Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Windsor Retail Partners, LLC See All Filings	D	2019-01-31 17:28:29 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Direct Realty Securities, Inc. CIK Number 0001766601 Filed Document 0001766601-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-31 17:28:29 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
375 North Avenue, LLC See All Filings	D	2019-01-31 17:06:11 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers Venture.co Brokerage Services, LLC CIK Number 0001758250 Filed Document 0001758250-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-31 17:06:11 UTC Type of Offering D Industry Commercial Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital, L.P. See All Filings	D/A	2019-01-31 16:43:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shorebridge Capital Advisors, LLC CIK Number 0001461642 Filed Document 0000899140-19-000048 Exclusions or Exemptions 506c Accepted Date 2019-01-31 16:43:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Point72 Capital International, Ltd. See All Filings	D/A	2019-01-31 16:42:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Shorebridge Capital Advisors, LLC CIK Number 0001465991 Filed Document 0000899140-19-000047 Exclusions or Exemptions 506c Accepted Date 2019-01-31 16:42:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kleiner Perkins Caufield & Byers XVIII, LLC See All Filings	D	2019-01-31 16:32:14 UTC
Amount To Be Raised $600,000,000 Associated Brokers / Dealers N/A CIK Number 0001764543 Filed Document 0001764543-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-31 16:32:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
375 North Avenue, LLC See All Filings	D	2019-01-31 16:24:59 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers Venture.co Brokerage Services, LLC CIK Number 0001758250 Filed Document 0001758250-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-31 16:24:59 UTC Type of Offering D Industry Commercial Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Trinity Peaks Helium LP See All Filings	D	2019-01-31 16:10:29 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001766547 Filed Document 0001766547-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-31 16:10:29 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
375 North Avenue, LLC See All Filings	D/A	2019-01-31 16:00:59 UTC
Amount To Be Raised $5,900,000 Associated Brokers / Dealers Venture.co Brokerage Services, LLC CIK Number 0001758250 Filed Document 0001758250-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-31 16:00:59 UTC Type of Offering D/A Industry Commercial Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Partners Opportunity Fund VII, L.P. See All Filings	D/A	2019-01-31 14:25:50 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Rana Prasad CIK Number 0001737105 Filed Document 0001737105-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-31 14:25:50 UTC Type of Offering D/A Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clark Brothers Capital Corp See All Filings	D/A	2019-01-31 11:52:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001639996 Filed Document 0001639996-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-31 11:52:01 UTC Type of Offering D/A Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cable Park Retail Partners LLC See All Filings	D	2019-01-31 10:21:45 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers Direct Realty Securities, Inc. CIK Number 0001766475 Filed Document 0001766475-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-31 10:21:45 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
D. E. Shaw U.S. Broad Market Core Alpha Extension Custom Fund, L.L.C. See All Filings	D	2019-01-31 09:39:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762705 Filed Document 0001762705-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-31 09:39:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUMPHREYS FUND I, LLC See All Filings	D	2019-01-30 18:40:01 UTC
Amount To Be Raised $49,000,000 Associated Brokers / Dealers N/A CIK Number 0001703119 Filed Document 0001703119-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 18:40:01 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Secured Investment High Yield Fund II, LLC See All Filings	D/A	2019-01-30 18:19:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001617803 Filed Document 0001617803-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-01-30 18:19:49 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
VDF IV, LP See All Filings	D	2019-01-30 18:06:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001766355 Filed Document 0001766355-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 18:06:34 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Verses Labs, Inc See All Filings	D	2019-01-30 17:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Verses Labs, Inc CIK Number 0001764523 Filed Document 0001764523-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 17:50:04 UTC Type of Offering D Industry Other Technology Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Equity
ORIGINCLEAR, INC. See All Filings	D	2019-01-30 17:26:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001419793 Filed Document 0001213900-19-001455 Exclusions or Exemptions 506c Accepted Date 2019-01-30 17:26:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QB Ventures EB5 Capital, LLC See All Filings	D/A	2019-01-30 16:10:01 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001697077 Filed Document 0001697077-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 16:10:01 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
R. L. Minor, LLC See All Filings	D	2019-01-30 15:25:23 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001661591 Filed Document 0001661591-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-30 15:25:23 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Farrington EB-5 Capital, LLC See All Filings	D/A	2019-01-30 15:03:26 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001658865 Filed Document 0001658865-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 15:03:26 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Parkside Manor Fund, LLC See All Filings	D	2019-01-30 14:37:05 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001712883 Filed Document 0001712883-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 14:37:05 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pentum Income Fund, LLC See All Filings	D	2019-01-30 14:19:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001766370 Filed Document 0001766370-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 14:19:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WYOMING Revenue or Assets $No Revenues Type of Security Debt
MetroMarke Retail Fund III,L.P. See All Filings	D	2019-01-30 11:04:41 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Reef Securities, Inc CIK Number 0001766297 Filed Document 0001766297-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 11:04:41 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
MHC Stable Income Fund II LLC See All Filings	D	2019-01-30 10:22:48 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers n/a CIK Number 0001766102 Filed Document 0001766102-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 10:22:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tampa Vanthana Limited Partnership See All Filings	D	2019-01-30 09:48:56 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers None CIK Number 0001766374 Filed Document 0001766374-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 09:48:56 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
LuxNow, LLC See All Filings	D	2019-01-30 08:47:07 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers SeriesOne, Inc. CIK Number 0001764993 Filed Document 0001764993-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-30 08:47:07 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KOIT GOODHIE1, LLC See All Filings	D	2019-01-29 16:44:48 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001766276 Filed Document 0001766276-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-29 16:44:48 UTC Type of Offering D Industry Construction Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Lendify Securitization Trust - Series 2019-1 See All Filings	D	2019-01-29 16:28:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001766275 Filed Document 0001766275-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-29 16:28:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alliance Tower Fund-V, LP See All Filings	D/A	2019-01-29 16:26:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Alliance Partnership Management, LLC CIK Number 0001661109 Filed Document 0001741020-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-29 16:26:15 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in Consumer Physics IV) L.P. See All Filings	D	2019-01-29 16:22:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609775 Filed Document 0001465818-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-01-29 16:22:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
REVA Kay Tampa UBC, DST See All Filings	D	2019-01-29 15:52:49 UTC
Amount To Be Raised $12,250,000 Associated Brokers / Dealers Dwight Kay, Elizabeth Friant, Jason Salmon, Chay Lapin, and Wealthfiorge Securities LLC CIK Number 0001766283 Filed Document 0001766283-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-29 15:52:49 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Other
Whitmore Capital, L.P. See All Filings	D/A	2019-01-29 14:59:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589693 Filed Document 0001589693-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-29 14:59:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tricon Sales, LLC See All Filings	D	2019-01-29 14:45:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001722632 Filed Document 0001722632-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-29 14:45:34 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Organics International Enterprise Inc. See All Filings	D	2019-01-29 14:10:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001762019 Filed Document 0001567619-19-001812 Exclusions or Exemptions 506c Accepted Date 2019-01-29 14:10:43 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LBC CAPITAL INCOME FUND, LLC See All Filings	D/A	2019-01-29 13:20:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597433 Filed Document 0001597433-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-29 13:20:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AgFunder Co-Investment Fund II, a Series of AgFunder Master Fund, LLC See All Filings	D/A	2019-01-29 13:17:43 UTC
Amount To Be Raised $5,035,000 Associated Brokers / Dealers N/A CIK Number 0001755844 Filed Document 0001692236-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-29 13:17:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbor City Capital Corp See All Filings	D	2019-01-29 12:30:13 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001766066 Filed Document 0001766066-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-29 12:30:13 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
REI Energy 2019-A Drilling & Income Fund, L.P. See All Filings	D	2019-01-29 11:12:36 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Reef Securities, Inc CIK Number 0001766218 Filed Document 0001766218-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-29 11:12:36 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Other
Cirius Pacific Fund, LLC See All Filings	D/A	2019-01-28 19:04:06 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001696038 Filed Document 0001696038-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-28 19:04:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
M Royalties LLC See All Filings	D	2019-01-28 17:39:43 UTC
Amount To Be Raised $2,014,000 Associated Brokers / Dealers N/A CIK Number 0001765978 Filed Document 0001567619-19-001792 Exclusions or Exemptions 506c Accepted Date 2019-01-28 17:39:43 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Worcester Fund LLC See All Filings	D/A	2019-01-28 17:14:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001728750 Filed Document 0001728750-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-28 17:14:00 UTC Type of Offering D/A Industry Residential Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
AWH Mid Boston Investors, LLC See All Filings	D	2019-01-28 16:38:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001765415 Filed Document 0001144204-19-003167 Exclusions or Exemptions 506c Accepted Date 2019-01-28 16:38:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Westfal Portland Cooper Street L.P. See All Filings	D	2019-01-28 16:17:06 UTC
Amount To Be Raised $4,945,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001765771 Filed Document 0001765771-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-28 16:17:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
IRWS LLC See All Filings	D	2019-01-28 16:00:55 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001765785 Filed Document 0001765785-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-28 16:00:55 UTC Type of Offering D Industry Other Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Kinesis Cayman Ltd See All Filings	D	2019-01-28 15:26:12 UTC
Amount To Be Raised $255,000,000 Associated Brokers / Dealers Celia Bravo, Damon Catania, Silvano Colombo, Eric Iseldyke, Monti Smith, Scott Noel Knight, Shane Morand, James Christie, Max Delwo, Doug Thompson, Stephen Karnell, and Goldstar Global CIK Number 0001762577 Filed Document 0001762577-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-28 15:26:12 UTC Type of Offering D Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Other
ECM Opportunity Fund LLC See All Filings	D/A	2019-01-28 14:45:45 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001684514 Filed Document 0001684514-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-01-28 14:45:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Signix, Inc. See All Filings	D/A	2019-01-28 13:57:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001506625 Filed Document 0001506625-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-28 13:57:49 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Fundways 38-65 11th Street LLC See All Filings	D	2019-01-28 13:28:34 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001765766 Filed Document 0001765766-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-28 13:28:34 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Keap Co. See All Filings	D	2019-01-28 12:21:00 UTC
Amount To Be Raised $170,000 Associated Brokers / Dealers N/A CIK Number 0001668403 Filed Document 0001668403-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-01-28 12:21:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Olesen Value Fund L.P. See All Filings	D/A	2019-01-25 16:36:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Niagara International Capital Limited CIK Number 0001491567 Filed Document 0001491567-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-01-25 16:36:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund