Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
FloDesign Sonics, Inc. See All Filings	D	2018-01-10 13:28:00 UTC
Amount To Be Raised $6,218,582 Associated Brokers / Dealers N/A CIK Number 0001605038 Filed Document 0001605038-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:28:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quorum Holdings Partners LLC See All Filings	D	2018-01-10 13:21:32 UTC
Amount To Be Raised $5,003,500 Associated Brokers / Dealers Portsmouth Financial Services CIK Number 0001720982 Filed Document 0001720982-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:21:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
CCP Investments II, L.P. See All Filings	D	2018-01-10 13:14:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727184 Filed Document 0001315863-18-000043 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:14:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HUEMUL LP See All Filings	D	2018-01-10 13:09:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001727639 Filed Document 0001727639-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:09:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RECOMBINETICS, INC See All Filings	D/A	2018-01-10 13:05:32 UTC
Amount To Be Raised $18,150,000 Associated Brokers / Dealers N/A CIK Number 0001543926 Filed Document 0001209191-18-003083 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:05:32 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Viidit LLC See All Filings	D	2018-01-10 13:03:04 UTC
Amount To Be Raised $330,000 Associated Brokers / Dealers N/A CIK Number 0001587362 Filed Document 0001587362-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:03:04 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Net Venture See All Filings	D	2018-01-10 13:00:06 UTC
Amount To Be Raised $2,799,178 Associated Brokers / Dealers N/A CIK Number 0001657169 Filed Document 0001657169-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 13:00:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
PFA U.S. REIT, Inc. See All Filings	D	2018-01-10 12:46:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001727590 Filed Document 0001727590-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:46:39 UTC Type of Offering D Industry REITS and Finance Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Coronation Universal Fund - Coronation Global Emerging Markets Equity Fund See All Filings	D/A	2018-01-10 12:41:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569349 Filed Document 0000943663-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:41:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enigma Strategies Fund Ltd. See All Filings	D/A	2018-01-10 12:37:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693992 Filed Document 0001693992-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:37:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BAHAMAS Revenue or Assets Decline to Disclose Type of Security Equity
Coronation Global Opportunities Fund - Coronation Global Emerging Markets Fund See All Filings	D/A	2018-01-10 12:36:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001633428 Filed Document 0000943663-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:36:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC NC 2018 Mill ICF, LLC See All Filings	D	2018-01-10 12:28:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727672 Filed Document 0001727672-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:28:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHARD Stewart Fund Ltd See All Filings	D/A	2018-01-10 12:27:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566995 Filed Document 0000919574-18-000264 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:27:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Castine Partners II, LP See All Filings	D/A	2018-01-10 12:17:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001372232 Filed Document 0000919574-18-000262 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:17:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Intuity Medical, Inc. See All Filings	D	2018-01-10 12:15:45 UTC
Amount To Be Raised $70,856,857 Associated Brokers / Dealers N/A CIK Number 0001484074 Filed Document 0001484074-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:15:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Castine Partners, LP See All Filings	D/A	2018-01-10 12:10:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001226218 Filed Document 0000919574-18-000260 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:10:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DOWNTICKET INC. See All Filings	D/A	2018-01-10 12:01:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001722138 Filed Document 0001722138-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 12:01:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
809 PACIFIC AVE, LLC See All Filings	D	2018-01-10 11:45:43 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001726835 Filed Document 0001726835-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:45:43 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Triolith Energy Fund, LP See All Filings	D	2018-01-10 11:42:10 UTC
Amount To Be Raised $192,424 Associated Brokers / Dealers N/A CIK Number 0001643904 Filed Document 0001477932-18-000124 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:42:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Efferent Labs, Inc. See All Filings	D/A	2018-01-10 11:41:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001662565 Filed Document 0001662565-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:41:36 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Monarch Funding I, LLC See All Filings	D	2018-01-10 11:39:38 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001727350 Filed Document 0001727350-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:39:38 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
QuarterSpot, Inc. See All Filings	D	2018-01-10 11:38:47 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001557932 Filed Document 0001557932-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:38:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIGHLINE CAPITAL PARTNERS QP LP See All Filings	D/A	2018-01-10 11:37:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001133348 Filed Document 0001133348-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:37:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Smead International Value Fund LP See All Filings	D/A	2018-01-10 11:35:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630670 Filed Document 0000926877-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:35:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $5,000,000 Type of Security Equity
BlueSpruce Fund Ltd. See All Filings	D/A	2018-01-10 11:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001592932 Filed Document 0001592932-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:34:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Hyperlite Mountain Gear Inc. See All Filings	D	2018-01-10 11:29:00 UTC
Amount To Be Raised $1,069,820 Associated Brokers / Dealers N/A CIK Number 0001505249 Filed Document 0001505249-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:29:00 UTC Type of Offering D Industry Retailing Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
HAYMAN HONG KONG OPPORTUNITIES OFFSHORE FUND LP See All Filings	D/A	2018-01-10 11:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692157 Filed Document 0001692157-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:24:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlueSpruce Fund LP See All Filings	D/A	2018-01-10 11:06:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581020 Filed Document 0001581020-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:06:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Four Pines Fund, LP See All Filings	D/A	2018-01-10 11:01:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661148 Filed Document 0001661148-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 11:01:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gramercy Special Opportunity Fund - So Nevada SP See All Filings	D/A	2018-01-10 10:57:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694524 Filed Document 0000919574-18-000252 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:57:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HAYMAN HONG KONG OPPORTUNITES ONSHORE FUND LP See All Filings	D/A	2018-01-10 10:53:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692078 Filed Document 0001692078-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:53:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRAMERCY SPECIAL OPPORTUNITY FUND - CREDITLP SP See All Filings	D/A	2018-01-10 10:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629614 Filed Document 0000919574-18-000250 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:51:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GRAMERCY SPECIAL OPPORTUNITY FUND - NOCA SP See All Filings	D/A	2018-01-10 10:46:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629608 Filed Document 0000919574-18-000246 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:46:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GRAMERCY SPECIAL OPPORTUNITY FUND - DIVLP SP See All Filings	D/A	2018-01-10 10:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629626 Filed Document 0000919574-18-000244 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GRAMERCY SPECIAL OPPORTUNITY FUND - WP SP See All Filings	D/A	2018-01-10 10:41:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629625 Filed Document 0000919574-18-000242 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:41:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CP Investment II West Village REIT See All Filings	D	2018-01-10 10:41:16 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001727555 Filed Document 0001727555-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:41:16 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRAMERCY SPECIAL OPPORTUNITY FUND - 1839 SP See All Filings	D/A	2018-01-10 10:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629611 Filed Document 0000919574-18-000240 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Waypoint Newnan Investors, LP See All Filings	D	2018-01-10 10:36:35 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001727614 Filed Document 0001727614-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:36:35 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
BLUE RIDGE DAY SURGERY CENTER L P See All Filings	D	2018-01-10 10:34:33 UTC
Amount To Be Raised $816,000 Associated Brokers / Dealers N/A CIK Number 0000911513 Filed Document 0000911513-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:34:33 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Red & Blue Ventures I, LP See All Filings	D/A	2018-01-10 10:33:39 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001724139 Filed Document 0001724139-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:33:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Invesco International Defensive Growth Fund, a series of Invesco Multi Series Funds, LLC See All Filings	D	2018-01-10 10:29:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Invesco Distributors, Inc. CIK Number 0001726923 Filed Document 0001726923-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:29:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HH Blake GA LLC See All Filings	D	2018-01-10 10:29:19 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001727367 Filed Document 0001727367-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:29:19 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BlueStone Life Science Innovation & Technology Fund, LP See All Filings	D	2018-01-10 10:19:02 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001727497 Filed Document 0001727497-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
Carmell Therapeutics Corp See All Filings	D	2018-01-10 10:17:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001517941 Filed Document 0001517941-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:17:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Hibernaid, Inc. See All Filings	D	2018-01-10 10:11:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001727663 Filed Document 0001727663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:11:32 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ALPHA INSURANCE ANALYSTS LTD See All Filings	D	2018-01-10 10:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N-A CIK Number 0001454220 Filed Document 0001454220-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 10:01:50 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business UNITED KINGDOM Revenue or Assets $Not Applicable Type of Security Other
SCHF CIF, L.P. - CIF 2018-A Series See All Filings	D/A	2018-01-10 09:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724536 Filed Document 0001140361-18-001539 Exclusions or Exemptions 506b Accepted Date 2018-01-10 09:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bavaria U.S. REIT Holdings, LLC See All Filings	D	2018-01-10 09:56:08 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001727491 Filed Document 0001727491-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-10 09:56:08 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Latin American Minerals Inc. See All Filings	D	2018-01-10 09:55:47 UTC
Amount To Be Raised $302,914 Associated Brokers / Dealers N/A CIK Number 0001727370 Filed Document 0001727428-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-10 09:55:47 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Marshall Wace Funds LP - MW Japan Market Neutral (US) Fund II See All Filings	D/A	2018-01-10 09:20:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693937 Filed Document 0000902664-18-000111 Exclusions or Exemptions 506b Accepted Date 2018-01-10 09:20:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund