Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Roaring Fork Energy Fund II, LP See All Filings	D/A	2019-12-12 10:21:45 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers none CIK Number 0001791449 Filed Document 0001791449-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-12 10:21:45 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
OURCROWD (INVESTMENT IN AE SQUARED) L.P. See All Filings	D	2019-12-12 10:16:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580730 Filed Document 0001580730-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-12 10:16:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
RGM VALUE OPPORTUNITY FUND, LP See All Filings	D/A	2019-12-12 10:16:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Florida Atlantic Securities Corp. CIK Number 0001235888 Filed Document 0000919574-19-007642 Exclusions or Exemptions 506b Accepted Date 2019-12-12 10:16:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Rutabaga Small Cap Fund, L.P. See All Filings	D/A	2019-12-12 10:10:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001564893 Filed Document 0001564893-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 10:10:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Banner Ridge Secondary Fund III (Offshore), LP See All Filings	D/A	2019-12-12 10:07:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786524 Filed Document 0001786524-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-12 10:07:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TETON WATERS RANCH LLC See All Filings	D	2019-12-12 10:06:54 UTC
Amount To Be Raised $3,281,448 Associated Brokers / Dealers N/A CIK Number 0001613369 Filed Document 0001613369-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 10:06:54 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Opportunity Zone Fund, LLC See All Filings	D/A	2019-12-12 10:01:09 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. CIK Number 0001773677 Filed Document 0001773677-19-000004 Exclusions or Exemptions 506c Accepted Date 2019-12-12 10:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Fair Lane Investment Partners, L.P. See All Filings	D/A	2019-12-12 09:48:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626346 Filed Document 0001795431-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-12 09:48:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capella Space Corp. See All Filings	D	2019-12-12 09:47:08 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001706815 Filed Document 0001706815-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-12 09:47:08 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Banner Ridge Secondary Fund III (TE), LP See All Filings	D/A	2019-12-12 09:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786408 Filed Document 0001786408-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-12 09:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1893 Fund, LLC See All Filings	D/A	2019-12-12 09:44:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626927 Filed Document 0001795431-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-12 09:44:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Enam India Growth Fund (Delaware) LP See All Filings	D/A	2019-12-12 09:40:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654940 Filed Document 0001654940-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 09:40:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fanium, Inc. See All Filings	D	2019-12-12 09:35:26 UTC
Amount To Be Raised $1,027,231 Associated Brokers / Dealers N/A CIK Number 0001796486 Filed Document 0001796486-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 09:35:26 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 243 See All Filings	D	2019-12-12 09:35:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001792276 Filed Document 0001792276-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 09:35:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transdermal Sedation Solutions, LLC See All Filings	D	2019-12-12 09:14:34 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers None CIK Number 0001796637 Filed Document 0001796637-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 09:14:34 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Equity
Xcite Interactive, Inc. See All Filings	C	2019-12-12 08:53:44 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,996 CIK Number 0001772401 Filed Document 0001670254-19-000713 Accepted Date 2019-12-12 08:53:44 UTC Type of Offering C Security Offered Amount 79,523 Security Offered Type Common Stock State COLORADO
Round Hill Investment Partners LP See All Filings	D	2019-12-12 07:44:24 UTC
Amount To Be Raised $288,041,000 Associated Brokers / Dealers N/A CIK Number 0001795932 Filed Document 0001795932-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 07:44:24 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hoop Tea, Inc. See All Filings	C	2019-12-12 07:14:37 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,069,999 CIK Number 0001788682 Filed Document 0001670254-19-000710 Accepted Date 2019-12-12 07:14:37 UTC Type of Offering C Security Offered Amount 276,924 Security Offered Type Preferred Stock State MARYLAND
Independent Franchise Partners Global Equity II, L.P. See All Filings	D	2019-12-12 07:11:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796002 Filed Document 0001796002-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 07:11:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Man AHL TailProtect Ltd. See All Filings	D/A	2019-12-12 06:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc. CIK Number 0001536472 Filed Document 0000902664-19-004566 Exclusions or Exemptions 506b Accepted Date 2019-12-12 06:42:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Securis II Fund SPC - Segregated Portfolio Twelve See All Filings	D/A	2019-12-12 06:29:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691690 Filed Document 0000902664-19-004565 Exclusions or Exemptions 506b Accepted Date 2019-12-12 06:29:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bow Street Special Opportunities Fund XV, LP See All Filings	D/A	2019-12-12 06:07:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752999 Filed Document 0000902664-19-004564 Exclusions or Exemptions 506b Accepted Date 2019-12-12 06:07:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Jet Token Inc. See All Filings	1-A/A	2019-12-11 21:44:10 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001756014 Filed Document 0001104659-19-071967 Accepted Date 2019-12-11 21:44:10 UTC Type of Offering 1-A/A Industry AIR TRANSPORTATION, NONSCHEDULED Offering Tier Tier2 Principal Place of Business NEVADA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Aspen Strand Global Gaming Portal, LLC See All Filings	D	2019-12-11 20:52:07 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001788240 Filed Document 0001788139-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 20:52:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Envy Esports, LLC See All Filings	D	2019-12-11 20:18:52 UTC
Amount To Be Raised $14,050,000 Associated Brokers / Dealers N/A CIK Number 0001788139 Filed Document 0001788139-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 20:18:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
VistaGen Therapeutics, Inc. See All Filings	D	2019-12-11 19:50:37 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001411685 Filed Document 0001415889-19-001479 Exclusions or Exemptions 506b Accepted Date 2019-12-11 19:50:37 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Redlist Opportunity Holdings, LLC See All Filings	D	2019-12-11 19:29:01 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001796616 Filed Document 0001796616-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 19:29:01 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Other
1200 Pharma LLC See All Filings	D	2019-12-11 19:12:01 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001723507 Filed Document 0001723507-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 19:12:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CRB Group, Inc. See All Filings	D	2019-12-11 19:08:11 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001688431 Filed Document 0001688431-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 19:08:11 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
I-V Access Technology, Inc. See All Filings	D	2019-12-11 18:53:44 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001674987 Filed Document 0001674987-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 18:53:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Projector.is, Inc. See All Filings	D	2019-12-11 18:46:31 UTC
Amount To Be Raised $2,999,987 Associated Brokers / Dealers N/A CIK Number 0001650349 Filed Document 0001243233-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 18:46:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SpiderOak, Inc. See All Filings	D	2019-12-11 18:40:30 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers N/A CIK Number 0001582588 Filed Document 0001582588-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 18:40:30 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
BOLD Fund 1, LLC See All Filings	D/A	2019-12-11 18:39:50 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers El Capital Distributors, LLC CIK Number 0001793326 Filed Document 0001793326-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-11 18:39:50 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $Not Applicable Type of Security Equity
TerrAscend Corp. See All Filings	D	2019-12-11 18:13:27 UTC
Amount To Be Raised $2,323,762 Associated Brokers / Dealers N/A CIK Number 0001778129 Filed Document 0001062993-19-004709 Exclusions or Exemptions 506b Accepted Date 2019-12-11 18:13:27 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Suvoda LLC See All Filings	D	2019-12-11 18:09:40 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001796320 Filed Document 0001796320-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 18:09:40 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Polychain Ventures II (Parallel) LP See All Filings	D	2019-12-11 18:09:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796508 Filed Document 0001796508-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 18:09:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Legacy Equity Realty Capital III, Inc. See All Filings	D	2019-12-11 17:44:14 UTC
Amount To Be Raised $7,000 Associated Brokers / Dealers N/A CIK Number 0001743956 Filed Document 0001743956-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:44:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
GREEN BAY VENTURES TACTICAL CAPITAL, LLC See All Filings	D	2019-12-11 17:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793771 Filed Document 0001793771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:42:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AltFi Investment Fund, LP See All Filings	D	2019-12-11 17:40:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001796569 Filed Document 0001031323-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:40:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SW Real Estate Fund II, LLC See All Filings	D/A	2019-12-11 17:40:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roseview Securities, LLC CIK Number 0001755732 Filed Document 0001567619-19-022886 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:40:15 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hall Opportunity Fund 1, LP See All Filings	D	2019-12-11 17:36:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001795800 Filed Document 0001795800-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:36:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Eniac Special Epsilon LLC See All Filings	D	2019-12-11 17:32:56 UTC
Amount To Be Raised $1,956,016 Associated Brokers / Dealers N/A CIK Number 0001796632 Filed Document 0001796632-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:32:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heart Test Laboratories, Inc. See All Filings	D	2019-12-11 17:29:21 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001468492 Filed Document 0001468492-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:29:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SOSV IV LP See All Filings	D/A	2019-12-11 17:26:57 UTC
Amount To Be Raised $277,000,000 Associated Brokers / Dealers N/A CIK Number 0001735820 Filed Document 0001735820-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:26:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POPOVER KING LLC See All Filings	C	2019-12-11 17:22:15 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $60,000 CIK Number 0001765507 Filed Document 0001746059-19-000097 Accepted Date 2019-12-11 17:22:15 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Column Group IV-A, LP See All Filings	D	2019-12-11 17:18:42 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001796353 Filed Document 0001796353-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:18:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HW High Yield, L.P. See All Filings	D	2019-12-11 17:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796507 Filed Document 0000935836-19-000656 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:18:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Funding Circle Notes Program, LLC See All Filings	D/A	2019-12-11 17:17:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622809 Filed Document 0001622809-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-12-11 17:17:50 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TSSP Agriculture Partners (A), L.P. See All Filings	D	2019-12-11 17:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789753 Filed Document 0001789753-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:17:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LATAM Insurance Holdings LLC See All Filings	D	2019-12-11 17:16:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers StateTrust Investments Inc. CIK Number 0001796066 Filed Document 0001382963-19-000153 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:16:32 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Debt