|
|
D |
2018-01-11 16:38:00 UTC |
- Amount To Be Raised
- $425,301
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001331342
- Filed Document
- 0001331342-18-000002
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2018-01-11 16:38:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 16:36:54 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001508348
- Filed Document
- 0001004878-18-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:36:54 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Debt
|
|
|
D/A |
2018-01-11 16:36:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001529590
- Filed Document
- 0001529590-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:36:43 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 16:29:51 UTC |
- Amount To Be Raised
- $46,948
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001708305
- Filed Document
- 0001708305-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:29:51 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 16:28:06 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001682568
- Filed Document
- 0001682568-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:28:06 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 16:24:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001727973
- Filed Document
- 0001727739-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:24:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-11 16:20:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727883
- Filed Document
- 0000902664-18-000149
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:20:25 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-11 16:20:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715644
- Filed Document
- 0001715644-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:20:05 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 16:13:22 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001603909
- Filed Document
- 0001603909-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:13:22 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2018-01-11 16:11:55 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725109
- Filed Document
- 0001078782-18-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:11:55 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- LOUISIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 16:11:47 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727975
- Filed Document
- 0001727975-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:11:47 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-01-11 16:11:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727687
- Filed Document
- 0001727687-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:11:23 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-11 16:09:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725876
- Filed Document
- 0000902664-18-000148
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:09:59 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-11 16:08:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727626
- Filed Document
- 0000919574-18-000337
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:08:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 16:05:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc.
- CIK Number
- 0001602207
- Filed Document
- 0001140361-18-001750
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:05:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-11 16:03:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Oppenheimer & Co. Inc.
- CIK Number
- 0001597027
- Filed Document
- 0001140361-18-001749
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:03:04 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-11 16:02:19 UTC |
- Amount To Be Raised
- $2,643,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001104038
- Filed Document
- 0001214659-18-000357
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:02:19 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 16:02:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001591302
- Filed Document
- 0001607062-18-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:02:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 16:00:44 UTC |
- Amount To Be Raised
- $13,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503882
- Filed Document
- 0001503882-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 16:00:44 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 15:57:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727863
- Filed Document
- 0001727863-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:57:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-11 15:56:20 UTC |
- Amount To Be Raised
- $145,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727872
- Filed Document
- 0001727872-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:56:20 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- IOWA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 15:55:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001693114
- Filed Document
- 0001693114-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:55:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-11 15:52:26 UTC |
- Amount To Be Raised
- $10,137,868
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509261
- Filed Document
- 0001140361-18-001744
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:52:26 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 15:51:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727673
- Filed Document
- 0001727673-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:51:39 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
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|
D |
2018-01-11 15:48:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727739
- Filed Document
- 0001727739-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:48:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-11 15:48:41 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727923
- Filed Document
- 0001727923-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:48:41 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 15:48:33 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727939
- Filed Document
- 0001727939-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:48:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-11 15:45:42 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001723799
- Filed Document
- 0001140361-18-001738
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:45:42 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 15:41:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Joseph Sprague
- CIK Number
- 0001343394
- Filed Document
- 0001343394-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:41:12 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2018-01-11 15:32:50 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- Spartan Capital Securities, LLC
- CIK Number
- 0001568385
- Filed Document
- 0001553350-18-000045
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:32:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 15:32:18 UTC |
- Amount To Be Raised
- $15,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001471349
- Filed Document
- 0001471349-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:32:18 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-01-11 15:28:56 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001681543
- Filed Document
- 0001681543-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:28:56 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 15:28:23 UTC |
- Amount To Be Raised
- $725,510
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588545
- Filed Document
- 0001588545-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:28:23 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 15:24:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Joe Sprague
- CIK Number
- 0001135856
- Filed Document
- 0001135856-18-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:24:51 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- OHIO
- Revenue or Assets
- $Not Applicable
- Type of Security
- Other
|
|
|
D |
2018-01-11 15:12:01 UTC |
- Amount To Be Raised
- $392,805,718
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727842
- Filed Document
- 0001727842-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:12:01 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 15:12:01 UTC |
- Amount To Be Raised
- $84,439,250
- Associated Brokers / Dealers
- JCC Advisors, LLC, Centaurus Financial Inc, Cetera Advisors LLC, Independent Financial Group, Kalos Capital, Ameritas Investment Corp, Bertherl Fisher & Co, Cetera Advisor Networks, First Allied Securities Inc, Sigma Financial Corp, Summit Brokerage Serv, Crown Capital Securities, United Planners' Fin Serv, Douglas Schiffmiller, Brain Candler, Greg Ramirez, Marc Seeherman, James Webb, Frank Chauner, Thomas Nixon, John Mata, Brandon Barile, Donald Vieth, Jason Freeman, Chris Jacob, John Hose II, Gilbert Sabatka, Glenn Fiocca, Nick Giallourakis, Mahmoud Akhavi, Neeraj Bhatia, Sui-Hock Goy, Blayne Andersen, Josh Griffin, Nathan Tiarks, M. Todd Petersen, Jason Vanclef, Jason Vanclef, Chris Dukes, and Noel Bragg
- CIK Number
- 0001695918
- Filed Document
- 0001695918-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:12:01 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-01-11 15:07:38 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661058
- Filed Document
- 0001661058-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:07:38 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 15:06:42 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- Piper Jaffray & Co.
- CIK Number
- 0001316175
- Filed Document
- 0001316175-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:06:42 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 15:04:27 UTC |
- Amount To Be Raised
- $3,214,550
- Associated Brokers / Dealers
- The Securities Group, LLC
- CIK Number
- 0001375733
- Filed Document
- 0001375733-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 15:04:27 UTC
- Type of Offering
- D/A
- Industry
- Hospitals and Physicians
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 14:58:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eaton Vance Distributors, Inc.
- CIK Number
- 0001520746
- Filed Document
- 0001520746-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 14:58:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-11 14:56:12 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000828232
- Filed Document
- 0001140361-18-001724
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 14:56:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 14:55:13 UTC |
- Amount To Be Raised
- $280,896
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631153
- Filed Document
- 0001631153-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 14:55:13 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 14:52:03 UTC |
- Amount To Be Raised
- $7,800,000
- Associated Brokers / Dealers
- Brown Associates, Inc.
- CIK Number
- 0001724152
- Filed Document
- 0001724152-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 14:52:03 UTC
- Type of Offering
- D/A
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 14:50:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hammersley Partners, LLC and Eaton Vance Distributors, Inc.
- CIK Number
- 0001518309
- Filed Document
- 0001518309-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 14:50:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-11 14:49:41 UTC |
- Amount To Be Raised
- $1,633,764
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628848
- Filed Document
- 0001628848-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 14:49:41 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-11 14:47:46 UTC |
- Amount To Be Raised
- $10,824,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001707167
- Filed Document
- 0001707167-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 14:47:46 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 14:45:50 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Anthony Gaiffe
- CIK Number
- 0001708903
- Filed Document
- 0001708903-18-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 14:45:50 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-01-11 14:45:41 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- Corporate Finance Securities, Inc.
- CIK Number
- 0001727775
- Filed Document
- 0001727775-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 14:45:41 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-01-11 14:41:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Hamersley Partners, LLC and Eaton Vance Distributors, Inc.
- CIK Number
- 0001476502
- Filed Document
- 0001476502-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 14:41:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- QUEBEC, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-11 14:32:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726954
- Filed Document
- 0001726954-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-11 14:32:52 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|