Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
HighGold Mining Inc. See All Filings	D	2019-12-18 13:43:52 UTC
Amount To Be Raised $3,923,048 Associated Brokers / Dealers Sprott Global Resource Investments, Ltd., Cormark Securities Inc., and Canaccord Genuity Corp. CIK Number 0001786894 Filed Document 0001567619-19-023302 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:43:52 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Tinctorium, Inc. See All Filings	D	2019-12-18 13:41:26 UTC
Amount To Be Raised $3,390,000 Associated Brokers / Dealers N/A CIK Number 0001796966 Filed Document 0001796966-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:41:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FIG TECH INC. See All Filings	D	2019-12-18 13:35:07 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001681670 Filed Document 0001681670-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:35:07 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Little Rock Apts JV LLC See All Filings	D/A	2019-12-18 13:29:14 UTC
Amount To Be Raised $11,369,000 Associated Brokers / Dealers N/A CIK Number 0001793961 Filed Document 0001793961-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-18 13:29:14 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Gratiot Opportunity Fund, LLC See All Filings	D	2019-12-18 13:19:11 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers The Enterprise Securities Company CIK Number 0001795472 Filed Document 0001262463-19-000430 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:19:11 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
USIP I, LLC See All Filings	D	2019-12-18 13:17:57 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001793878 Filed Document 0001315863-19-000968 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:17:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Launch10 LLC See All Filings	D	2019-12-18 13:14:23 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001797169 Filed Document 0001797169-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:14:23 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LatinX Financial Technology, Inc. See All Filings	D	2019-12-18 13:13:34 UTC
Amount To Be Raised $4,334,995 Associated Brokers / Dealers N/A CIK Number 0001795003 Filed Document 0001795003-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:13:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
629 7th Avenue South, LLC See All Filings	D	2019-12-18 13:11:57 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001797247 Filed Document 0001797247-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:11:57 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
9960 McCombs LLC See All Filings	D	2019-12-18 13:11:55 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001797259 Filed Document 0001445866-19-001452 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:11:55 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
WIC Small Cap Value Fund, L.P. See All Filings	D/A	2019-12-18 13:07:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001462866 Filed Document 0001462866-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 13:07:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octavia Four LLC See All Filings	D	2019-12-18 12:58:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001797232 Filed Document 0001797232-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:58:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Galois Capital Alpha Fund LP See All Filings	D/A	2019-12-18 12:51:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762487 Filed Document 0001762487-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:51:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Leon's Auto Sales, Inc. See All Filings	D	2019-12-18 12:51:01 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001795609 Filed Document 0001754186-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:51:01 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Companyon Ventures Fund II, L.P. See All Filings	D	2019-12-18 12:45:19 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Conor Smyth CIK Number 0001797212 Filed Document 0001797212-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:45:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BNM DEVELOPMENT Ltd LIABILITY Co See All Filings	D	2019-12-18 12:43:12 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001796994 Filed Document 0001796994-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:43:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
FCG Acquisitions, Inc. See All Filings	D	2019-12-18 12:39:27 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001763680 Filed Document 0001763680-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:39:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STRIVE TECH INC. See All Filings	D/A	2019-12-18 12:35:37 UTC
Amount To Be Raised $2,901,162 Associated Brokers / Dealers N/A CIK Number 0001706277 Filed Document 0001706277-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:35:37 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Swift Real Estate Partners Fund III, L.P. See All Filings	D/A	2019-12-18 12:33:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762186 Filed Document 0001762187-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:33:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
microsurgeonbot,inc See All Filings	C/A	2019-12-18 12:31:31 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,999 CIK Number 0001762827 Filed Document 0001665160-19-001207 Accepted Date 2019-12-18 12:31:31 UTC Type of Offering C/A Security Offered Amount 7,352 Security Offered Type Other State CALIFORNIA
Swift Real Estate Partners Parallel Fund III, L.P. See All Filings	D/A	2019-12-18 12:26:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762187 Filed Document 0001762187-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:26:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
States Title Holding, Inc. See All Filings	D	2019-12-18 12:20:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001764250 Filed Document 0000950103-19-017327 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:20:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
STRIVE TECH INC. See All Filings	D/A	2019-12-18 12:19:08 UTC
Amount To Be Raised $2,901,162 Associated Brokers / Dealers N/A CIK Number 0001706277 Filed Document 0001706277-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:19:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SKYLANDS SPECIAL INVESTMENT II LLC See All Filings	D/A	2019-12-18 12:10:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001326171 Filed Document 0001326171-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:10:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Skylands Special Investment LLC See All Filings	D/A	2019-12-18 12:09:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001305373 Filed Document 0001305373-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:09:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Health Platforms Group, Inc. See All Filings	D/A	2019-12-18 12:07:47 UTC
Amount To Be Raised $12,489,538 Associated Brokers / Dealers N/A CIK Number 0001716227 Filed Document 0001716227-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:07:47 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SKYLANDS QUEST LLC See All Filings	D/A	2019-12-18 12:07:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308939 Filed Document 0001308939-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:07:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
HARBOUR HOLDINGS LTD. See All Filings	D/A	2019-12-18 12:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PERINVEST (UK) LIMITED CIK Number 0001124725 Filed Document 0001124725-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 12:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
CCM PARTNERS LP See All Filings	D/A	2019-12-18 11:55:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001176228 Filed Document 0001176228-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:55:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rain Tree Apts JV LLC See All Filings	D/A	2019-12-18 11:55:41 UTC
Amount To Be Raised $4,165,000 Associated Brokers / Dealers N/A CIK Number 0001795023 Filed Document 0001795023-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-18 11:55:41 UTC Type of Offering D/A Industry Residential Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Phoenix Sports Partners LLC See All Filings	D	2019-12-18 11:50:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001755481 Filed Document 0001755481-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:50:20 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Raymond James Tax Credit Fund 45 L.L.C. See All Filings	D/A	2019-12-18 11:48:01 UTC
Amount To Be Raised $295,000,000 Associated Brokers / Dealers Raymond James Tax Credit Funds, Inc., William John Wagner, and Walter Vandy Tullos IV CIK Number 0001781447 Filed Document 0001781447-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:48:01 UTC Type of Offering D/A Industry Residential Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
North Point Capital Option Writing Fund, LP See All Filings	D/A	2019-12-18 11:42:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737144 Filed Document 0001737144-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:42:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets $No Aggregate Net Asset Value Type of Security Equity
North Point Capital Macro Fund, LP See All Filings	D/A	2019-12-18 11:38:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737122 Filed Document 0001737122-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:38:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Carolina Renewables II, LLC See All Filings	D	2019-12-18 11:36:02 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001797226 Filed Document 0001797226-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:36:02 UTC Type of Offering D Industry Other Energy Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
P2Bi Holdings LLC See All Filings	D	2019-12-18 11:35:54 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001795565 Filed Document 0001795565-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:35:54 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Bear Creek Longhorn Housing LLC See All Filings	D	2019-12-18 11:23:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001591392 Filed Document 0001591392-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:23:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Sacred Heart ASC, LLC See All Filings	D	2019-12-18 11:20:03 UTC
Amount To Be Raised $1,470,000 Associated Brokers / Dealers SCA Development, LLC CIK Number 0001797018 Filed Document 0001015325-19-000039 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:20:03 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Purple Care Ventures I LLC See All Filings	D	2019-12-18 11:18:32 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001796367 Filed Document 0001796367-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:18:32 UTC Type of Offering D Industry Agriculture Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RA Pennington LLC See All Filings	D	2019-12-18 11:17:39 UTC
Amount To Be Raised $1,030,000 Associated Brokers / Dealers N/A CIK Number 0001797229 Filed Document 0001797229-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:17:39 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
SKK Ventures, LLC See All Filings	D/A	2019-12-18 11:12:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001625087 Filed Document 0000919574-19-007707 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:12:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sandbox Insurtech Fund, LP See All Filings	D/A	2019-12-18 11:03:27 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001762411 Filed Document 0001762411-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 11:03:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Golden Seed, Inc. See All Filings	1-A/A	2019-12-18 10:57:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers iQ Capital LLC CIK Number 0001780914 Filed Document 0001780914-19-000007 Accepted Date 2019-12-18 10:57:53 UTC Type of Offering 1-A/A Industry AGRICULTURAL PRODUCTION-CROPS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $2 State of Jurisdiction DELAWARE Type of Security E
AKI Investments LLC See All Filings	D	2019-12-18 10:55:55 UTC
Amount To Be Raised $3,031,000 Associated Brokers / Dealers N/A CIK Number 0001796964 Filed Document 0001796964-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:55:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WAUKESHA INVESTORS, LLC See All Filings	D	2019-12-18 10:53:29 UTC
Amount To Be Raised $3,450,000 Associated Brokers / Dealers N/A CIK Number 0001797039 Filed Document 0001797039-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:53:29 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Alto Opportunity Fund, L.P. See All Filings	D/A	2019-12-18 10:43:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690903 Filed Document 0001690903-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:43:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Uppercut Brands, Inc. See All Filings	D	2019-12-18 10:35:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers None CIK Number 0001514183 Filed Document 0001213900-19-026412 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:35:26 UTC Type of Offering D Industry Retailing Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Alto Opportunity Fund, SPC See All Filings	D/A	2019-12-18 10:30:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668899 Filed Document 0001668899-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:30:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Columns Hotel Sponsor LLC See All Filings	D	2019-12-18 10:22:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797143 Filed Document 0001797143-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:22:26 UTC Type of Offering D Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Universa Black Swan Protection Protocol XXVI L.P. See All Filings	D/A	2019-12-18 10:21:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692112 Filed Document 0000935836-19-000663 Exclusions or Exemptions 506b Accepted Date 2019-12-18 10:21:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund