Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Syndicate Venture Partners 2019 Series 5, LLC See All Filings	D	2019-12-04 11:56:40 UTC
Amount To Be Raised $295,826 Associated Brokers / Dealers N/A CIK Number 0001793073 Filed Document 0001793073-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:56:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACRO QOZF HS1, LLC See All Filings	D	2019-12-04 11:50:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001795253 Filed Document 0001795253-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:50:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
PennAlt Organics Inc. See All Filings	D	2019-12-04 11:43:38 UTC
Amount To Be Raised $9,900,000 Associated Brokers / Dealers N/A CIK Number 0001693688 Filed Document 0001693688-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:43:38 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LWREP VI REIT, Inc. See All Filings	D	2019-12-04 11:33:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001795651 Filed Document 0001795651-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:33:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
LGVP Frame I, LLC See All Filings	D	2019-12-04 11:31:34 UTC
Amount To Be Raised $2,871,000 Associated Brokers / Dealers N/A CIK Number 0001795327 Filed Document 0001104659-19-069778 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:31:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Coral Vita Inc. See All Filings	D	2019-12-04 11:30:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001768662 Filed Document 0001768662-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:30:12 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Alif Semiconductor, Inc. See All Filings	D	2019-12-04 11:30:06 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001772926 Filed Document 0001772926-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:30:06 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lifeafar Holdings, S. de R.L. See All Filings	D	2019-12-04 11:27:08 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001791424 Filed Document 0001791424-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-04 11:27:08 UTC Type of Offering D Industry Other Principal Place of Business COLOMBIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Electus Investment Fund I, LLC See All Filings	D	2019-12-04 11:22:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001789965 Filed Document 0001789965-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:22:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BRP 5508 Seventh LLC See All Filings	D	2019-12-04 11:06:12 UTC
Amount To Be Raised $2,143,000 Associated Brokers / Dealers N/A CIK Number 0001795498 Filed Document 0001795498-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:06:12 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Mulvaney Global Markets Fund, Ltd. See All Filings	D/A	2019-12-04 11:02:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557837 Filed Document 0000945621-19-000346 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:02:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BFFI GROUP INC See All Filings	1-A/A	2019-12-04 11:01:28 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001779297 Filed Document 0001214659-19-007565 Accepted Date 2019-12-04 11:01:28 UTC Type of Offering 1-A/A Industry SERVICES-LEGAL SERVICES Offering Tier Tier1 Principal Place of Business NEVADA Revenue or Assets $9,578 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Mulvaney Global Markets Fund LLC See All Filings	D/A	2019-12-04 11:00:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palmetto Advisory Group CIK Number 0001557853 Filed Document 0000945621-19-000345 Exclusions or Exemptions 506b Accepted Date 2019-12-04 11:00:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L-A Battery QOF Fund, L.P. See All Filings	D	2019-12-04 10:52:40 UTC
Amount To Be Raised $73,000,000 Associated Brokers / Dealers N/A CIK Number 0001795568 Filed Document 0001795143-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:52:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VIN-14 Akeso Biomedical, LLC See All Filings	D	2019-12-04 10:51:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001795773 Filed Document 0001795771-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:51:17 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Eye Investment Fund Ltd. See All Filings	D/A	2019-12-04 10:47:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464505 Filed Document 0000945621-19-000344 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:47:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
L-A Battery Aggregator Fund, L.P. See All Filings	D	2019-12-04 10:45:47 UTC
Amount To Be Raised $73,000,000 Associated Brokers / Dealers N/A CIK Number 0001795143 Filed Document 0001795143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:45:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPGC II FRG Co-Investment (Parallel), L.P. See All Filings	D	2019-12-04 10:39:17 UTC
Amount To Be Raised $337,742,426 Associated Brokers / Dealers N/A CIK Number 0001795570 Filed Document 0001795570-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:39:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whiterock Capital Acquisition Fund I, LP See All Filings	D	2019-12-04 10:36:24 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001741637 Filed Document 0001741637-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:36:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SI Halifax Industrial, LP See All Filings	D	2019-12-04 10:32:56 UTC
Amount To Be Raised $3,017,000 Associated Brokers / Dealers N/A CIK Number 0001795814 Filed Document 0001795814-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:32:56 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VIN-13 Cardiowise, LLC See All Filings	D	2019-12-04 10:32:25 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers None CIK Number 0001795771 Filed Document 0001795771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:32:25 UTC Type of Offering D Industry Other Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
MPGC II FRG Co-Investment, L.P. See All Filings	D	2019-12-04 10:32:12 UTC
Amount To Be Raised $217,605,300 Associated Brokers / Dealers N/A CIK Number 0001795607 Filed Document 0001795607-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:32:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Otis Wealth, Inc. See All Filings	D	2019-12-04 10:31:32 UTC
Amount To Be Raised $11,150,003 Associated Brokers / Dealers N/A CIK Number 0001768898 Filed Document 0001768898-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:31:32 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shipyard Capital LP See All Filings	D/A	2019-12-04 10:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655491 Filed Document 0001655491-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:27:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alcentra Global Multi-Credit Solution US Feeder, LP See All Filings	D/A	2019-12-04 10:26:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723945 Filed Document 0001723945-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:26:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Bank Loan Core Fund See All Filings	D/A	2019-12-04 10:26:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659694 Filed Document 0001623632-19-001681 Exclusions or Exemptions 506c Accepted Date 2019-12-04 10:26:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Yield Bond Portfolio See All Filings	D/A	2019-12-04 10:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659697 Filed Document 0001623632-19-001679 Exclusions or Exemptions 506c Accepted Date 2019-12-04 10:16:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Project & Trade Finance Core Fund See All Filings	D/A	2019-12-04 10:09:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001440464 Filed Document 0001623632-19-001677 Exclusions or Exemptions 506c Accepted Date 2019-12-04 10:09:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECP Liquid Fund 1 LLC See All Filings	D/A	2019-12-04 10:03:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001161148 Filed Document 0001161148-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 10:03:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Federated Mortgage Core Portfolio See All Filings	D/A	2019-12-04 09:57:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659748 Filed Document 0001623632-19-001675 Exclusions or Exemptions 506c Accepted Date 2019-12-04 09:57:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CIM DIVIDEND INCOME FUND LTD. See All Filings	D/A	2019-12-04 09:55:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617664 Filed Document 0000919574-19-007545 Exclusions or Exemptions 506b Accepted Date 2019-12-04 09:55:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
CHONDRIAL THERAPEUTICS HOLDINGS, LLC See All Filings	D	2019-12-04 09:37:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001776691 Filed Document 0001776691-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 09:37:59 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Realflow, Inc. See All Filings	D	2019-12-04 09:22:24 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001795686 Filed Document 0001795686-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-04 09:22:24 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Other
PROHELIUM AZ FUND I LLC See All Filings	D	2019-12-04 09:14:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001795647 Filed Document 0001795647-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 09:14:58 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blantyre Mulanje SPC See All Filings	D	2019-12-04 09:01:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795553 Filed Document 0001315863-19-000949 Exclusions or Exemptions 506b Accepted Date 2019-12-04 09:01:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Blantyre Mulanje LP See All Filings	D	2019-12-04 09:00:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795564 Filed Document 0001315863-19-000948 Exclusions or Exemptions 506b Accepted Date 2019-12-04 09:00:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LeverEdge Association See All Filings	D	2019-12-04 08:54:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001764831 Filed Document 0001764831-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-04 08:54:19 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Soundspace, LLC See All Filings	D	2019-12-04 08:53:32 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001795803 Filed Document 0001795803-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 08:53:32 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Hailo) L.P. See All Filings	D	2019-12-04 08:49:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724501 Filed Document 0001724501-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-12-04 08:49:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
ECNC Green, LLC See All Filings	D	2019-12-04 08:41:10 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers n/a CIK Number 0001795628 Filed Document 0001795628-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 08:41:10 UTC Type of Offering D Industry Commercial Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Equity
CIVIC EAGLE, INC. See All Filings	D	2019-12-04 07:54:50 UTC
Amount To Be Raised $1,862,407 Associated Brokers / Dealers N/A CIK Number 0001636405 Filed Document 0001636405-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 07:54:50 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Development Group, Inc. See All Filings	1-A	2019-12-04 07:48:49 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers iQ Capital (USA) LLC CIK Number 0001758533 Filed Document 0001758533-19-000002 Accepted Date 2019-12-04 07:48:49 UTC Type of Offering 1-A Industry SERVICES-MANAGEMENT CONSULTING SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Seer Capital Commercial Real Estate Debt Fund II Trust See All Filings	D/A	2019-12-04 06:33:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760583 Filed Document 0000902664-19-004485 Exclusions or Exemptions 506b Accepted Date 2019-12-04 06:33:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VA 259 See All Filings	D	2019-12-04 06:16:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC CIK Number 0001795679 Filed Document 0001795679-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 06:16:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alberta Street Development LLC See All Filings	D/A	2019-12-03 19:48:17 UTC
Amount To Be Raised $14,001,012 Associated Brokers / Dealers N/A CIK Number 0001757832 Filed Document 0001757832-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-03 19:48:17 UTC Type of Offering D/A Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
LeggUP Inc. See All Filings	D	2019-12-03 19:30:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001795600 Filed Document 0001795600-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 19:30:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
North Mill Equipment Finance LLC See All Filings	D	2019-12-03 19:07:06 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Brean Capital, LLC CIK Number 0001675497 Filed Document 0001209191-19-058862 Exclusions or Exemptions 506b Accepted Date 2019-12-03 19:07:06 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
South Hill Lenders, LLC See All Filings	D	2019-12-03 19:00:20 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001795736 Filed Document 0001795736-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 19:00:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Ucensys Research LLC See All Filings	D	2019-12-03 18:48:10 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001795752 Filed Document 0001795752-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-03 18:48:10 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Strategic Life Settlements I LLC See All Filings	D	2019-12-03 18:42:35 UTC
Amount To Be Raised $1,474,179 Associated Brokers / Dealers N/A CIK Number 0001795738 Filed Document 0001795738-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-03 18:42:35 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity