Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
WTC Fundamental Opportunistic Credit Fund, LLC See All Filings	D/A	2018-01-11 14:02:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001568122 Filed Document 0001568122-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 14:02:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AIR INDUSTRIES GROUP See All Filings	D/A	2018-01-11 14:00:25 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001009891 Filed Document 0001193805-18-000034 Exclusions or Exemptions 506b Accepted Date 2018-01-11 14:00:25 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
EMPYR Inc See All Filings	D/A	2018-01-11 13:54:49 UTC
Amount To Be Raised $8,587,871 Associated Brokers / Dealers N/A CIK Number 0001516430 Filed Document 0001516430-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:54:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
California Ethanol & Power, LLC See All Filings	D	2018-01-11 13:53:46 UTC
Amount To Be Raised $320,000 Associated Brokers / Dealers N/A CIK Number 0001491441 Filed Document 0001491441-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:53:46 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Complete Financial Solutions Inc. See All Filings	D	2018-01-11 13:51:42 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001621888 Filed Document 0001621888-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:51:42 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
303 Holdings, Inc. See All Filings	D	2018-01-11 13:51:08 UTC
Amount To Be Raised $3,031,076 Associated Brokers / Dealers N/A CIK Number 0001727584 Filed Document 0001727584-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:51:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Merger Arb Fund LLC See All Filings	D	2018-01-11 13:49:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721819 Filed Document 0001721819-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:49:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
61 Investments, LLC See All Filings	D	2018-01-11 13:43:54 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001727868 Filed Document 0001727868-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:43:54 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Stemgenics, Inc. See All Filings	D/A	2018-01-11 13:42:48 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers None CIK Number 0001595336 Filed Document 0001595336-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:42:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN WOODMARK CORP See All Filings	D	2018-01-11 13:36:31 UTC
Amount To Be Raised $139,999,406 Associated Brokers / Dealers N/A CIK Number 0000794619 Filed Document 0000794619-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:36:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
HGI KFB K41, LLC See All Filings	D	2018-01-11 13:30:55 UTC
Amount To Be Raised $17,001,089 Associated Brokers / Dealers N/A CIK Number 0001726291 Filed Document 0001726291-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:30:55 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Midtown Square Preferred Holdings, LLC See All Filings	D	2018-01-11 13:21:27 UTC
Amount To Be Raised $2,725,000 Associated Brokers / Dealers N/A CIK Number 0001726292 Filed Document 0001726291-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:21:27 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
HOPE INVESTMENTS, LLC See All Filings	D/A	2018-01-11 13:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001516872 Filed Document 0001516872-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:16:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
TBC OFFSHORE LTD. See All Filings	D/A	2018-01-11 13:16:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595864 Filed Document 0001140361-18-001710 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:16:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon Blue Cayman Fund Ltd. See All Filings	D/A	2018-01-11 13:15:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001480790 Filed Document 0001502146-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:15:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TBC PARTNERS LP See All Filings	D/A	2018-01-11 13:15:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001595870 Filed Document 0001140361-18-001709 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:15:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avvay, Inc. See All Filings	D	2018-01-11 13:14:50 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001727580 Filed Document 0001727580-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:14:50 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
H.D. Investments, Inc. See All Filings	D	2018-01-11 13:12:58 UTC
Amount To Be Raised $25,692,000 Associated Brokers / Dealers N/A CIK Number 0001539335 Filed Document 0001539335-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:12:58 UTC Type of Offering D Industry Construction Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Maglan Distressed Fund LP See All Filings	D/A	2018-01-11 13:10:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508049 Filed Document 0000902664-18-000145 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:10:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Concord Woburn A LLC See All Filings	D	2018-01-11 13:08:18 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001727738 Filed Document 0001727738-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:08:18 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Capella Capital Growth I, L.P. See All Filings	D	2018-01-11 13:08:15 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001727472 Filed Document 0001727472-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:08:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Real Estate Credit (CRECH) Fund V - Opportunistic L.P. See All Filings	D/A	2018-01-11 13:06:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693299 Filed Document 0000945621-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:06:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cheyne Real Estate Credit (CRECH) Fund V - Opportunistic Inc. See All Filings	D/A	2018-01-11 13:04:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693298 Filed Document 0000945621-18-000018 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:04:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ValStone Healthcare Properties Fund, L.P. See All Filings	D	2018-01-11 13:04:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727487 Filed Document 0001727487-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:04:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Cheyne Real Estate Credit (CRECH) Fund V - Opportunistic SCS SICAV-SIF See All Filings	D/A	2018-01-11 13:02:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693297 Filed Document 0000945621-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:02:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D	2018-01-11 13:01:50 UTC
Amount To Be Raised $405,000 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001255733-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-11 13:01:50 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Old Kings Capital, L.P. See All Filings	D/A	2018-01-11 12:47:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and N/A CIK Number 0001476956 Filed Document 0000919574-18-000330 Exclusions or Exemptions 506b Accepted Date 2018-01-11 12:47:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Old Kings Capital Offshore, Ltd. See All Filings	D/A	2018-01-11 12:45:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381302 Filed Document 0000919574-18-000328 Exclusions or Exemptions 506b Accepted Date 2018-01-11 12:45:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HJF Fund, a Series of Global Endowment Targeted Strategy Fund, LP See All Filings	D/A	2018-01-11 12:43:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694177 Filed Document 0001502146-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-11 12:43:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NORTHSIGHT CAPITAL, INC. See All Filings	D	2018-01-11 12:37:30 UTC
Amount To Be Raised $20,325 Associated Brokers / Dealers N/A CIK Number 0001439397 Filed Document 0001255733-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-11 12:37:30 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
G&G Hospitality Sponsor Group, LLC See All Filings	D/A	2018-01-11 12:34:20 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001723786 Filed Document 0001723786-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 12:34:20 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
IRIS (US) Post-Event Opportunities I SP, a segregated portfolio of IRIS (US) SPC See All Filings	D	2018-01-11 12:24:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securties (USA) LLC CIK Number 0001726404 Filed Document 0001726404-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 12:24:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Dream Finders Holdings LLC See All Filings	D	2018-01-11 12:23:07 UTC
Amount To Be Raised $13,038,000 Associated Brokers / Dealers N/A CIK Number 0001727619 Filed Document 0001727619-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 12:23:07 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
New Vernon Financial Sector Fund LP See All Filings	D	2018-01-11 12:20:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725491 Filed Document 0001725491-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 12:20:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
3602 Eldridge, LLC See All Filings	D	2018-01-11 12:15:22 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001727638 Filed Document 0001727638-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-11 12:15:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Barings Global Investment Funds plc See All Filings	D/A	2018-01-11 12:04:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502146 Filed Document 0001502146-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 12:04:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PV Acclaim, LLC See All Filings	D	2018-01-11 12:03:31 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001727875 Filed Document 0001727875-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 12:03:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sixteenth Street Asian GEMS Fund See All Filings	D	2018-01-11 12:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726235 Filed Document 0001726235-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 12:02:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Griffin Capital, LLC See All Filings	D/A	2018-01-11 11:51:11 UTC
Amount To Be Raised $63,653,822 Associated Brokers / Dealers N/A CIK Number 0001693610 Filed Document 0001693610-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 11:51:11 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
New Vernon Matrix Fund LP See All Filings	D/A	2018-01-11 11:47:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669096 Filed Document 0001669096-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 11:47:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
APriori Investment Partners Fund LP See All Filings	D/A	2018-01-11 11:46:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664935 Filed Document 0001315863-18-000045 Exclusions or Exemptions 506b Accepted Date 2018-01-11 11:46:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Physicians Realty L.P. See All Filings	D	2018-01-11 11:44:41 UTC
Amount To Be Raised $22,650,548 Associated Brokers / Dealers None CIK Number 0001583994 Filed Document 0001583994-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 11:44:41 UTC Type of Offering D Industry REITS and Finance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
RECOMBINETICS, INC See All Filings	D/A	2018-01-11 11:41:14 UTC
Amount To Be Raised $27,604,001 Associated Brokers / Dealers N/A CIK Number 0001543926 Filed Document 0001209191-18-003226 Exclusions or Exemptions 506b Accepted Date 2018-01-11 11:41:14 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
ELEVAR EQUITY IV, L.P. See All Filings	D	2018-01-11 11:41:10 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001727736 Filed Document 0001727736-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 11:41:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cadian Offshore Fund Ltd. See All Filings	D/A	2018-01-11 11:39:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001420605 Filed Document 0000919574-18-000325 Exclusions or Exemptions 506b Accepted Date 2018-01-11 11:39:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
GRO Banyan Partners, L.P. See All Filings	D/A	2018-01-11 11:27:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001416227 Filed Document 0000919574-18-000322 Exclusions or Exemptions 506b Accepted Date 2018-01-11 11:27:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Hello I am Elliot Inc. See All Filings	D	2018-01-11 11:25:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers n/a CIK Number 0001727899 Filed Document 0001727899-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-11 11:25:29 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Institutional Partners, L.P. See All Filings	D/A	2018-01-11 11:25:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001017193 Filed Document 0000919574-18-000320 Exclusions or Exemptions 506b Accepted Date 2018-01-11 11:25:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yonomi, Inc. See All Filings	D	2018-01-11 11:25:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001647011 Filed Document 0001647011-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-11 11:25:03 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Global Alpha Feeder Fund (U.S.) L.P. See All Filings	D	2018-01-11 11:23:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690897 Filed Document 0001690897-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-11 11:23:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund