Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GLE Brands, Inc See All Filings	D	2017-12-26 12:17:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001725251 Filed Document 0001725251-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 12:17:22 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
IOTUM INC See All Filings	D/A	2017-12-26 12:14:38 UTC
Amount To Be Raised $419,520 Associated Brokers / Dealers N/A CIK Number 0001296604 Filed Document 0001296604-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 12:14:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Common Living Inc. See All Filings	D	2017-12-26 12:10:58 UTC
Amount To Be Raised $42,237,211 Associated Brokers / Dealers N/A CIK Number 0001677104 Filed Document 0001677104-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 12:10:58 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Colt Capital Partners Special Situations, LP See All Filings	D	2017-12-26 11:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726116 Filed Document 0001726116-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 11:48:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tribeca Growth Fund, L.P. See All Filings	D	2017-12-26 11:48:03 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001726272 Filed Document 0001726272-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 11:48:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ark Global Long/Short, LP See All Filings	D	2017-12-26 11:19:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726105 Filed Document 0001725838-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-26 11:19:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empirical Alternative Income Fund, LP See All Filings	D	2017-12-26 11:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001726098 Filed Document 0001726098-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 11:10:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ark Global Emerging Companies, LP See All Filings	D	2017-12-26 11:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726104 Filed Document 0001725838-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 11:05:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Private Opportunities Fund IV (Cayman), L.P. See All Filings	D	2017-12-26 10:52:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726276 Filed Document 0001726276-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:52:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRock Private Opportunities Fund IV (Cayman), L.P. See All Filings	D	2017-12-26 10:52:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726276 Filed Document 0001726276-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:52:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axalume, Inc. See All Filings	D	2017-12-26 10:44:50 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001726054 Filed Document 0001726054-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:44:50 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ACM Market Neutral Volatility Strategy Fund LP See All Filings	D	2017-12-26 10:36:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725838 Filed Document 0001725838-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:36:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RIDGEVIEW GROUP LLC See All Filings	D	2017-12-26 10:35:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001726124 Filed Document 0001726124-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:35:36 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Octane Lending, Inc. See All Filings	D	2017-12-26 10:29:15 UTC
Amount To Be Raised $48,091 Associated Brokers / Dealers N/A CIK Number 0001613576 Filed Document 0001613576-17-000006 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:29:15 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Doblones Investment Fund, LP See All Filings	D/A	2017-12-26 10:16:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661376 Filed Document 0001315863-17-000957 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:16:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CF The Office Investment LLC See All Filings	D	2017-12-26 10:12:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers CFI Opportunity Fund III CIK Number 0001726296 Filed Document 0001726296-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 10:12:58 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
TRINITY CAPITAL INVESTMENT INCOME FUND II, LLC See All Filings	D/A	2017-12-26 09:59:45 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001663748 Filed Document 0001663748-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:59:45 UTC Type of Offering D/A Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
TRINITY CAPITAL INVESTMENT INCOME FUND III, LLC See All Filings	D/A	2017-12-26 09:58:13 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001677271 Filed Document 0001677271-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:58:13 UTC Type of Offering D/A Industry Investing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
FPA Long Opportunity Fund, L.P. See All Filings	D/A	2017-12-26 09:51:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692723 Filed Document 0001315863-17-000956 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:51:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vallum Corp See All Filings	D	2017-12-26 09:50:06 UTC
Amount To Be Raised $6,074,600 Associated Brokers / Dealers N/A CIK Number 0001726163 Filed Document 0001726163-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:50:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
FPA Long Opportunity Fund, Ltd. See All Filings	D/A	2017-12-26 09:46:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693136 Filed Document 0001315863-17-000955 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:46:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PENN SHORT DURATION HIGH YIELD FUND, L.P. See All Filings	D/A	2017-12-26 09:36:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Christianson Investment Partners, Christenson Investment Partners, and VSR Financial Services Incorporated CIK Number 0001517412 Filed Document 0001192482-17-000325 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:36:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Mid Cap Equity Fund, L.P. See All Filings	D/A	2017-12-26 09:34:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christenson Investment Partners, and VSR Financial Services Incorporated CIK Number 0001481060 Filed Document 0001192482-17-000324 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:34:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Institutional Loan Common Master Fund, LP See All Filings	D/A	2017-12-26 09:32:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573620 Filed Document 0001192482-17-000323 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:32:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Checkpoint Surgical, Inc. See All Filings	D/A	2017-12-26 09:31:42 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Bruce Roberts CIK Number 0001657913 Filed Document 0001657913-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:31:42 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PENN DIVERSIFIED MICRO CAP EQUITY FUND LP See All Filings	D/A	2017-12-26 09:30:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, and VSR Financial Services Incorporated CIK Number 0001461084 Filed Document 0001192482-17-000322 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:30:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CORE HIGH YIELD BOND FUND LP See All Filings	D/A	2017-12-26 09:28:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001216123 Filed Document 0001192482-17-000321 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:28:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN DISTRESSED FUND L P See All Filings	D/A	2017-12-26 09:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Arete Wealth Management, LLC, Phillips & Company, and VSR Financial Services Incorporated CIK Number 0001231294 Filed Document 0001192482-17-000320 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PENN CONVERTIBLE FUND LP See All Filings	D/A	2017-12-26 09:25:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001460893 Filed Document 0001192482-17-000319 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:25:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Capital Structure Total Return Fund, L.P. See All Filings	D/A	2017-12-26 09:23:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., VSR Financial Services Incorporated, Carol Lefcourt, Brinker Capital, Carlyle Wealth Management, and VSRFinancial Services Incorporated CIK Number 0001001486 Filed Document 0001192482-17-000318 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:23:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Penn Capital Defensive High Yield Fund, L.P. See All Filings	D/A	2017-12-26 09:21:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SMH Capital Inc., Christianson Investment Partners, Carol Lefcourt, Brinker Capital, and VSR Financial Services Incorporated CIK Number 0001303678 Filed Document 0001192482-17-000317 Exclusions or Exemptions 506b Accepted Date 2017-12-26 09:21:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shelby Golf Course, Inc. See All Filings	D	2017-12-26 08:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726186 Filed Document 0001726186-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 08:51:51 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Phylos Bioscience, Inc. See All Filings	D	2017-12-26 08:38:12 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001630986 Filed Document 0001630986-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-26 08:38:12 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Perthera, Inc. See All Filings	D	2017-12-26 08:02:23 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001623074 Filed Document 0001623074-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-26 08:02:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NETWORK EXPLORATION LTD See All Filings	D	2017-12-22 20:25:17 UTC
Amount To Be Raised $100,053 Associated Brokers / Dealers N/A CIK Number 0001427728 Filed Document 0001183740-17-000255 Exclusions or Exemptions 506b Accepted Date 2017-12-22 20:25:17 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Reverend Glenn Allison LP See All Filings	D	2017-12-22 20:05:41 UTC
Amount To Be Raised $6,691,549 Associated Brokers / Dealers N/A CIK Number 0001725781 Filed Document 0001725781-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-22 20:05:41 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Garrison Point Opportunities I, LP See All Filings	D/A	2017-12-22 19:19:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001582310 Filed Document 0001582310-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-22 19:19:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rugby Nation, LLC See All Filings	D/A	2017-12-22 19:14:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Capital Suisse LLC CIK Number 0001647901 Filed Document 0001572426-17-000043 Exclusions or Exemptions 506b Accepted Date 2017-12-22 19:14:24 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FINTECH COLLECTIVE FUND II LP See All Filings	D/A	2017-12-22 19:03:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company and Gatewood Advisors LLC CIK Number 0001693547 Filed Document 0001693547-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-22 19:03:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIGHTFLEET CORP See All Filings	D	2017-12-22 18:59:04 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001354655 Filed Document 0001354655-17-000003 Exclusions or Exemptions 506b Accepted Date 2017-12-22 18:59:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Privett Trenchard Holdings, LP See All Filings	D	2017-12-22 18:13:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001726270 Filed Document 0001726270-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-22 18:13:53 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Riposte Global Opportunity Fund Ltd See All Filings	D/A	2017-12-22 18:06:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661432 Filed Document 0001661432-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-22 18:06:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riposte Global Opportunity Fund, LP See All Filings	D/A	2017-12-22 17:59:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661735 Filed Document 0001661735-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-22 17:59:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aidia Investment Group, Inc. See All Filings	D	2017-12-22 17:46:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001726298 Filed Document 0001726298-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-22 17:46:39 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
H3 Financial Services, Inc. See All Filings	D	2017-12-22 17:33:02 UTC
Amount To Be Raised $16,920,000 Associated Brokers / Dealers N/A CIK Number 0001615188 Filed Document 0001615188-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-22 17:33:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Convercent, Inc. See All Filings	D	2017-12-22 17:32:35 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001567975 Filed Document 0001567975-17-000004 Exclusions or Exemptions 506b Accepted Date 2017-12-22 17:32:35 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Pointer (QP) II, L.P. See All Filings	D/A	2017-12-22 17:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560047 Filed Document 0001560047-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-22 17:21:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Pointer Offshore II, Ltd. See All Filings	D/A	2017-12-22 17:17:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560086 Filed Document 0001560086-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-22 17:17:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
MPH Energy Midco LP See All Filings	D	2017-12-22 17:13:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590546 Filed Document 0001590546-17-000002 Exclusions or Exemptions 506b Accepted Date 2017-12-22 17:13:10 UTC Type of Offering D Industry Environmental Services Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Pointer Offshore III, Ltd. See All Filings	D/A	2017-12-22 17:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560058 Filed Document 0001560058-17-000001 Exclusions or Exemptions 506b Accepted Date 2017-12-22 17:12:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity