Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Aravt Global Partners LP See All Filings	D/A	2018-01-12 12:16:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599543 Filed Document 0000919574-18-000375 Exclusions or Exemptions 506b Accepted Date 2018-01-12 12:16:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
XEBEC ADSORPTION INC. See All Filings	D	2018-01-12 12:16:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479013 Filed Document 0001479013-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 12:16:29 UTC Type of Offering D Industry Other Energy Principal Place of Business QUEBEC, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Granville Multi-Strategy Partners, L. P. See All Filings	D/A	2018-01-12 12:14:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000936901 Filed Document 0001415407-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 12:14:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Co-Investment Select Fund B LP See All Filings	D	2018-01-12 12:12:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723178 Filed Document 0001723180-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 12:12:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Granville Equity Partners, L.P. See All Filings	D/A	2018-01-12 12:10:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001415407 Filed Document 0001415407-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 12:10:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enam India Growth Fund (Cayman) Ltd See All Filings	D/A	2018-01-12 12:10:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630518 Filed Document 0001630518-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 12:10:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MPC GA 2018 AHI ICF 3, LLC See All Filings	D	2018-01-12 12:10:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727962 Filed Document 0001727962-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 12:10:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Co-Investment Select Fund A LP See All Filings	D	2018-01-12 12:07:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001723180 Filed Document 0001723180-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 12:07:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
BENA Capital - Alkaid Fund LP See All Filings	D	2018-01-12 12:03:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001725767 Filed Document 0001725767-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 12:03:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GT ILS Fund, LP See All Filings	D/A	2018-01-12 12:02:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693580 Filed Document 0001693580-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 12:02:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ASP Partners Co-Investment IV LP See All Filings	D	2018-01-12 12:00:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720386 Filed Document 0001720386-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 12:00:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SIEGFRIED RESOURCES LLC See All Filings	D	2018-01-12 12:00:23 UTC
Amount To Be Raised $26,879,706 Associated Brokers / Dealers N/A CIK Number 0001330651 Filed Document 0001330651-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 12:00:23 UTC Type of Offering D Industry Other Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Centennial Funds SPC - Absolute Return Fund Segregated Portfolio See All Filings	D/A	2018-01-12 11:59:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Asesoria Gold Premium S.C., Ceninter Funds Corp, Ignacio Velez, Interasesores, S.A. DE C.V., Pacific Current Group, and IMST Distributors, LLC CIK Number 0001510446 Filed Document 0001694483-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:59:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adams Street Co-Investment Fund IV B LP See All Filings	D	2018-01-12 11:57:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720384 Filed Document 0001720384-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:57:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Commonfund Core Equity Master Fund, LLC See All Filings	D/A	2018-01-12 11:56:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001539113 Filed Document 0001629941-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:56:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
MPC SC 2018 Abandoned ICF, LLC See All Filings	D	2018-01-12 11:55:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727960 Filed Document 0001727960-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:55:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NRMA, LLC See All Filings	D/A	2018-01-12 11:53:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001510686 Filed Document 0000919574-18-000373 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:53:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Waste Resources, Inc. See All Filings	D	2018-01-12 11:52:19 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001727849 Filed Document 0001727849-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:52:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adams Street Co-Investment Fund IV A LP See All Filings	D	2018-01-12 11:51:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001720385 Filed Document 0001720385-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:51:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Sirios Liquid Alternatives Fund, Ltd. See All Filings	D/A	2018-01-12 11:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597000 Filed Document 0001597000-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Net Return Fund, Ltd. See All Filings	D/A	2018-01-12 11:44:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001381619 Filed Document 0000919574-18-000371 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:44:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Deloitte Tax LLP See All Filings	D/A	2018-01-12 11:42:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590834 Filed Document 0000950172-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:42:19 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Commonfund Multi-Strategy Equity Investors LLC See All Filings	D/A	2018-01-12 11:41:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001412713 Filed Document 0001629941-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:41:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Global Infrastructure Opportunity Fund Access, L.P. See All Filings	D	2018-01-12 11:38:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001727920 Filed Document 0001727920-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:38:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apollo Medical Holdings, Inc. See All Filings	D	2018-01-12 11:37:42 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers Syndicated Capital, Inc. CIK Number 0001083446 Filed Document 0000935836-18-000033 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:37:42 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Deloitte Financial Advisory Services LLP See All Filings	D/A	2018-01-12 11:37:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590831 Filed Document 0000950172-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:37:39 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Edaris Health, Inc. See All Filings	D	2018-01-12 11:36:20 UTC
Amount To Be Raised $2,840,320 Associated Brokers / Dealers N/A CIK Number 0001404539 Filed Document 0001404539-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:36:20 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Net Return Fund, LP See All Filings	D/A	2018-01-12 11:35:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MONNESS CRESPI HARDT & CO., INC. and SAXONY SECURITIES, INC. CIK Number 0001364017 Filed Document 0000919574-18-000369 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:35:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Las Olas VC I L.P. See All Filings	D/A	2018-01-12 11:35:15 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crito Capital LLC CIK Number 0001672817 Filed Document 0001672817-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:35:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levered Insight Fund I, LP See All Filings	D/A	2018-01-12 11:35:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694099 Filed Document 0001694099-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:35:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MPC AL 2018 Historic Credit Fund, LLC See All Filings	D	2018-01-12 11:34:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727963 Filed Document 0001727963-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:34:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Deloitte LLP See All Filings	D/A	2018-01-12 11:33:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590837 Filed Document 0000950172-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:33:14 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
INVESTURE OPPORTUNITY FUND, LP See All Filings	D/A	2018-01-12 11:31:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001296490 Filed Document 0001398344-18-000523 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:31:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
DELOITTE CONSULTING LLP See All Filings	D/A	2018-01-12 11:29:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001276294 Filed Document 0000950172-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:29:46 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
MIDDLETON MSG INVESTORS LLC See All Filings	D	2018-01-12 11:26:38 UTC
Amount To Be Raised $13,000,000 Associated Brokers / Dealers N/A CIK Number 0001727643 Filed Document 0001727643-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:26:38 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Contingent Asset Portfolio, LLC See All Filings	D/A	2018-01-12 11:26:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001629941 Filed Document 0001629941-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:26:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investure Global Equity Fund, LP - All Asset Series See All Filings	D/A	2018-01-12 11:26:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001461252 Filed Document 0001398344-18-000521 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:26:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SILCHESTER INTERNATIONAL INVESTORS INTERNATIONAL VALUE EQUITY TAXABLE TRUST See All Filings	D/A	2018-01-12 11:25:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405600 Filed Document 0001405600-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:25:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mountain Capital Partners NPI, LP See All Filings	D/A	2018-01-12 11:23:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001663124 Filed Document 0001140361-18-001831 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:23:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DELOITTE & TOUCHE LLP See All Filings	D/A	2018-01-12 11:22:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001050269 Filed Document 0000950172-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:22:47 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Investure Evergreen Fund, LP See All Filings	D/A	2018-01-12 11:22:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379155 Filed Document 0001398344-18-000519 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:22:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Mountain Capital Partners, LP See All Filings	D/A	2018-01-12 11:20:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001663122 Filed Document 0001140361-18-001827 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:20:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
INVESTURE EMERGING MARKETS FUND, LP See All Filings	D/A	2018-01-12 11:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432589 Filed Document 0001398344-18-000517 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:18:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
K India Opportunities Fund Ltd (Quest Focused Infra Fund Series A) See All Filings	D	2018-01-12 11:17:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. CIK Number 0001728035 Filed Document 0001728035-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:17:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kerrisdale Long Only Fund, LP See All Filings	D	2018-01-12 11:16:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728022 Filed Document 0001728022-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:16:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
INVESTURE ALTERNATIVE FUND, LTD. See All Filings	D/A	2018-01-12 11:14:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001278978 Filed Document 0001398344-18-000514 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:14:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Nitorum Offshore Fund, Ltd. See All Filings	D/A	2018-01-12 11:14:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630260 Filed Document 0001012975-18-000055 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:14:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MORPHOGENESIS INC See All Filings	D/A	2018-01-12 11:14:16 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Skyway Capital Markets, LLC and Paulson Investment Company, LLC CIK Number 0001252142 Filed Document 0001252142-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:14:16 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hello I am Elliot Inc. See All Filings	D/A	2018-01-12 11:13:45 UTC
Amount To Be Raised $3,767,995 Associated Brokers / Dealers n/a CIK Number 0001727899 Filed Document 0001727899-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:13:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Nitorum Fund, L.P. See All Filings	D/A	2018-01-12 11:13:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630259 Filed Document 0001012975-18-000054 Exclusions or Exemptions 506b Accepted Date 2018-01-12 11:13:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund