49:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC Peppertree, LLC See All Filings	D	2019-11-12 15:48:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609926 Filed Document 0001609926-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:48:20 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Winton Diversified Institutional Fund See All Filings	D/A	2019-11-12 15:47:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689379 Filed Document 0001689379-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:47:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WorkForce Software Holdings, LLC See All Filings	D	2019-11-12 15:46:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677149 Filed Document 0001677149-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:46:33 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
OneSeventeen Media, PBC See All Filings	D	2019-11-12 15:43:35 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001688853 Filed Document 0001688853-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:43:35 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Abby's Angels Processing, Inc. See All Filings	D	2019-11-12 15:41:51 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001792962 Filed Document 0001792962-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:41:51 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Princeville Climate Technology Affiliated Partners, L.P. See All Filings	D	2019-11-12 15:41:43 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001793786 Filed Document 0001793786-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:41:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snooz, Inc. See All Filings	D	2019-11-12 15:39:42 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001683053 Filed Document 0001683053-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:39:42 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Pop & Bottle, Inc. See All Filings	D	2019-11-12 15:37:33 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001688748 Filed Document 0001688748-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:37:33 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
DCP Midstream, LP See All Filings	D	2019-11-12 15:36:46 UTC
Amount To Be Raised $1,535,300,000 Associated Brokers / Dealers N/A CIK Number 0001338065 Filed Document 0001338065-19-000031 Exclusions or Exemptions 506b Accepted Date 2019-11-12 15:36:46 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity