Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JUNIPER CATASTROPHE FUND LP See All Filings	D/A	2018-01-19 15:32:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001446077 Filed Document 0001446077-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:32:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
IRON CATASTROPHE FUND, L.P. See All Filings	D/A	2018-01-19 15:29:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001474572 Filed Document 0001474572-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:29:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
GIP III Zenith (Taiwan), L.P. See All Filings	D	2018-01-19 15:29:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728336 Filed Document 0001140361-18-002584 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:29:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NB Real Estate Secondary Opportunities Fund LP See All Filings	D	2018-01-19 15:28:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001728515 Filed Document 0001728515-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:28:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PCH Manager Fund, SPC-Segregated Portfolio 208 See All Filings	D/A	2018-01-19 15:28:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695136 Filed Document 0001507943-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:28:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KC Culinarte Holdings LP See All Filings	D	2018-01-19 15:28:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727433 Filed Document 0001727433-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:28:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NPB Manager Fund, SPC-Segregated Portfolio 103 See All Filings	D/A	2018-01-19 15:27:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695131 Filed Document 0001507943-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:27:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HELVETICA CHESTERFIELD 22 LLC See All Filings	D	2018-01-19 15:27:25 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001728555 Filed Document 0001728586-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:27:25 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GIP III Zenith Holdings, L.P. See All Filings	D	2018-01-19 15:26:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728368 Filed Document 0001140361-18-002582 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:26:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KAIROS CATASTROPHE FUND, LTD. See All Filings	D/A	2018-01-19 15:26:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001474568 Filed Document 0001474568-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:26:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Alternatives Solution IV Fund (Offshore), L.P. See All Filings	D	2018-01-19 15:18:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001728189 Filed Document 0001728189-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:18:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blockchain Power Trust See All Filings	D	2018-01-19 15:16:23 UTC
Amount To Be Raised $930,342 Associated Brokers / Dealers Griffiths McBurney Corp. CIK Number 0001646308 Filed Document 0001062993-18-000253 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:16:23 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GADA Holdings, LLC See All Filings	D/A	2018-01-19 15:15:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001539703 Filed Document 0001539703-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:15:38 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Union Re Holdings, LLC See All Filings	D/A	2018-01-19 15:13:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671843 Filed Document 0001671843-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:13:19 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RST Re Holdings LLC See All Filings	D/A	2018-01-19 15:09:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695088 Filed Document 0001695088-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:09:12 UTC Type of Offering D/A Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
VDL Austin Realty Capital, LLC See All Filings	D	2018-01-19 15:08:18 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001728565 Filed Document 0001728565-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:08:18 UTC Type of Offering D Industry Residential Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
CASTLE BIOSCIENCES INC See All Filings	D	2018-01-19 15:07:21 UTC
Amount To Be Raised $5,475,746 Associated Brokers / Dealers N/A CIK Number 0001447362 Filed Document 0001447362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:07:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Pinto Barn, Inc. See All Filings	D	2018-01-19 15:05:50 UTC
Amount To Be Raised $5,291,113 Associated Brokers / Dealers N/A CIK Number 0001616579 Filed Document 0001616579-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:05:50 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Ample Hills Holdings, Inc. See All Filings	D/A	2018-01-19 15:05:48 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001656562 Filed Document 0001656562-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:05:48 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Havencrest ESS Co-investment I, LLC See All Filings	D	2018-01-19 15:04:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728655 Filed Document 0001728655-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:04:45 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
VPC PARTNERS XIV LLC See All Filings	D	2018-01-19 15:03:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728704 Filed Document 0001728704-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 15:03:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BVK HSRE REIT I, LLC See All Filings	D	2018-01-19 14:58:57 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001728410 Filed Document 0001728410-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:58:57 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CommunityLogiq Software Inc. See All Filings	D	2018-01-19 14:56:59 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001728171 Filed Document 0001140361-18-002579 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:56:59 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Greenbaum Projections, Inc. See All Filings	D/A	2018-01-19 14:55:41 UTC
Amount To Be Raised $878,249 Associated Brokers / Dealers N/A CIK Number 0001687868 Filed Document 0001687868-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:55:41 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HELVETICA REO INVESTORS SIXTEEN LLC See All Filings	D	2018-01-19 14:54:30 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001728638 Filed Document 0001728586-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:54:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KAIROS CATASTROPHE FUND L.P. See All Filings	D/A	2018-01-19 14:53:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001467861 Filed Document 0001467861-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:53:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
I-17 & Jomax Partners LLC See All Filings	D	2018-01-19 14:53:11 UTC
Amount To Be Raised $10,100,000 Associated Brokers / Dealers N/A CIK Number 0001728490 Filed Document 0001728490-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:53:11 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
JUNIPER CATASTROPHE FUND LTD See All Filings	D/A	2018-01-19 14:49:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments Inc., Man Investments AG, and KKR Capital Markets, LLC CIK Number 0001370059 Filed Document 0001370059-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:49:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Public Equities Opportunities R1000 Smart Beta SPLO, LLC See All Filings	D	2018-01-19 14:47:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727830 Filed Document 0001727880-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:47:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Portland Foreside Development Co LLC See All Filings	D	2018-01-19 14:47:02 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001711198 Filed Document 0001711198-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:47:02 UTC Type of Offering D Industry Commercial Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Alternatives Solution IV L.P. See All Filings	D	2018-01-19 14:45:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001728188 Filed Document 0001728188-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:45:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRON CATASTROPHE FUND, LTD. See All Filings	D/A	2018-01-19 14:42:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001474569 Filed Document 0001474569-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:42:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Ducky Johnson Home Elevation LLC See All Filings	D	2018-01-19 14:42:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Evangeline Securities LLC CIK Number 0001728682 Filed Document 0001728682-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:42:29 UTC Type of Offering D Industry Construction Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
VW SPE RIVERSTONE, LLC See All Filings	D	2018-01-19 14:38:17 UTC
Amount To Be Raised $3,625,000 Associated Brokers / Dealers N/A CIK Number 0001721539 Filed Document 0001721539-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:38:17 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Americanan Lakewood V, LLC See All Filings	D	2018-01-19 14:33:21 UTC
Amount To Be Raised $36,000,000 Associated Brokers / Dealers N/A CIK Number 0001728133 Filed Document 0001079973-18-000041 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:33:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Jefferson Investments VI, LLC See All Filings	D	2018-01-19 14:32:02 UTC
Amount To Be Raised $2,700,000 Associated Brokers / Dealers N/A CIK Number 0001728131 Filed Document 0001079973-18-000040 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:32:02 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Monaco Parkway Apartments VI, LLC See All Filings	D	2018-01-19 14:30:39 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers N/A CIK Number 0001728073 Filed Document 0001079973-18-000039 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:30:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Energy Income Fund V LP See All Filings	D/A	2018-01-19 14:29:49 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Joshua B. Heims CIK Number 0001699602 Filed Document 0001699602-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:29:49 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Ref Global SPLO, L.P. See All Filings	D	2018-01-19 14:29:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727880 Filed Document 0001727880-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:29:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JACKSON NATIONAL LIFE INSURANCE CO See All Filings	D	2018-01-19 14:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000931788 Filed Document 0000931788-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:24:45 UTC Type of Offering D Industry Insurance Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
JACKSON NATIONAL LIFE INSURANCE CO See All Filings	D/A	2018-01-19 14:23:44 UTC
Amount To Be Raised $450,195 Associated Brokers / Dealers N/A CIK Number 0000931788 Filed Document 0000931788-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:23:44 UTC Type of Offering D/A Industry Insurance Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Other
SII INVESTMENTS INC/WI See All Filings	D/A	2018-01-19 14:20:33 UTC
Amount To Be Raised $851,201 Associated Brokers / Dealers N/A CIK Number 0001351903 Filed Document 0001351903-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:20:33 UTC Type of Offering D/A Industry Insurance Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Other
USEDC 2017 B Drilling Fund LP See All Filings	D/A	2018-01-19 14:18:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Cheryl Romann CIK Number 0001708903 Filed Document 0001708903-18-000027 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:18:52 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
NATIONAL PLANNING CORP/CA See All Filings	D/A	2018-01-19 14:18:48 UTC
Amount To Be Raised $3,457,539 Associated Brokers / Dealers N/A CIK Number 0001351905 Filed Document 0001351905-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:18:48 UTC Type of Offering D/A Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
IFC HOLDINGS INC/FL See All Filings	D/A	2018-01-19 14:17:49 UTC
Amount To Be Raised $1,330,785 Associated Brokers / Dealers N/A CIK Number 0001351970 Filed Document 0001351970-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:17:49 UTC Type of Offering D/A Industry Insurance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
INVESTMENT CENTERS OF AMERICA INC See All Filings	D/A	2018-01-19 14:14:54 UTC
Amount To Be Raised $2,269,607 Associated Brokers / Dealers N/A CIK Number 0001351904 Filed Document 0001351904-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:14:54 UTC Type of Offering D/A Industry Insurance Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Other
Blackstone Alt Sol IV (Offshore), L.P.-SIF See All Filings	D	2018-01-19 14:14:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001728458 Filed Document 0001728458-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:14:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USEDC 2017 B Drilling Fund LP See All Filings	D/A	2018-01-19 14:11:52 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Steve Knuttila CIK Number 0001708903 Filed Document 0001708903-18-000026 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:11:52 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2017 B Drilling Fund LP See All Filings	D/A	2018-01-19 14:07:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Mark Johnson CIK Number 0001708903 Filed Document 0001708903-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:07:27 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
USEDC 2017 B Drilling Fund LP See All Filings	D/A	2018-01-19 14:03:07 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Derek Ferriera CIK Number 0001708903 Filed Document 0001708903-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-01-19 14:03:07 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity