Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Adarza BioSystems, Inc. See All Filings	D/A	2018-01-16 13:50:57 UTC
Amount To Be Raised $16,999,746 Associated Brokers / Dealers N/A CIK Number 0001570716 Filed Document 0001570716-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:50:57 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Copper Trail Energy Fund I, LP See All Filings	D/A	2018-01-16 13:44:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001712372 Filed Document 0001712372-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:44:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Headwater II Sidecar Partnership, L.P. See All Filings	D/A	2018-01-16 13:41:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713995 Filed Document 0001713995-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:41:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TETON WATERS RANCH LLC See All Filings	D	2018-01-16 13:39:05 UTC
Amount To Be Raised $7,992,581 Associated Brokers / Dealers N/A CIK Number 0001613369 Filed Document 0001613369-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:39:05 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Senrigan Master Fund See All Filings	D/A	2018-01-16 13:38:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477751 Filed Document 0001477751-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:38:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMPROVE, INC. See All Filings	D	2018-01-16 13:37:41 UTC
Amount To Be Raised $3,317,463 Associated Brokers / Dealers N/A CIK Number 0001728118 Filed Document 0001728118-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:37:41 UTC Type of Offering D Industry Other Technology Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Invenshure LLC See All Filings	D	2018-01-16 13:35:16 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001540556 Filed Document 0001235802-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:35:16 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
GymDandy, LLC See All Filings	D	2018-01-16 13:32:51 UTC
Amount To Be Raised $303,750 Associated Brokers / Dealers N/A CIK Number 0001665327 Filed Document 0001665327-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:32:51 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Grandeur Peak International Stalwarts, L.P. See All Filings	D/A	2018-01-16 13:30:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663048 Filed Document 0000935836-18-000041 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:30:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRYPTANALYSIS CAPITAL FRONTIER 1 LP See All Filings	D	2018-01-16 13:24:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727997 Filed Document 0001727997-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:24:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Senrigan Fund Ltd See All Filings	D/A	2018-01-16 13:20:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001477748 Filed Document 0001477748-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:20:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MOAB PARTNERS OFFSHORE LTD See All Filings	D/A	2018-01-16 13:09:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427169 Filed Document 0001144204-18-002245 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:09:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BME REIT G, LLC See All Filings	D	2018-01-16 13:07:39 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001726900 Filed Document 0001315863-18-000056 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:07:39 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Moab Partners LP See All Filings	D/A	2018-01-16 13:04:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001393834 Filed Document 0001144204-18-002244 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:04:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BME REIT F, LLC See All Filings	D	2018-01-16 13:02:21 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001726773 Filed Document 0001315863-18-000055 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:02:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HJH Hibbing 1, LLC See All Filings	D	2018-01-16 13:00:16 UTC
Amount To Be Raised $740,000 Associated Brokers / Dealers N/A CIK Number 0001727664 Filed Document 0001727664-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 13:00:16 UTC Type of Offering D Industry Commercial Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
BME REIT E, LLC See All Filings	D	2018-01-16 12:57:37 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001726774 Filed Document 0001315863-18-000054 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:57:37 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pentex Series II, LLC See All Filings	D	2018-01-16 12:55:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001727504 Filed Document 0001727504-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:55:19 UTC Type of Offering D Industry Retailing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VIRGO CAPITAL FUND III, L.P. See All Filings	D	2018-01-16 12:42:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001718614 Filed Document 0001140361-18-001989 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:42:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
BME REIT D, LLC See All Filings	D	2018-01-16 12:40:22 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001726775 Filed Document 0001315863-18-000053 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:40:22 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rome Capital Investors Offshore Ltd. See All Filings	D	2018-01-16 12:39:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727998 Filed Document 0000919574-18-000416 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:39:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FWCG Opportunity Fund, LP See All Filings	D/A	2018-01-16 12:37:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505618 Filed Document 0001505618-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:37:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BME REIT C, LLC See All Filings	D	2018-01-16 12:34:21 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001726776 Filed Document 0001315863-18-000052 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:34:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rome Capital Investors, LP See All Filings	D	2018-01-16 12:31:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727986 Filed Document 0000919574-18-000414 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:31:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Oakland Chapter LLC See All Filings	D	2018-01-16 12:31:19 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001727952 Filed Document 0001727952-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:31:19 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
BME REIT B, LLC See All Filings	D	2018-01-16 12:28:49 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001726777 Filed Document 0001315863-18-000051 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:28:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Priority 5 Holdings, Inc. See All Filings	D	2018-01-16 12:28:28 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001710238 Filed Document 0001710238-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:28:28 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
TEI Diversified Income & Opportunity Fund IV LLC See All Filings	D	2018-01-16 12:26:36 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Time Equities Securities CIK Number 0001728129 Filed Document 0001728129-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:26:36 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
LKCM Global Equity, L.P. See All Filings	D/A	2018-01-16 12:25:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001496191-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:25:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BME REIT A, LLC See All Filings	D	2018-01-16 12:18:49 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001726743 Filed Document 0001315863-18-000050 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:18:49 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CoCo5 Holdings, LLC See All Filings	D	2018-01-16 12:16:01 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001709759 Filed Document 0001709759-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:16:01 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Debt
Makena Capital Holdings A, L.P. See All Filings	D/A	2018-01-16 12:15:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509659 Filed Document 0001509659-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:15:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Camp Colvos Brewing, LLC See All Filings	D	2018-01-16 12:09:52 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001728148 Filed Document 0000927087-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:09:52 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Maiora Renewables Fund I See All Filings	D/A	2018-01-16 12:08:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717173 Filed Document 0001717173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:08:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Third Pole, Inc. See All Filings	D/A	2018-01-16 12:06:20 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Saturn Capital, Inc. CIK Number 0001661812 Filed Document 0001661812-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:06:20 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
ZINGERS LLLP See All Filings	D	2018-01-16 12:04:55 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001715491 Filed Document 0001715491-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:04:55 UTC Type of Offering D Industry Commercial Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
Rok 205NY LLC See All Filings	D	2018-01-16 12:04:54 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001728109 Filed Document 0001728109-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:04:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Safeflights, Inc. See All Filings	D	2018-01-16 12:03:14 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001728152 Filed Document 0001728152-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:03:14 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Technology Partnership, L.P. See All Filings	D/A	2018-01-16 12:00:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001496191-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-16 12:00:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership II, L.P. See All Filings	D/A	2018-01-16 11:54:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001496191-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:54:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Guestfriend, Inc. See All Filings	D/A	2018-01-16 11:53:35 UTC
Amount To Be Raised $4,050,000 Associated Brokers / Dealers N/A CIK Number 0001659798 Filed Document 0001659798-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:53:35 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fibroblast, Inc. See All Filings	D	2018-01-16 11:50:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001587278 Filed Document 0000897069-18-000026 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:50:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Securis Event Fund See All Filings	D	2018-01-16 11:49:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727708 Filed Document 0000902664-18-000212 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:49:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securis II Fund SPC - Segregated Portfolio Fourteen See All Filings	D	2018-01-16 11:48:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727707 Filed Document 0000902664-18-000211 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:48:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M&D Crescent, LLC See All Filings	D	2018-01-16 11:46:34 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001728163 Filed Document 0001728163-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:46:34 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Performitiv, LLC See All Filings	D	2018-01-16 11:44:46 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers N/A CIK Number 0001656113 Filed Document 0001144204-18-002220 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:44:46 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Rok 2040NY LLC See All Filings	D	2018-01-16 11:44:45 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001728105 Filed Document 0001728105-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:44:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
OSVF DiabetOmics Investors, LLC See All Filings	D	2018-01-16 11:16:28 UTC
Amount To Be Raised $2,115,000 Associated Brokers / Dealers N/A CIK Number 0001727229 Filed Document 0001591408-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:16:28 UTC Type of Offering D Industry Investing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Rochester 153, LLC See All Filings	D	2018-01-16 11:12:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728115 Filed Document 0001728115-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:12:30 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cryptolab Capital Partners, LP See All Filings	D	2018-01-16 11:11:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001721505 Filed Document 0001721505-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-16 11:11:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund