Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Column Group IV, LP See All Filings	D	2019-12-11 17:13:46 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001796354 Filed Document 0001796354-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:13:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heart Test Laboratories, Inc. See All Filings	D	2019-12-11 17:13:42 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001468492 Filed Document 0001468492-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:13:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Caffeinated Capital Opportunity Fund II, LP See All Filings	D/A	2019-12-11 17:08:52 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001741409 Filed Document 0001741409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:08:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Apexigen, Inc. See All Filings	D	2019-12-11 17:05:46 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001575867 Filed Document 0001575867-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:05:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
G4 Capital Partners IV, LP See All Filings	D	2019-12-11 17:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794493 Filed Document 0001013594-19-000744 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:04:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GREEN STREAM HOLDINGS INC. See All Filings	1-A/A	2019-12-11 17:01:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001437476 Filed Document 0001213900-19-025894 Accepted Date 2019-12-11 17:01:59 UTC Type of Offering 1-A/A Industry COGENERATION SERVICES & SMALL POWER PRODUCERS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Wizard Entertainment, Inc. See All Filings	1-A/A	2019-12-11 17:01:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001162896 Filed Document 0001493152-19-019034 Accepted Date 2019-12-11 17:01:42 UTC Type of Offering 1-A/A Industry SERVICES-AMUSEMENT & RECREATION SERVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $8,922,869 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Onaroll, Inc. See All Filings	D	2019-12-11 16:59:34 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001796147 Filed Document 0001796147-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:59:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Akibah Health Corporation See All Filings	C	2019-12-11 16:59:23 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001701666 Filed Document 0001665160-19-001181 Accepted Date 2019-12-11 16:59:23 UTC Type of Offering C Security Offered Amount 17,857 Security Offered Type Common Stock State CALIFORNIA
Heart Test Laboratories, Inc. See All Filings	D	2019-12-11 16:58:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001468492 Filed Document 0001468492-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:58:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Rokk3r Fuel Co-Invest 2, LLC - Series D-2 See All Filings	D	2019-12-11 16:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796627 Filed Document 0001796627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:57:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thundra, Inc. See All Filings	D	2019-12-11 16:54:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001796624 Filed Document 0001796624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:54:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VV Capital International, Ltd. See All Filings	D/A	2019-12-11 16:54:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640839 Filed Document 0001598246-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:54:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gorgias Inc. See All Filings	D	2019-12-11 16:49:17 UTC
Amount To Be Raised $13,033,234 Associated Brokers / Dealers N/A CIK Number 0001666063 Filed Document 0001666063-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:49:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ATLANTIC LITHOTRIPSY, LLC See All Filings	D	2019-12-11 16:47:31 UTC
Amount To Be Raised $313,500 Associated Brokers / Dealers N/A CIK Number 0001101582 Filed Document 0001209191-19-060048 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:47:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PC Jackson Creek, LLC See All Filings	D	2019-12-11 16:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796630 Filed Document 0001796630-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:47:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
H/2 CP L.P. See All Filings	D/A	2019-12-11 16:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659257 Filed Document 0001659257-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:44:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
William Cary Partnership, LP See All Filings	D/A	2019-12-11 16:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762172 Filed Document 0001762172-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:44:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Galton Agency MBS Onshore Fund, LP See All Filings	D	2019-12-11 16:42:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, LLC CIK Number 0001796585 Filed Document 0001796585-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:42:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sanavest Equity, LLC See All Filings	D	2019-12-11 16:42:39 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001796626 Filed Document 0001796626-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-11 16:42:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Madeira Grove Manager, LLC See All Filings	D	2019-12-11 16:42:37 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001795300 Filed Document 0001793875-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:42:37 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HiberSense, Inc. See All Filings	D	2019-12-11 16:42:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001735485 Filed Document 0001735485-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:42:29 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
VV Capital Partners, LP See All Filings	D/A	2019-12-11 16:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598246 Filed Document 0001598246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHASE CHANGE SOFTWARE LLC See All Filings	D/A	2019-12-11 16:36:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Castle Placement, LLC CIK Number 0001390066 Filed Document 0001015325-19-000036 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:36:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RADCO - Madeira Grove, LP See All Filings	D	2019-12-11 16:34:48 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers N/A CIK Number 0001795201 Filed Document 0001793875-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:34:48 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PHASE CHANGE SOFTWARE LLC See All Filings	D/A	2019-12-11 16:30:53 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-19-000035 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:30:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PointResource Fund LP See All Filings	D/A	2019-12-11 16:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750691 Filed Document 0000950142-19-002462 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMPLOY INTELLIGENCE, INC. See All Filings	D	2019-12-11 16:25:33 UTC
Amount To Be Raised $3,999,687 Associated Brokers / Dealers N/A CIK Number 0001796500 Filed Document 0001796500-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:25:33 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RV Marketplace, LP See All Filings	D	2019-12-11 16:25:29 UTC
Amount To Be Raised $5,857,836 Associated Brokers / Dealers N/A CIK Number 0001795194 Filed Document 0001793875-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:25:29 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Dusty Robotics, Inc. See All Filings	D	2019-12-11 16:23:22 UTC
Amount To Be Raised $4,999,996 Associated Brokers / Dealers N/A CIK Number 0001796214 Filed Document 0001796214-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:23:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EDENBROOK LONG ONLY VALUE FUND, LP See All Filings	D/A	2019-12-11 16:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665975 Filed Document 0000919574-19-007634 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:18:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Usha Resources Ltd. See All Filings	D/A	2019-12-11 16:17:19 UTC
Amount To Be Raised $3,583 Associated Brokers / Dealers N/A CIK Number 0001796146 Filed Document 0001796146-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:17:19 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RADCO - West Ashley Portfolio F & F, LLC See All Filings	D	2019-12-11 16:16:18 UTC
Amount To Be Raised $595,000 Associated Brokers / Dealers N/A CIK Number 0001796328 Filed Document 0001793875-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:16:18 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Athenex, Inc. See All Filings	D	2019-12-11 16:15:23 UTC
Amount To Be Raised $60,369,975 Associated Brokers / Dealers SunTrust Robinson Humphrey, Inc. CIK Number 0001300699 Filed Document 0001209191-19-060031 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:15:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
American Energy Partners, Inc. See All Filings	1-A/A	2019-12-11 16:13:41 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001715688 Filed Document 0001213900-19-025873 Accepted Date 2019-12-11 16:13:41 UTC Type of Offering 1-A/A Industry DRILLING OIL & GAS WELLS Offering Tier Tier1 Principal Place of Business PENNSYLVANIA Revenue or Assets $159,904 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
Inscripta, Inc. See All Filings	D	2019-12-11 16:12:09 UTC
Amount To Be Raised $124,999,957 Associated Brokers / Dealers N/A CIK Number 0001667561 Filed Document 0001667561-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:12:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
ETA Holdings, Inc. See All Filings	D/A	2019-12-11 16:10:29 UTC
Amount To Be Raised $20,400,000 Associated Brokers / Dealers N/A CIK Number 0001728748 Filed Document 0001728748-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:10:29 UTC Type of Offering D/A Industry Tourism and Travel Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Edenbrook Value Fund, LP See All Filings	D/A	2019-12-11 16:10:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001540090 Filed Document 0000919574-19-007632 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:10:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TherOptix, Inc. See All Filings	D/A	2019-12-11 16:09:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001789992 Filed Document 0001789992-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:09:36 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Hometap Equity Partners, LLC See All Filings	D	2019-12-11 16:08:08 UTC
Amount To Be Raised $22,300,000 Associated Brokers / Dealers N/A CIK Number 0001796130 Filed Document 0001796130-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:08:08 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OVR Apartments, LP See All Filings	D	2019-12-11 16:00:57 UTC
Amount To Be Raised $24,500,000 Associated Brokers / Dealers N/A CIK Number 0001796576 Filed Document 0001796576-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:00:57 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CPIF REIT, LLC See All Filings	D	2019-12-11 15:54:09 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001792305 Filed Document 0001792305-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 15:54:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-JCA, a series of Equidate Investments LLC See All Filings	D/A	2019-12-11 15:53:28 UTC
Amount To Be Raised $49,404,397 Associated Brokers / Dealers Forge Markets LLC CIK Number 0001691680 Filed Document 0001791317-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 15:53:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Particle Co-Invest, L.P. See All Filings	D	2019-12-11 15:51:55 UTC
Amount To Be Raised $21,600,000 Associated Brokers / Dealers N/A CIK Number 0001796579 Filed Document 0001796579-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 15:51:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Forager Fund, L.P. See All Filings	D/A	2019-12-11 15:51:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539281 Filed Document 0001539281-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 15:51:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Madison Hotel OZB, LP See All Filings	D	2019-12-11 15:51:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001796622 Filed Document 0001796622-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 15:51:03 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
DarioHealth Corp. See All Filings	D	2019-12-11 15:46:10 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001533998 Filed Document 0001104659-19-071828 Exclusions or Exemptions 506b Accepted Date 2019-12-11 15:46:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
RedShift BioAnalytics, Inc. See All Filings	D/A	2019-12-11 15:45:16 UTC
Amount To Be Raised $18,300,000 Associated Brokers / Dealers N/A CIK Number 0001349049 Filed Document 0001349049-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 15:45:16 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BAMBOO PIPELINE, INC See All Filings	D	2019-12-11 15:38:40 UTC
Amount To Be Raised $1,113,000 Associated Brokers / Dealers N/A CIK Number 0001118818 Filed Document 0001118818-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 15:38:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Amperity, Inc. See All Filings	D	2019-12-11 15:35:29 UTC
Amount To Be Raised $26,795,424 Associated Brokers / Dealers N/A CIK Number 0001663633 Filed Document 0001663633-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 15:35:29 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity