Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CoreCommodity Management - Diversified I Fund, LLC See All Filings	D/A	2019-12-05 16:10:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491793 Filed Document 0001264128-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 16:10:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpine Woods Momentum Masters, L.P. See All Filings	D	2019-12-05 16:06:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795133 Filed Document 0001795133-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 16:06:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MI Fund I, a series of Heron Rock AL Access Funds, LP See All Filings	D	2019-12-05 16:05:38 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001795722 Filed Document 0001795722-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 16:05:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Epica International, Inc. See All Filings	D/A	2019-12-05 16:05:18 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001627509 Filed Document 0001104659-19-070195 Exclusions or Exemptions 506b Accepted Date 2019-12-05 16:05:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chaparral 13, LLC See All Filings	D	2019-12-05 16:03:56 UTC
Amount To Be Raised $415,000 Associated Brokers / Dealers B&K Land Management, LLC CIK Number 0001794176 Filed Document 0001794176-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 16:03:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
MO Fund I, a series of Id4 Ventures, LP See All Filings	D	2019-12-05 15:59:09 UTC
Amount To Be Raised $358,000 Associated Brokers / Dealers N/A CIK Number 0001795725 Filed Document 0001795725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:59:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffin Capital (Heritage - Bedford,NH)DST See All Filings	D/A	2019-12-05 15:57:13 UTC
Amount To Be Raised $31,453,687 Associated Brokers / Dealers Independent Financial Group, LLC, Adam Bryan, Stacey Morimoto, DFPG Investments, Inc., Griffin Capital Securities, LLC, Concorde Investment Services, LLC, Jason Salmon, Betty Friant, Robert Meyer, Roger Frank, Ron Birnbaum, Jason Stone, Stacey Morimoto, Chay Lapin, Troy Thomas, Geoff Wolterstorff, Eric Bicknese, Michael Silverberg, Anthony Brown, and Richard Jackman CIK Number 0001763670 Filed Document 0001763670-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:57:13 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thrivent White Rose Endurance GP, LLC See All Filings	D	2019-12-05 15:55:13 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001794379 Filed Document 0001794379-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:55:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Infuzed Brands Inc. See All Filings	D	2019-12-05 15:54:04 UTC
Amount To Be Raised $9,880,000 Associated Brokers / Dealers N/A CIK Number 0001793154 Filed Document 0001567619-19-022689 Exclusions or Exemptions 506c Accepted Date 2019-12-05 15:54:04 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
BE Fund I, a series of Sonciary Honnoll Funds, LP See All Filings	D	2019-12-05 15:53:27 UTC
Amount To Be Raised $108,500 Associated Brokers / Dealers N/A CIK Number 0001795723 Filed Document 0001795723-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:53:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nearpod Holdings Inc. See All Filings	D	2019-12-05 15:52:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790517 Filed Document 0001790517-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:52:46 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
HGGC FUND IV-A, L.P. See All Filings	D	2019-12-05 15:52:25 UTC
Amount To Be Raised $2,250,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001788560 Filed Document 0001788560-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:52:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HGGC FUND IV, L.P. See All Filings	D	2019-12-05 15:51:20 UTC
Amount To Be Raised $2,250,000,000 Associated Brokers / Dealers EVERCORE GROUP L.L.C. CIK Number 0001788507 Filed Document 0001788507-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:51:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Leaf Trade, Inc. See All Filings	D	2019-12-05 15:50:49 UTC
Amount To Be Raised $4,573,716 Associated Brokers / Dealers N/A CIK Number 0001792644 Filed Document 0001792644-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:50:49 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HE Fund I, a series of OV.VC-Funds, LP See All Filings	D	2019-12-05 15:47:30 UTC
Amount To Be Raised $212,470 Associated Brokers / Dealers N/A CIK Number 0001795727 Filed Document 0001795727-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:47:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TH Fund I, a series of Somani Syndicates, LP See All Filings	D	2019-12-05 15:39:16 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001795732 Filed Document 0001795732-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:39:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PERCEIVANT, INC. See All Filings	D	2019-12-05 15:38:18 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001565499 Filed Document 0001565499-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:38:18 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
OP 8200 Mopac Holdings, LLC See All Filings	D	2019-12-05 15:36:35 UTC
Amount To Be Raised $12,700,000 Associated Brokers / Dealers N/A CIK Number 0001794185 Filed Document 0001794185-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:36:35 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
KG OFFSHORE FUND LTD See All Filings	D/A	2019-12-05 15:35:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palladium Capital Advisors, LLC and Perkins Fund Marketing, LLC CIK Number 0001461235 Filed Document 0001461235-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:35:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eastside Partners IV, LP See All Filings	D	2019-12-05 15:34:13 UTC
Amount To Be Raised $78,000,000 Associated Brokers / Dealers None CIK Number 0001796053 Filed Document 0001796053-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:34:13 UTC Type of Offering D Industry Other Principal Place of Business ALABAMA Revenue or Assets $Not Applicable Type of Security Equity
Eclipse Gold Mining Corp See All Filings	D	2019-12-05 15:32:37 UTC
Amount To Be Raised $4,098,648 Associated Brokers / Dealers N/A CIK Number 0001795007 Filed Document 0001795007-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:32:37 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DRA Fund I, a series of Hack VC, LP See All Filings	D	2019-12-05 15:28:40 UTC
Amount To Be Raised $192,000 Associated Brokers / Dealers N/A CIK Number 0001795760 Filed Document 0001795760-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:28:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jefferson Flats Investments, LLC See All Filings	D	2019-12-05 15:08:36 UTC
Amount To Be Raised $13,463,152 Associated Brokers / Dealers Kalos Capital, Inc. and Center Street Securities, Inc. CIK Number 0001795612 Filed Document 0001795612-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:08:36 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
KG INVESTMENTS FUND LLC See All Filings	D/A	2019-12-05 15:08:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Palladium Capital Advisors, LLC and Perkins Fund Marketing, LLC CIK Number 0001459598 Filed Document 0001459598-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:08:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
YouNow, Inc. See All Filings	1-A POS	2019-12-05 15:06:43 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001725129 Filed Document 0001628279-19-000354 Accepted Date 2019-12-05 15:06:43 UTC Type of Offering 1-A POS Industry SERVICES-PREPACKAGED SOFTWARE Offering Tier Tier2 Principal Place of Business NEW YORK Revenue or Assets $3,144,909 State of Jurisdiction DELAWARE Type of Security Other(describe)
GROW SOLUTIONS HOLDINGS, INC See All Filings	1-A/A	2019-12-05 15:04:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001104265 Filed Document 0001731122-19-000750 Accepted Date 2019-12-05 15:04:07 UTC Type of Offering 1-A/A Industry SERVICES-MANAGEMENT CONSULTING SERVICES Offering Tier Tier1 Principal Place of Business SASKATCHEWAN, CANADA Revenue or Assets $0 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
RAVEN BELLA VIDA LLC See All Filings	D	2019-12-05 15:03:06 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001795263 Filed Document 0001795263-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:03:06 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Preservation REIT I, Inc. See All Filings	D	2019-12-05 15:00:51 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001790540 Filed Document 0001790540-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 15:00:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Whele LLC See All Filings	D	2019-12-05 14:57:46 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001796037 Filed Document 0001796037-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:57:46 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Realty Coinvestment VIII, L.P. See All Filings	D/A	2019-12-05 14:55:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725893 Filed Document 0001567619-19-022686 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:55:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
EPIC Gateway South, LLC See All Filings	D	2019-12-05 14:46:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001796016 Filed Document 0001796013-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:46:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
EPIC Gateway East, LLC See All Filings	D	2019-12-05 14:40:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001796013 Filed Document 0001796013-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:40:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
WMA US EQUITY 130/30 OFFSHORE FUND, LTD. See All Filings	D/A	2019-12-05 14:39:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759868 Filed Document 0001315863-19-000951 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:39:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WMA INTERNATIONAL EQUITY 130/30 OFFSHORE FUND, LTD. See All Filings	D/A	2019-12-05 14:38:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001759763 Filed Document 0001315863-19-000950 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:38:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TripBorn, Inc. See All Filings	D	2019-12-05 14:38:19 UTC
Amount To Be Raised $2,140,715 Associated Brokers / Dealers N/A CIK Number 0001498232 Filed Document 0001214659-19-007580 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:38:19 UTC Type of Offering D Industry Tourism and Travel Services Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CANTOR FITZGERALD, L. P. See All Filings	D/A	2019-12-05 14:35:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001024896 Filed Document 0001567619-19-022685 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:35:36 UTC Type of Offering D/A Industry Investment Banking Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
QOF Thrive LLC See All Filings	D	2019-12-05 14:34:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795453 Filed Document 0001795453-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:34:16 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital XLIX US Investor, LP See All Filings	D/A	2019-12-05 14:33:32 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001791287 Filed Document 0001642247-19-000059 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:33:32 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Thrive Overton Park LLC See All Filings	D	2019-12-05 14:30:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795454 Filed Document 0001795454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:30:46 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Western Wealth Capital L US Investor, LP See All Filings	D/A	2019-12-05 14:21:41 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001792833 Filed Document 0001642247-19-000058 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:21:41 UTC Type of Offering D/A Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
MP Cloud Technologies, Inc. See All Filings	D	2019-12-05 14:17:24 UTC
Amount To Be Raised $3,171,759 Associated Brokers / Dealers N/A CIK Number 0001795997 Filed Document 0001795997-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:17:24 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Redhawk Investors LLC See All Filings	D	2019-12-05 14:16:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001722937 Filed Document 0001722937-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:16:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Arrow Holding Corp. See All Filings	D	2019-12-05 14:03:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598391 Filed Document 0001598391-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:03:02 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AMC Small Cap Fund 3, LLC See All Filings	D	2019-12-05 14:00:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001796046 Filed Document 0001796046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 14:00:47 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Black Sheep, Inc. See All Filings	D	2019-12-05 13:58:56 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers Randall S. Winters CIK Number 0001795094 Filed Document 0001795094-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:58:56 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Sandstone Diagnostics Inc See All Filings	D	2019-12-05 13:57:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001612978 Filed Document 0001612978-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:57:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mercury Acquisition Inc. See All Filings	D	2019-12-05 13:48:23 UTC
Amount To Be Raised $24,230,400 Associated Brokers / Dealers N/A CIK Number 0001795605 Filed Document 0001795605-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:48:23 UTC Type of Offering D Industry Business Services Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Ucore Rare Metals Inc. See All Filings	D	2019-12-05 13:41:59 UTC
Amount To Be Raised $1,225,346 Associated Brokers / Dealers N/A CIK Number 0001495651 Filed Document 0001062993-19-004673 Exclusions or Exemptions 506c Accepted Date 2019-12-05 13:41:59 UTC Type of Offering D Industry Other Principal Place of Business NOVA SCOTIA, CANADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Pearl Biotech & Life Sciences Fund, L.P. See All Filings	D/A	2019-12-05 13:33:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635568 Filed Document 0001635568-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:33:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KD Capital, L.P. See All Filings	D/A	2019-12-05 13:32:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627581 Filed Document 0001627581-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-05 13:32:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund