Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RS Co-Invest III, LP See All Filings	D	2019-11-25 14:01:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795019 Filed Document 0001795019-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 14:01:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA FUND LP See All Filings	D/A	2019-11-25 13:59:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000835978 Filed Document 0001562185-19-000018 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:59:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOLEI SYSTEMS, INC. See All Filings	D	2019-11-25 13:57:02 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001750384 Filed Document 0001065949-19-000181 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:57:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Blue Chip Opportunity Fund LLC See All Filings	D/A	2019-11-25 13:56:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512766 Filed Document 0001562185-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:56:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gearo Inc. See All Filings	D	2019-11-25 13:56:07 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001794921 Filed Document 0001794921-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:56:07 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
PLATINUM FUND LLC See All Filings	D/A	2019-11-25 13:54:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350499 Filed Document 0001562185-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:54:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PLATINUM JAPAN FUND LLC See All Filings	D/A	2019-11-25 13:51:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001350497 Filed Document 0001562185-19-000015 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:51:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fearless Atai SPV 1, a series of Assure Labs 2019, LLC See All Filings	D	2019-11-25 13:50:14 UTC
Amount To Be Raised $106,000 Associated Brokers / Dealers N/A CIK Number 0001793994 Filed Document 0001793694-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:50:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Japan Fund Ltd See All Filings	D/A	2019-11-25 13:48:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504295 Filed Document 0001562185-19-000014 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:48:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platinum Fund Ltd See All Filings	D/A	2019-11-25 13:44:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504296 Filed Document 0001562185-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:44:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optima STAR Fund, a sub-fund of Apsley Fund ICAV See All Filings	D/A	2019-11-25 13:40:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680347 Filed Document 0001562185-19-000012 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:40:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Colony Display Holdings LLC See All Filings	D	2019-11-25 13:39:42 UTC
Amount To Be Raised $27,138,989 Associated Brokers / Dealers N/A CIK Number 0001794774 Filed Document 0001567619-19-022158 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:39:42 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Optima Partners Global Fund LLC See All Filings	D/A	2019-11-25 13:38:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502398 Filed Document 0001562185-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:38:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA PARTNERS GLOBAL FUND See All Filings	D/A	2019-11-25 13:35:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001341615 Filed Document 0001562185-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:35:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA PARTNERS FOCUS FUND See All Filings	D/A	2019-11-25 13:31:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387475 Filed Document 0001562185-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:31:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spiral Sun Opportunity Fund I, L.P. See All Filings	D/A	2019-11-25 13:28:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001759895 Filed Document 0001759895-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:28:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OPTIMA PARTNERS FOCUS FUND LLC See All Filings	D/A	2019-11-25 13:28:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001387466 Filed Document 0001562185-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:28:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Perseverance Echo LLC See All Filings	D	2019-11-25 13:27:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001793694 Filed Document 0001793694-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:27:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Johkim Capital Partners Offshore Ltd. See All Filings	D/A	2019-11-25 13:25:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001763014 Filed Document 0001763014-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:25:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTIMA MULTI SECTOR FUND LP See All Filings	D/A	2019-11-25 13:24:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001165158 Filed Document 0001562185-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:24:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optima Discretionary Macro Fund Ltd See All Filings	D/A	2019-11-25 13:21:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502395 Filed Document 0001562185-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:21:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vana Technologies, Inc. See All Filings	D	2019-11-25 13:21:07 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers CDX Advisors CIK Number 0001794691 Filed Document 0001794691-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:21:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Optima Discretionary Macro Fund LLC See All Filings	D/A	2019-11-25 13:17:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509531 Filed Document 0001562185-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:17:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optika Fund LLC See All Filings	D/A	2019-11-25 13:13:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641563 Filed Document 0001562185-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:13:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Optika Fund Ltd See All Filings	D/A	2019-11-25 13:10:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641582 Filed Document 0001562185-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:10:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JDT Processworks Inc. See All Filings	D	2019-11-25 13:07:37 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001715638 Filed Document 0001715638-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:07:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
JENOP GLOBAL HEALTHCARE FUND Ltd See All Filings	D/A	2019-11-25 13:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001562185 Filed Document 0001562185-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bid Doc Inc. See All Filings	D	2019-11-25 13:03:19 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001757019 Filed Document 0001757019-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:03:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
West Creek Financial Holdings, Inc. See All Filings	D	2019-11-25 13:02:44 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001676277 Filed Document 0001596771-19-000137 Exclusions or Exemptions 506b Accepted Date 2019-11-25 13:02:44 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Optima Fund Ltd See All Filings	D/A	2019-11-25 12:57:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502396 Filed Document 0001502396-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-25 12:57:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nouvenn Corp See All Filings	D	2019-11-25 12:43:27 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001794539 Filed Document 0001794539-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 12:43:27 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SECURITY FEDERAL CORP See All Filings	D	2019-11-25 12:34:46 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Performance Trust Capital Partners, LLC CIK Number 0000818677 Filed Document 0000927089-19-000460 Exclusions or Exemptions 506b Accepted Date 2019-11-25 12:34:46 UTC Type of Offering D Industry Commercial Banking Principal Place of Business SOUTH CAROLINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Swift Real Estate Partners III REIT, LLC See All Filings	D	2019-11-25 12:32:10 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001794880 Filed Document 0001794880-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 12:32:10 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Friends of IPUG2 LLC See All Filings	D	2019-11-25 12:20:54 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001794961 Filed Document 0001794961-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 12:20:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
NuLu East Main LLC See All Filings	D/A	2019-11-25 12:17:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001781011 Filed Document 0001781011-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-25 12:17:11 UTC Type of Offering D/A Industry Commercial Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
MAI Capital Income & Growth Fund V QP, L.P. See All Filings	D	2019-11-25 12:00:45 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001790623 Filed Document 0001315863-19-000942 Exclusions or Exemptions 506b Accepted Date 2019-11-25 12:00:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
MAI Capital Income & Growth Fund V QC, L.P. See All Filings	D	2019-11-25 11:59:02 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001792003 Filed Document 0001315863-19-000941 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:59:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
USRC DATAPOINT, LLC See All Filings	D	2019-11-25 11:58:24 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001794800 Filed Document 0001794800-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:58:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NuLu East Main LLC See All Filings	D/A	2019-11-25 11:55:40 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001781011 Filed Document 0001781011-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:55:40 UTC Type of Offering D/A Industry Commercial Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Build It Fab, Inc. See All Filings	D	2019-11-25 11:49:13 UTC
Amount To Be Raised $499,999 Associated Brokers / Dealers N/A CIK Number 0001795004 Filed Document 0001795004-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:49:13 UTC Type of Offering D Industry Construction Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
GS Capital, LLC See All Filings	D/A	2019-11-25 11:48:10 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001794410 Filed Document 0001794410-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:48:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Direct Allergy, LLC See All Filings	D/A	2019-11-25 11:47:41 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001602421 Filed Document 0001602421-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:47:41 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Triple S Fund LP See All Filings	D/A	2019-11-25 11:36:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760212 Filed Document 0001760212-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:36:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ironwood Four Capital, LLC See All Filings	D/A	2019-11-25 11:33:11 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001793415 Filed Document 0001793415-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:33:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Exeter Industrial Core Fund III REIT I, LP See All Filings	D	2019-11-25 11:18:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001794907 Filed Document 0001794907-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:18:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Epic Bros Enterprises, Inc. See All Filings	D	2019-11-25 11:12:35 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001794970 Filed Document 0001794970-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-11-25 11:12:35 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SpokeHub, Inc. See All Filings	D	2019-11-25 11:10:41 UTC
Amount To Be Raised $797,500 Associated Brokers / Dealers N/A CIK Number 0001717394 Filed Document 0001717394-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:10:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
GHO Capital Fund II LP See All Filings	D/A	2019-11-25 11:07:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable and None CIK Number 0001760117 Filed Document 0001760117-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:07:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
iTrust Ventures LLC See All Filings	D/A	2019-11-25 11:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744060 Filed Document 0001744060-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:04:27 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Danish San Juan Ltd Liability Co See All Filings	D	2019-11-25 11:02:56 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001794866 Filed Document 0001794866-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-11-25 11:02:56 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity