|
|
D |
2018-01-04 17:01:00 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726433
- Filed Document
- 0001726433-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 17:01:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-04 16:59:06 UTC |
- Amount To Be Raised
- $2,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674198
- Filed Document
- 0001065949-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:59:06 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D |
2018-01-04 16:55:59 UTC |
- Amount To Be Raised
- $6,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001432196
- Filed Document
- 0001144204-18-000847
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:55:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-04 16:55:20 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726445
- Filed Document
- 0001726445-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:55:20 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 16:49:31 UTC |
- Amount To Be Raised
- $1,015,709
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571719
- Filed Document
- 0001571719-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:49:31 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-04 16:40:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727118
- Filed Document
- 0001727118-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:40:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-04 16:37:47 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001507602
- Filed Document
- 0001507602-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:37:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-04 16:37:00 UTC |
- Amount To Be Raised
- $725,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726727
- Filed Document
- 0001726727-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:37:00 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2018-01-04 16:33:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001324391
- Filed Document
- 0001324391-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:33:53 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-04 16:33:30 UTC |
- Amount To Be Raised
- $18,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693522
- Filed Document
- 0001693522-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:33:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 16:33:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001528008
- Filed Document
- 0001528008-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:33:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-04 16:20:31 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001677841
- Filed Document
- 0001052918-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:20:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-04 16:20:25 UTC |
- Amount To Be Raised
- $16,000,000
- Associated Brokers / Dealers
- Summerwood Capital Corp.
- CIK Number
- 0001727023
- Filed Document
- 0001727023-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:20:25 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-04 16:14:03 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727171
- Filed Document
- 0001727171-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:14:03 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-01-04 16:03:35 UTC |
- Amount To Be Raised
- $5,618,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001302071
- Filed Document
- 0001302071-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 16:03:35 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-04 15:56:39 UTC |
- Amount To Be Raised
- $400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727114
- Filed Document
- 0001727114-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:56:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WISCONSIN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-04 15:56:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726895
- Filed Document
- 0001726895-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:56:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 15:51:34 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- International Assets Advisory, LLC
- CIK Number
- 0001661306
- Filed Document
- 0001140361-18-000831
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:51:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-04 15:48:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727071
- Filed Document
- 0001727071-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:48:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-04 15:46:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727051
- Filed Document
- 0001727051-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:46:38 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Other
|
|
|
D |
2018-01-04 15:44:23 UTC |
- Amount To Be Raised
- $1,455,659
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726966
- Filed Document
- 0001726966-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:44:23 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-04 15:44:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727070
- Filed Document
- 0001727070-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:44:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-04 15:35:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693928
- Filed Document
- 0001693928-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:35:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-04 15:35:27 UTC |
- Amount To Be Raised
- $1,372,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727043
- Filed Document
- 0001727043-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:35:27 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-04 15:24:46 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698887
- Filed Document
- 0001698887-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:24:46 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2018-01-04 15:22:51 UTC |
- Amount To Be Raised
- $2,666,666
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727061
- Filed Document
- 0001727061-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:22:51 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-04 15:16:31 UTC |
- Amount To Be Raised
- $833,333
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726784
- Filed Document
- 0001726785-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:16:31 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-01-04 15:14:48 UTC |
- Amount To Be Raised
- $160,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709688
- Filed Document
- 0001709688-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:14:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-04 15:09:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456140
- Filed Document
- 0001456140-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:09:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-04 15:04:56 UTC |
- Amount To Be Raised
- $940,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727113
- Filed Document
- 0001727113-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 15:04:56 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 14:57:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692645
- Filed Document
- 0001627590-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:57:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-04 14:56:06 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668670
- Filed Document
- 0001668670-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:56:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-01-04 14:55:14 UTC |
- Amount To Be Raised
- $833,333
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726783
- Filed Document
- 0001726785-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:55:14 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 14:49:37 UTC |
- Amount To Be Raised
- $49,859,836
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001520325
- Filed Document
- 0001520325-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:49:37 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 14:44:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001171046
- Filed Document
- 0000919574-18-000072
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:44:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 14:41:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483251
- Filed Document
- 0000919574-18-000070
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:41:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 14:40:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001424530
- Filed Document
- 0000919574-18-000068
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:40:57 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 14:40:26 UTC |
- Amount To Be Raised
- $6,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696963
- Filed Document
- 0001696963-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:40:26 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 14:39:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457124
- Filed Document
- 0000919574-18-000066
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:39:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 14:39:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001340602
- Filed Document
- 0000919574-18-000064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:39:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 14:38:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457129
- Filed Document
- 0000919574-18-000063
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:38:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 14:38:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001031276
- Filed Document
- 0001455870-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:38:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-04 14:37:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001323844
- Filed Document
- 0000919574-18-000060
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:37:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-04 14:37:28 UTC |
- Amount To Be Raised
- $5,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726492
- Filed Document
- 0001726492-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:37:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-04 14:34:17 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- M&A Securities Group, Inc., KCD Financial, Inc., JRL Capital Corporation, D.H. Hill Securities, LLLP, Primex, Center Street Securities, Inc., Sandlapper Securities, LLC, Sunbelt Securities, Inc., Capital Financial Services, Inc., McDermott Investment Services, LLC, Feltl & Company, Trustmont Financial Group, Inc., Sigma Financial Corporation, Parkland Securities, LLC, IBN Financial Services, Inc., Cape Securities Inc., Richfield Orion International, Inc., Landolt Securities, Inc., Western International Securities, Inc., Whitehall-Parker Securities, Inc., Newbridge Securities Corporation, Dempsey Lord Smith, LLC, International Assets Advisory, LLC, Intercarolina Financial Services, Inc., Stephen A. Kohn & Associates, Ltd., Investment Security Corporation, Great Point Capital LLC, World Choice Securities, Inc., Capital City Securities, LLC, Crystal Bay Securities Inc., Vestech Securities, Inc., Investment Planners Inc., Money Concepts Capital Corp., Kingsbury Capital, Inc., American Portfolio Financial Services, Inc., and Ausdal Financial Partners, Inc.
- CIK Number
- 0001584939
- Filed Document
- 0001209191-18-001764
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:34:17 UTC
- Type of Offering
- D/A
- Industry
- REITS and Finance
- Principal Place of Business
- NORTH DAKOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 14:32:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001171503
- Filed Document
- 0000919574-18-000058
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:32:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-04 14:32:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- TCG Securities, L.L.C., Moneda S.A. Administradora General de Fondos, and KB Investment & Securities Co., Ltd.
- CIK Number
- 0001723129
- Filed Document
- 0001723129-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:32:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-04 14:28:37 UTC |
- Amount To Be Raised
- $51,995,000
- Associated Brokers / Dealers
- Crews & Associates, Inc.
- CIK Number
- 0001725304
- Filed Document
- 0001725304-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:28:37 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Other
|
|
|
D |
2018-01-04 14:28:20 UTC |
- Amount To Be Raised
- $735,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001467826
- Filed Document
- 0001467826-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:28:20 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEVADA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2018-01-04 14:27:16 UTC |
- Amount To Be Raised
- $833,333
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726785
- Filed Document
- 0001726785-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-04 14:27:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|