Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Spendwith Corp dba Incluzion See All Filings	C	2019-11-22 17:55:03 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001713366 Filed Document 0001670254-19-000673 Accepted Date 2019-11-22 17:55:03 UTC Type of Offering C Security Offered Amount 20,000 Security Offered Type Other State GEORGIA
K2 Overseas Investors I Ltd See All Filings	D/A	2019-11-22 17:47:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Regions Investment Management, Inc., Highland Information Services, Inc., Citigroup Global Markets Inc., D.A. Davidson & Co., Deutsche Bank Securities Inc., and GS Capital Management LLC CIK Number 0001319591 Filed Document 0001319591-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:47:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levo Therapeutics, Inc. See All Filings	D	2019-11-22 17:47:27 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001793935 Filed Document 0001739074-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:47:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CF Aurora Multifamily DST See All Filings	D	2019-11-22 17:47:23 UTC
Amount To Be Raised $37,630,000 Associated Brokers / Dealers Cantor Fitzgerald & Co. CIK Number 0001794953 Filed Document 0001794953-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:47:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Levo Therapeutics, Inc. See All Filings	D	2019-11-22 17:39:41 UTC
Amount To Be Raised $46,537,068 Associated Brokers / Dealers N/A CIK Number 0001793935 Filed Document 0001739074-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:39:41 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Maui Wellness Group, LLC See All Filings	D	2019-11-22 17:37:46 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001656855 Filed Document 0001656855-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:37:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Upshift Inc. See All Filings	C	2019-11-22 17:35:51 UTC
Financial Interest The Intermediary will receive a Security-compensation equal to 2% of the total number of Securities sold in the Offering. Filing Platform OpenDeal Portal LLC Offering Amount $1,070,000 CIK Number 0001722137 Filed Document 0001722137-19-000002 Accepted Date 2019-11-22 17:35:51 UTC Type of Offering C Security Offered Amount 25,000 Security Offered Type Other State CALIFORNIA
CEP V Dollar Feeder, S.C.Sp. See All Filings	D/A	2019-11-22 17:32:45 UTC
Amount To Be Raised $460,877,086 Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC, Butterfield Asset Management Limited, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Noah Holdings (Hong Kong) Limited, Moneda S.A. Administradora General de Fondos, Etgal Holdings, Ltd., Korea Investment & Securities, and Moneda Asset Management S.A. CIK Number 0001737010 Filed Document 0001737010-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:32:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEP V Feeder, S.C.Sp. See All Filings	D/A	2019-11-22 17:28:58 UTC
Amount To Be Raised $5,536,230 Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001736806 Filed Document 0001736806-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:28:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Europe Partners V - EU, S.C.Sp. See All Filings	D/A	2019-11-22 17:25:05 UTC
Amount To Be Raised $2,216,650,000 Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC, Butterfield Asset Management Limited, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Noah Holdings (Hong Kong) Limited, Moneda S.A. Administradora General de Fondos, Etgal Holdings, Ltd., Korea Investment & Securities, and Moneda Asset Management S.A. CIK Number 0001736811 Filed Document 0001737008-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:25:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COCANNCO, INC. See All Filings	1-A/A	2019-11-22 17:25:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001791146 Filed Document 0001078782-19-000875 Accepted Date 2019-11-22 17:25:02 UTC Type of Offering 1-A/A Industry SERVICES-MANAGEMENT CONSULTING SERVICES Offering Tier Tier2 Principal Place of Business COLORADO Revenue or Assets $0 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
Orange 2015 DisloCredit Fund, L.P. See All Filings	D/A	2019-11-22 17:22:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652215 Filed Document 0001794068-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:22:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Europe Partners V, S.C.Sp. See All Filings	D/A	2019-11-22 17:20:56 UTC
Amount To Be Raised $4,529,680,000 Associated Brokers / Dealers TCG Securities, L.L.C., Morgan Stanley Smith Barney LLC, Butterfield Asset Management Limited, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Noah Holdings (Hong Kong) Limited, Moneda S.A. Administradora General de Fondos, Etgal Holdings, Ltd., Korea Investment & Securities, and Moneda Asset Management S.A. CIK Number 0001737008 Filed Document 0001737008-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:20:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bentonville KF SLP Holdings LP See All Filings	D	2019-11-22 17:17:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794939 Filed Document 0001794939-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:17:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
William Fund, LLC See All Filings	D/A	2019-11-22 17:15:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635797 Filed Document 0001794068-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:15:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ROCKBRIDGE PORTFOLIO FUND II MERGECO L.P. See All Filings	D	2019-11-22 17:09:55 UTC
Amount To Be Raised $26,431,278 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001794775 Filed Document 0001794775-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:09:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HINES SENTIO SENIOR LIVING OPPORTUNITY FUND LP See All Filings	D/A	2019-11-22 17:08:42 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Hines Securities, Inc., Cambridge Investment Research, Inc., AUSDAL FINANCIAL PARTNERS, INC., WILSON-DAVIS & CO INC., CENTAURUS FINANCIAL, INC., CAMDEN FINANCIAL SERVICES, 1st Global Capital Corp., LINCOLN FINANCIAL ADVISORS CORPORATION, LINCOLN FINANCIAL SECURITIES CORPORATION, and AVANTAX INVESTMENT SERVICES, INC. CIK Number 0001778223 Filed Document 0001778223-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-11-22 17:08:42 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PictureTrail, Inc. See All Filings	C	2019-11-22 17:06:17 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,000,000 CIK Number 0001769561 Filed Document 0001670254-19-000671 Accepted Date 2019-11-22 17:06:17 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
DRM US Core REIT LLC See All Filings	D	2019-11-22 16:59:32 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001791014 Filed Document 0000950138-19-000554 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:59:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Maycomb County UK Ltd Liability Co See All Filings	D	2019-11-22 16:58:37 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001794918 Filed Document 0001794918-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:58:37 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Seneca Therapeutics, Inc. See All Filings	D	2019-11-22 16:51:59 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers Walter Greenblatt & Associates, LLC CIK Number 0001778151 Filed Document 0001778151-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:51:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Super-H Analytics, Inc. See All Filings	D/A	2019-11-22 16:48:07 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001724509 Filed Document 0001724509-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:48:07 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Lil Mixins, LLC See All Filings	D/A	2019-11-22 16:46:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001769072 Filed Document 0001769072-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:46:24 UTC Type of Offering D/A Industry Agriculture Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
HPI Real Estate Fund VIII LLC See All Filings	D	2019-11-22 16:46:08 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Orchard Securities, LLC, American Portfolios Financial Services, Inc., American Independent Securities Group, LLC, Center Street Securities, Inc., BD4RIA, Inc., Concorde Investments Services, LLC, DAI Securities, LLC, DFPG Investments, LLC, Gramercy Securities, Inc., Great Point Capital LLC, Kalos Capital, Inc., Lion Street Financial, LLC, Sunbelt Securities, Inc., Wealthforge Secuities, LLC, Westpark Capital, LLC, and Emerson Equity LLC CIK Number 0001792429 Filed Document 0001567619-19-022097 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:46:08 UTC Type of Offering D Industry Commercial Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
KindHeart, Inc. See All Filings	D/A	2019-11-22 16:42:26 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001617570 Filed Document 0001617570-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:42:26 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
bloXroute Labs, Inc. See All Filings	D	2019-11-22 16:42:12 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001733404 Filed Document 0001733404-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-11-22 16:42:12 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tamus ARS Fund LP See All Filings	D/A	2019-11-22 16:41:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001571966 Filed Document 0001794068-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:41:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gleantap, Inc. See All Filings	C/A	2019-11-22 16:40:31 UTC
Financial Interest The issuer will not owe a commission, whether cash or otherwise, to the Intermediary at the conclusion of the Offering. Filing Platform MicroVenture Marketplace Inc. Offering Amount $1,070,000 CIK Number 0001787645 Filed Document 0001787645-19-000004 Accepted Date 2019-11-22 16:40:31 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State TEXAS
Decentralized Securities Depository, LLC See All Filings	D	2019-11-22 16:37:01 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001794919 Filed Document 0001794919-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-11-22 16:37:01 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Pistol Lake, Inc. See All Filings	D	2019-11-22 16:36:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001569380 Filed Document 0001569380-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:36:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HUMANIGEN, INC See All Filings	D	2019-11-22 16:35:03 UTC
Amount To Be Raised $20,494,614 Associated Brokers / Dealers N/A CIK Number 0001293310 Filed Document 0001293310-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:35:03 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Rockstep Christiansburg LLC See All Filings	D	2019-11-22 16:30:52 UTC
Amount To Be Raised $9,525,000 Associated Brokers / Dealers N/A CIK Number 0001794437 Filed Document 0001209191-19-057793 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:30:52 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
AUDUBON AMBULATORY SURGERY CENTER LLC See All Filings	D	2019-11-22 16:29:25 UTC
Amount To Be Raised $264,000 Associated Brokers / Dealers N/A CIK Number 0001076722 Filed Document 0001076722-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:29:25 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Bruce Andrews Design, LLC See All Filings	C/A	2019-11-22 16:25:21 UTC
Financial Interest None Filing Platform seriesOne, LLC Offering Amount $500,000 CIK Number 0001782833 Filed Document 0001782833-19-000007 Accepted Date 2019-11-22 16:25:21 UTC Type of Offering C/A Security Offered Amount 200 Security Offered Type Other State GEORGIA
CD&R Brand Continuity SPV, L.P. See All Filings	D	2019-11-22 16:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794886 Filed Document 0001794886-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:20:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QIP Ltd. See All Filings	D/A	2019-11-22 16:20:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers McCutchen Group CIK Number 0001165110 Filed Document 0001794068-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:20:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Providence Growth 2019 Fund LLC See All Filings	D	2019-11-22 16:19:33 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001794658 Filed Document 0001794658-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:19:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Brand Continuity SPV-A, L.P. See All Filings	D	2019-11-22 16:12:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794908 Filed Document 0001794908-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:12:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Specialty Insurance Marketing Services, LLC See All Filings	D	2019-11-22 16:12:24 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001790309 Filed Document 0001790309-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:12:24 UTC Type of Offering D Industry Insurance Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
ColdQuanta, Inc. See All Filings	D	2019-11-22 16:11:53 UTC
Amount To Be Raised $10,499,994 Associated Brokers / Dealers N/A CIK Number 0001746727 Filed Document 0001746727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:11:53 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Craton Minerals Ltd. See All Filings	D	2019-11-22 16:09:38 UTC
Amount To Be Raised $577,010 Associated Brokers / Dealers N/A CIK Number 0001773106 Filed Document 0001567619-19-022078 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:09:38 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BRICKBIO INC. See All Filings	D	2019-11-22 16:09:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001794889 Filed Document 0001794889-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:09:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
NERVGEN PHARMA CORP. See All Filings	D	2019-11-22 16:07:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001751912 Filed Document 0001567619-19-022075 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:07:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
CD&R Brand Co-Investor, L.P. See All Filings	D	2019-11-22 16:04:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794877 Filed Document 0001794877-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-22 16:04:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
COMPACT MEDICAL SOLUTIONS LLC See All Filings	D	2019-11-22 15:58:43 UTC
Amount To Be Raised $85,000 Associated Brokers / Dealers Not Applicable CIK Number 0001794240 Filed Document 0001794240-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:58:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Genprex, Inc. See All Filings	D	2019-11-22 15:58:43 UTC
Amount To Be Raised $1,457,274 Associated Brokers / Dealers Joseph Gunnar & Co., LLC CIK Number 0001595248 Filed Document 0001437749-19-023449 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:58:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
All Social Inc. See All Filings	D	2019-11-22 15:57:19 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001787422 Filed Document 0001787422-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:57:19 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Go Store It Wilmington Storage DST See All Filings	D/A	2019-11-22 15:55:37 UTC
Amount To Be Raised $5,175,000 Associated Brokers / Dealers John Jenkins, Trawnegan Gall, Edward Fernandez, Joseph Michaletz, Robin Naylor, Corbin Thomas, Troy Thomas, and Wealthforge Securities, LLC CIK Number 0001775979 Filed Document 0001775979-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:55:37 UTC Type of Offering D/A Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sonen Global Multistrategy (Irish) Fund, a series of the Sonen Invest Mgmt Private Acc Plat PLC See All Filings	D/A	2019-11-22 15:53:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668598 Filed Document 0001104659-19-066619 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:53:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stanford CO Investors LP See All Filings	D	2019-11-22 15:51:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RealCadre LLC CIK Number 0001794853 Filed Document 0001794853-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-22 15:51:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity