Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Converge Fund I, LP See All Filings	D	2018-01-02 16:26:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001724694 Filed Document 0001724694-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:26:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Snap Interactive, Inc See All Filings	D	2018-01-02 16:23:07 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001355839 Filed Document 0001213900-18-000035 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:23:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Desert Lion Energy Corp. See All Filings	D	2018-01-02 16:18:22 UTC
Amount To Be Raised $469,632 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001726851 Filed Document 0001062993-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:18:22 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Ablative Solutions, Inc. See All Filings	D	2018-01-02 16:14:40 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001535723 Filed Document 0001535723-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:14:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Centrexion Therapeutics Corp See All Filings	D	2018-01-02 16:13:51 UTC
Amount To Be Raised $69,566,532 Associated Brokers / Dealers Maxim Group LLC and Leerink Partners LLC CIK Number 0001592052 Filed Document 0001140361-18-000167 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:13:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Walton Oaks Family 2 Tax Credit, LLC See All Filings	D	2018-01-02 16:12:26 UTC
Amount To Be Raised $703,789 Associated Brokers / Dealers N/A CIK Number 0001588140 Filed Document 0001560635-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:12:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Divert, Inc. See All Filings	D	2018-01-02 16:11:27 UTC
Amount To Be Raised $3,409,262 Associated Brokers / Dealers N/A CIK Number 0001725902 Filed Document 0001725902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:11:27 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
280 CapMarkets LLC See All Filings	D	2018-01-02 16:05:06 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001695920 Filed Document 0001140361-18-000160 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:05:06 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Oaks 2 Walton Limited, LLC See All Filings	D	2018-01-02 16:03:22 UTC
Amount To Be Raised $422,786 Associated Brokers / Dealers N/A CIK Number 0001693955 Filed Document 0001560635-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-01-02 16:03:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Lakes State Credit, LLC See All Filings	D	2018-01-02 15:53:28 UTC
Amount To Be Raised $238,000 Associated Brokers / Dealers N/A CIK Number 0001506114 Filed Document 0001560635-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:53:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
North Avenue Capital, LLC See All Filings	D	2018-01-02 15:49:47 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001702838 Filed Document 0001702838-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:49:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
QCDx LLC See All Filings	D	2018-01-02 15:48:39 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001726465 Filed Document 0001726465-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:48:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Walton Oaks Phase 1 State Credit, LLC See All Filings	D	2018-01-02 15:45:03 UTC
Amount To Be Raised $823,032 Associated Brokers / Dealers N/A CIK Number 0001560624 Filed Document 0001560635-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:45:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2018-01-02 15:43:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442329 Filed Document 0001442329-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:43:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Bite LLC See All Filings	D	2018-01-02 15:40:50 UTC
Amount To Be Raised $2,102,530 Associated Brokers / Dealers N/A CIK Number 0001682580 Filed Document 0001231919-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:40:50 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Heavybit Holdings SPV I, L.P. See All Filings	D	2018-01-02 15:40:14 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001721306 Filed Document 0001721306-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:40:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Oaks Senior Tax Credit, LLC See All Filings	D	2018-01-02 15:32:32 UTC
Amount To Be Raised $497,250 Associated Brokers / Dealers N/A CIK Number 0001534603 Filed Document 0001560635-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:32:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Back Office Synergies LLC See All Filings	D	2018-01-02 15:27:55 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001719829 Filed Document 0000897069-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:27:55 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
IOT DEFENSE INC. See All Filings	D	2018-01-02 15:26:28 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001726757 Filed Document 0001726757-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:26:28 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
School Street Walton Limited, LLC See All Filings	D	2018-01-02 15:22:55 UTC
Amount To Be Raised $387,019 Associated Brokers / Dealers N/A CIK Number 0001693957 Filed Document 0001560635-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:22:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Happy Returns, Inc. See All Filings	D	2018-01-02 15:22:05 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001685130 Filed Document 0001685130-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:22:05 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LAUNCH KIDS, INC. See All Filings	D	2018-01-02 15:09:57 UTC
Amount To Be Raised $9,004,500 Associated Brokers / Dealers N/A CIK Number 0001667973 Filed Document 0001667973-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:09:57 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Avitide, Inc. See All Filings	D	2018-01-02 15:03:09 UTC
Amount To Be Raised $3,999,983 Associated Brokers / Dealers N/A CIK Number 0001571506 Filed Document 0001571506-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:03:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
ACS Acquisitions, Inc. See All Filings	D	2018-01-02 15:02:41 UTC
Amount To Be Raised $21,031,392 Associated Brokers / Dealers N/A CIK Number 0001708719 Filed Document 0001708719-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 15:02:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wireframe Ventures, L.P. See All Filings	D/A	2018-01-02 14:58:31 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001684082 Filed Document 0001684082-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:58:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Walton Renaissance State Credit, LLC See All Filings	D	2018-01-02 14:58:26 UTC
Amount To Be Raised $527,613 Associated Brokers / Dealers N/A CIK Number 0001555870 Filed Document 0001560635-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:58:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sisu Global Health Inc. See All Filings	D	2018-01-02 14:57:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001672635 Filed Document 0001672635-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:57:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Ravensview Capital Management, LLC See All Filings	D/A	2018-01-02 14:54:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687935 Filed Document 0001687935-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:54:14 UTC Type of Offering D/A Industry Investing Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CLARA analytics, Inc. See All Filings	D	2018-01-02 14:53:46 UTC
Amount To Be Raised $12,273,990 Associated Brokers / Dealers N/A CIK Number 0001722174 Filed Document 0001722174-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:53:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OrderMark, Inc. See All Filings	D	2018-01-02 14:51:16 UTC
Amount To Be Raised $3,313,915 Associated Brokers / Dealers N/A CIK Number 0001709480 Filed Document 0001709480-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:51:16 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Kennebec Global Opportunities Fund LP See All Filings	D/A	2018-01-02 14:47:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642819 Filed Document 0001642819-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:47:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TeraPore Technologies, Inc. See All Filings	D	2018-01-02 14:44:47 UTC
Amount To Be Raised $3,999,998 Associated Brokers / Dealers N/A CIK Number 0001678371 Filed Document 0001678371-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:44:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KVP Capital, LP See All Filings	D/A	2018-01-02 14:41:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001628481 Filed Document 0001628481-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:41:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adamera Minerals Corp. See All Filings	D	2018-01-02 14:37:00 UTC
Amount To Be Raised $93,444 Associated Brokers / Dealers N/A CIK Number 0001583190 Filed Document 0001140361-18-000118 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:37:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Terrace State Credit, LLC See All Filings	D	2018-01-02 14:36:06 UTC
Amount To Be Raised $756,681 Associated Brokers / Dealers N/A CIK Number 0001560635 Filed Document 0001560635-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:36:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AB EOF Weatherly Co-Invest, L.P. See All Filings	D	2018-01-02 14:21:56 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001725937 Filed Document 0001315863-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:21:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Anderson Pointe Investments, LLC See All Filings	D	2018-01-02 14:12:17 UTC
Amount To Be Raised $6,909,000 Associated Brokers / Dealers Dempsey Lord Smith, LLC CIK Number 0001726799 Filed Document 0001726799-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:12:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Savile Row Appraisal Rights Fund V 2017-2, LLC See All Filings	D	2018-01-02 14:11:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726505 Filed Document 0001015325-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:11:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Rhombus Energy Solutions, Inc. See All Filings	D	2018-01-02 14:10:34 UTC
Amount To Be Raised $5,999,999 Associated Brokers / Dealers N/A CIK Number 0001707328 Filed Document 0001707328-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:10:34 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sparta Software Corp See All Filings	D	2018-01-02 14:02:11 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001690564 Filed Document 0001690564-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 14:02:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
PROPHECY DEVELOPMENT CORP. See All Filings	D	2018-01-02 13:59:29 UTC
Amount To Be Raised $6,216 Associated Brokers / Dealers N/A CIK Number 0001545224 Filed Document 0001726007-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 13:59:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Best Response Strategies LLC See All Filings	D/A	2018-01-02 13:56:35 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001502201 Filed Document 0001502201-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 13:56:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Quidient, LLC See All Filings	D/A	2018-01-02 13:52:43 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001627495 Filed Document 0001627495-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 13:52:43 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Savannah Shoals Investments, LLC See All Filings	D	2018-01-02 13:47:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers The Strategic Financial Alliance, Inc. CIK Number 0001726704 Filed Document 0001726704-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 13:47:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Genapsys, Inc. See All Filings	D	2018-01-02 13:46:40 UTC
Amount To Be Raised $108,605,503 Associated Brokers / Dealers N/A CIK Number 0001572246 Filed Document 0001572246-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 13:46:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Archon Capital Growth & Income LP See All Filings	D	2018-01-02 13:42:01 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Moloney Securities Co. Inc., Center Street Securities Inc., and Crescent Securities Group, Inc. CIK Number 0001726826 Filed Document 0001726826-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 13:42:01 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Silas Mine Investments, LLC See All Filings	D/A	2018-01-02 13:36:03 UTC
Amount To Be Raised $7,925,000 Associated Brokers / Dealers N/A CIK Number 0001719438 Filed Document 0001719438-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 13:36:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSISSIPPI Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Access Strategies SPC Ltd. See All Filings	D	2018-01-02 13:34:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001539833 Filed Document 0000950142-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-02 13:34:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brynwood Partners VIII L.P. See All Filings	D	2018-01-02 13:29:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725868 Filed Document 0000908662-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 13:29:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Outdoor Access, Inc. See All Filings	D	2018-01-02 13:24:04 UTC
Amount To Be Raised $799,942 Associated Brokers / Dealers N/A CIK Number 0001683846 Filed Document 0001683846-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-02 13:24:04 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity