Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
PacWest Funding, Inc. See All Filings	D	2019-12-04 16:13:05 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001795858 Filed Document 0001795858-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-04 16:13:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Other
Peppertree Capital Fund VIII QP, LP See All Filings	D	2019-12-04 16:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795302 Filed Document 0001795302-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 16:12:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OrbiMed Asia Partners IV ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC See All Filings	D	2019-12-04 16:08:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellls Fargo Advisors, LLC CIK Number 0001794420 Filed Document 0001794420-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 16:08:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clearside Biomedical, Inc. See All Filings	D	2019-12-04 16:07:13 UTC
Amount To Be Raised $3,349,999 Associated Brokers / Dealers N/A CIK Number 0001539029 Filed Document 0001775394-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 16:07:13 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
BC Double Impact II ASP Fund, a series of Alternative Strategies Private Capital Platform, LLC See All Filings	D	2019-12-04 16:06:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001794411 Filed Document 0001794411-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 16:06:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SILVERCREST MUNICIPAL ADVANTAGE PORTFOLIO P LLC See All Filings	D/A	2019-12-04 16:06:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001375128 Filed Document 0001012975-19-000765 Exclusions or Exemptions 506b Accepted Date 2019-12-04 16:06:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Moon Power, LLC See All Filings	D	2019-12-04 16:02:10 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001704487 Filed Document 0001704487-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-04 16:02:10 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
IR Broadband LP See All Filings	D	2019-12-04 15:57:52 UTC
Amount To Be Raised $67,000,000 Associated Brokers / Dealers N/A CIK Number 0001795687 Filed Document 0001104659-19-069877 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:57:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silvercrest Municipal Advantage Portfolio A LLC See All Filings	D/A	2019-12-04 15:55:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363308 Filed Document 0001012975-19-000764 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:55:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Big Moon Power, LLC See All Filings	D	2019-12-04 15:54:46 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001704487 Filed Document 0001704487-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:54:46 UTC Type of Offering D Industry Other Energy Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Gatemore SN Partners, LLC See All Filings	D	2019-12-04 15:54:41 UTC
Amount To Be Raised $2,631,598 Associated Brokers / Dealers N/A CIK Number 0001795601 Filed Document 0001795601-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:54:41 UTC Type of Offering D Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Camber Creek Co-Invest LP See All Filings	D	2019-12-04 15:53:40 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001794406 Filed Document 0001794406-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:53:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parkway Place, LLC See All Filings	D	2019-12-04 15:53:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001794954 Filed Document 0001794954-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:53:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
TFS, Inc. See All Filings	D	2019-12-04 15:52:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795870 Filed Document 0001795870-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:52:58 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tiresias, LLC See All Filings	D	2019-12-04 15:52:55 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001793542 Filed Document 0001793542-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:52:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Uberbinder, Inc. See All Filings	D	2019-12-04 15:33:04 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001791834 Filed Document 0001791834-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:33:04 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Bakpax Inc. See All Filings	D	2019-12-04 15:30:41 UTC
Amount To Be Raised $2,999,999 Associated Brokers / Dealers N/A CIK Number 0001719397 Filed Document 0001719397-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:30:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mednition, Inc. See All Filings	D	2019-12-04 15:29:13 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001795010 Filed Document 0001795010-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-04 15:29:13 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SmartCap Opportunity Zone Fund II LLC See All Filings	D	2019-12-04 15:28:56 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001795566 Filed Document 0000927087-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-12-04 15:28:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Equity Associates, a California Limited Partnership See All Filings	D/A	2019-12-04 15:24:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001546095 Filed Document 0001546095-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:24:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Martingale Capital, SPC - Algorithmic Strategy Prime USD, SP See All Filings	D	2019-12-04 15:20:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795677 Filed Document 0001795677-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:20:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPG South Boston REIT Investor (DE) LLC See All Filings	D	2019-12-04 15:19:38 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001795639 Filed Document 0001795639-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:19:38 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Laxmi Therapeutic Devices, Inc. See All Filings	D	2019-12-04 15:04:52 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001679371 Filed Document 0001679371-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:04:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Union Labor Life Insurance Co Separate Account C See All Filings	D	2019-12-04 15:03:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pistner, Michael and Howe, Luke CIK Number 0001794927 Filed Document 0001794927-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:03:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Gillware Digital Forensics, Inc. See All Filings	D	2019-12-04 15:00:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001795808 Filed Document 0001795808-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 15:00:45 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Kustomer, Inc. See All Filings	D	2019-12-04 14:55:24 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001778469 Filed Document 0001778469-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:55:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Alyc, Inc. See All Filings	D	2019-12-04 14:53:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001767941 Filed Document 0001767941-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:53:46 UTC Type of Offering D Industry Other Principal Place of Business JAPAN Revenue or Assets $Not Applicable Type of Security Debt
Tyto Ventures I, LLC See All Filings	D	2019-12-04 14:51:22 UTC
Amount To Be Raised $357,000 Associated Brokers / Dealers N/A CIK Number 0001793244 Filed Document 0001793989-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:51:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMAP TT TCYD Fund Ltd See All Filings	D/A	2019-12-04 14:50:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760004 Filed Document 0001760004-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:50:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMAP FORT Fund Ltd See All Filings	D/A	2019-12-04 14:43:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691895 Filed Document 0001691895-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:43:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redbud Ridge Fund, LLC See All Filings	D	2019-12-04 14:39:22 UTC
Amount To Be Raised $3,475,000 Associated Brokers / Dealers N/A CIK Number 0001795569 Filed Document 0001795569-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:39:22 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyMogul 140, LLC See All Filings	D	2019-12-04 14:37:52 UTC
Amount To Be Raised $2,240,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001788817 Filed Document 0001465818-19-000033 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:37:52 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CMAP ISAM Fund Ltd See All Filings	D/A	2019-12-04 14:32:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691886 Filed Document 0001691886-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:32:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAC Galderma Investors, LP See All Filings	D	2019-12-04 14:29:21 UTC
Amount To Be Raised $9,930,000 Associated Brokers / Dealers N/A CIK Number 0001794802 Filed Document 0001794802-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:29:21 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AMSTAD HUNTSVILLE 1791, LP See All Filings	D/A	2019-12-04 14:28:11 UTC
Amount To Be Raised $891,000 Associated Brokers / Dealers N/A CIK Number 0001795360 Filed Document 0001795360-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:28:11 UTC Type of Offering D/A Industry Construction Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CMAP Lynx Fund Ltd See All Filings	D/A	2019-12-04 14:25:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691885 Filed Document 0001691885-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:25:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NexTech AR Solutions Corp. See All Filings	D	2019-12-04 14:23:24 UTC
Amount To Be Raised $923,440 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001737270 Filed Document 0001737270-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:23:24 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PA MAC Fund, L.P. See All Filings	D/A	2019-12-04 14:22:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661106 Filed Document 0001661106-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:22:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Indicator Iugu II, LLC See All Filings	D	2019-12-04 14:22:31 UTC
Amount To Be Raised $920,000 Associated Brokers / Dealers N/A CIK Number 0001793989 Filed Document 0001793989-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:22:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
D-Wave Systems Inc. See All Filings	D	2019-12-04 14:21:49 UTC
Amount To Be Raised $9,662,089 Associated Brokers / Dealers N/A CIK Number 0001547061 Filed Document 0001547061-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:21:49 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
MINERVA SURGICAL INC See All Filings	D	2019-12-04 14:15:19 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001452965 Filed Document 0001452965-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:15:19 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CMAP Trend TCYP Fund Ltd See All Filings	D/A	2019-12-04 14:13:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691884 Filed Document 0001691884-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:13:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aboveteva LLC See All Filings	D	2019-12-04 14:08:19 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001795158 Filed Document 0001795158-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:08:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RUME PONDS INVESTORS, LLC See All Filings	D	2019-12-04 14:07:01 UTC
Amount To Be Raised $2,912,500 Associated Brokers / Dealers N/A CIK Number 0001795005 Filed Document 0001795005-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:07:01 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cardiff Lexington Corp See All Filings	D	2019-12-04 14:06:02 UTC
Amount To Be Raised $1,015,000 Associated Brokers / Dealers Craft Capital Management LLC CIK Number 0000811222 Filed Document 0001683168-19-003882 Exclusions or Exemptions 506c Accepted Date 2019-12-04 14:06:02 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bosshard Financial Group, Inc. See All Filings	D	2019-12-04 14:04:46 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001795669 Filed Document 0001042167-19-000100 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:04:46 UTC Type of Offering D Industry Commercial Banking Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
AIM Ultimate Holdings, LLC See All Filings	D	2019-12-04 14:00:44 UTC
Amount To Be Raised $11,750,000 Associated Brokers / Dealers N/A CIK Number 0001794614 Filed Document 0001794614-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 14:00:44 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Consolidated Wealth Management, Ltd. See All Filings	D/A	2019-12-04 13:47:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001627045 Filed Document 0001627045-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:47:13 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Other
Automation Anywhere, Inc. See All Filings	D	2019-12-04 13:46:40 UTC
Amount To Be Raised $449,999,992 Associated Brokers / Dealers N/A CIK Number 0001795593 Filed Document 0001795593-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-04 13:46:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SPORTS VENUES OF FLORIDA, INC. See All Filings	1-A/A	2019-12-04 13:43:46 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001499855 Filed Document 0001520138-19-000493 Accepted Date 2019-12-04 13:43:46 UTC Type of Offering 1-A/A Industry LAND SUBDIVIDERS & DEVELOPERS (NO CEMETERIES) Offering Tier Tier1 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)