Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Kepos Alpha Fund Ltd. See All Filings	D/A	2018-01-23 08:52:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512016 Filed Document 0000902664-18-000351 Exclusions or Exemptions 506b Accepted Date 2018-01-23 08:52:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Kepos Alpha Fund LP See All Filings	D/A	2018-01-23 08:51:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512015 Filed Document 0000902664-18-000350 Exclusions or Exemptions 506b Accepted Date 2018-01-23 08:51:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arnensee Diversifying Strategies LP See All Filings	D/A	2018-01-23 08:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691204 Filed Document 0000902664-18-000349 Exclusions or Exemptions 506b Accepted Date 2018-01-23 08:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kepos Trend Strategy Fund LP See All Filings	D	2018-01-23 08:47:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691367 Filed Document 0000902664-18-000347 Exclusions or Exemptions 506b Accepted Date 2018-01-23 08:47:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kepos Exotic Beta Fund Ltd. See All Filings	D/A	2018-01-23 08:45:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001545296 Filed Document 0000902664-18-000346 Exclusions or Exemptions 506b Accepted Date 2018-01-23 08:45:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
SFP VALUE REALIZATION FUND L.P. See All Filings	D/A	2018-01-23 06:06:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001282366 Filed Document 0000902664-18-000345 Exclusions or Exemptions 506b Accepted Date 2018-01-23 06:06:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ARROWGRASS PARTNERSHIP LP See All Filings	D/A	2018-01-23 06:02:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459466 Filed Document 0000902664-18-000344 Exclusions or Exemptions 506b Accepted Date 2018-01-23 06:02:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Passco HomePlace DST See All Filings	D	2018-01-22 20:58:58 UTC
Amount To Be Raised $19,550,000 Associated Brokers / Dealers Passco Capital, Inc. CIK Number 0001728648 Filed Document 0001728648-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 20:58:58 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
William Blair Systematic International Core Fund LLC See All Filings	D/A	2018-01-22 20:53:47 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001525375 Filed Document 0001382963-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-22 20:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEW YORK LIFE INSURANCE CO See All Filings	D	2018-01-22 20:10:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NYLife Securities LLC CIK Number 0000071633 Filed Document 0000071633-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-01-22 20:10:59 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Kandle I GP Co-Invest, LP See All Filings	D	2018-01-22 19:54:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728764 Filed Document 0001728764-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 19:54:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endurance Capital Fund, L.P. See All Filings	D/A	2018-01-22 19:45:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001526892 Filed Document 0001526892-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 19:45:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine Crest Soccer Partners II LLC See All Filings	D	2018-01-22 19:41:30 UTC
Amount To Be Raised $915,000 Associated Brokers / Dealers N/A CIK Number 0001728312 Filed Document 0001728312-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 19:41:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Jax Ventures, LLC, a Florida Ltd liability Co See All Filings	D	2018-01-22 19:30:25 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers n/a CIK Number 0001728927 Filed Document 0001728927-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 19:30:25 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LUCIDACT INC. See All Filings	D	2018-01-22 19:10:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001728885 Filed Document 0001728885-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 19:10:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Waterfund LLC See All Filings	D	2018-01-22 18:57:39 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001663802 Filed Document 0001663802-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-22 18:57:39 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
CytoBioscience, Inc. See All Filings	D/A	2018-01-22 18:53:48 UTC
Amount To Be Raised $21,821,845 Associated Brokers / Dealers Jim Garvin CIK Number 0001637514 Filed Document 0001637514-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-22 18:53:48 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
OPENCITY INC See All Filings	D	2018-01-22 18:37:35 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001728314 Filed Document 0001728314-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-22 18:37:35 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
SK Ventures IV, L.P. See All Filings	D	2018-01-22 18:29:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001727847 Filed Document 0001727847-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 18:29:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neil Fund I, LP See All Filings	D	2018-01-22 18:21:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728593 Filed Document 0001728593-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 18:21:19 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Inter-Atlantic Stonybrook Insurtech Ventures, L.P. See All Filings	D	2018-01-22 18:13:11 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Weild Capital, LLC (d/b/a "Weild & Co.") CIK Number 0001722695 Filed Document 0001722695-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 18:13:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Enduvo, Inc. See All Filings	D	2018-01-22 18:10:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001728944 Filed Document 0001728944-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 18:10:04 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Chautauqua Global Growth Equity QP Fund, LP See All Filings	D/A	2018-01-22 17:55:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673306 Filed Document 0001673306-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:55:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Centercore Destin, LLC See All Filings	D	2018-01-22 17:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728474 Filed Document 0001728510-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:52:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Chautauqua International Growth Equity QP Fund LP See All Filings	D/A	2018-01-22 17:49:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554685 Filed Document 0001554685-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:49:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I-5 HOLDINGS LTD. See All Filings	D	2018-01-22 17:45:39 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Adam International Investments Limited and 360HK Limited CIK Number 0001714776 Filed Document 0001183740-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:45:39 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Bray Creek Partners, LLC See All Filings	D	2018-01-22 17:42:19 UTC
Amount To Be Raised $1,846,026 Associated Brokers / Dealers N/A CIK Number 0001728779 Filed Document 0001728779-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:42:19 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
CenterCore Corporetum Investment, LLC See All Filings	D	2018-01-22 17:41:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728510 Filed Document 0001728510-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:41:09 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Cat Head Creek Partners, LLC See All Filings	D	2018-01-22 17:40:46 UTC
Amount To Be Raised $1,066,240 Associated Brokers / Dealers N/A CIK Number 0001728789 Filed Document 0001728789-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:40:46 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Hall Branch Partners, LLC See All Filings	D	2018-01-22 17:39:23 UTC
Amount To Be Raised $1,971,074 Associated Brokers / Dealers N/A CIK Number 0001728790 Filed Document 0001728790-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:39:23 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Pretty Pond Partners, LLC See All Filings	D	2018-01-22 17:37:59 UTC
Amount To Be Raised $1,207,954 Associated Brokers / Dealers N/A CIK Number 0001728791 Filed Document 0001728791-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:37:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Latchel, Inc. See All Filings	D	2018-01-22 17:32:37 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001726132 Filed Document 0001726132-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:32:37 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
GTUIT, LLC See All Filings	D	2018-01-22 17:26:44 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001572105 Filed Document 0001572105-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:26:44 UTC Type of Offering D Industry Oil and Gas Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
U.S. GOLD CORP. See All Filings	D	2018-01-22 17:25:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0000027093 Filed Document 0001493152-18-000859 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:25:03 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Surgical Care Partners of Melbourne, LLC See All Filings	D	2018-01-22 17:24:58 UTC
Amount To Be Raised $540,000 Associated Brokers / Dealers N/A CIK Number 0001665921 Filed Document 0001665921-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:24:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
DeepGreen Resources Inc. See All Filings	D	2018-01-22 17:21:00 UTC
Amount To Be Raised $1,850,002 Associated Brokers / Dealers Victorem Ventures Limited CIK Number 0001630641 Filed Document 0001630641-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:21:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
HypeVR See All Filings	D	2018-01-22 17:13:36 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001690505 Filed Document 0001690505-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:13:36 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
CRP I Roll Up, LLC See All Filings	D	2018-01-22 17:06:57 UTC
Amount To Be Raised $6,250,000 Associated Brokers / Dealers N/A CIK Number 0001728303 Filed Document 0001728303-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:06:57 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BRVC Fund I, LLC See All Filings	D/A	2018-01-22 17:04:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662589 Filed Document 0001213900-18-000768 Exclusions or Exemptions 506b Accepted Date 2018-01-22 17:04:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
MPX Bioceutical Corp See All Filings	D	2018-01-22 16:53:45 UTC
Amount To Be Raised $2,480,000 Associated Brokers / Dealers N/A CIK Number 0001728215 Filed Document 0001728215-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:53:45 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ONTARIO, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Silversmith Capital Partners II-C, L.P. See All Filings	D	2018-01-22 16:51:44 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001728532 Filed Document 0001728532-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:51:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
OC Special Opportunities Fund, LP See All Filings	D	2018-01-22 16:49:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728470 Filed Document 0000902664-18-000339 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:49:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Silversmith Capital Partners II-B, L.P. See All Filings	D	2018-01-22 16:46:32 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001728533 Filed Document 0001728533-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:46:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AQR Style Premia Fund, L.P. See All Filings	D/A	2018-01-22 16:45:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001479892 Filed Document 0001664695-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:45:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silversmith Capital Partners II-A, L.P. See All Filings	D	2018-01-22 16:40:59 UTC
Amount To Be Raised $650,000,000 Associated Brokers / Dealers Monument Group, Inc. CIK Number 0001728534 Filed Document 0001728534-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:40:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AQR STYLE PREMIA GLOBAL GOVERNMENT BOND MASTER ACCOUNT LTD. See All Filings	D/A	2018-01-22 16:39:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664695 Filed Document 0001664695-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:39:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEREBELLUM CAPITAL, LLC See All Filings	D/A	2018-01-22 16:31:02 UTC
Amount To Be Raised $10,500,000 Associated Brokers / Dealers N/A CIK Number 0001447339 Filed Document 0001447339-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:31:02 UTC Type of Offering D/A Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEPHILA CATASTROPHE FUND, LTD See All Filings	D/A	2018-01-22 16:26:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Man Investments AG, Man Investments Inc., and KKR Capital Markets, LLC CIK Number 0001349209 Filed Document 0001349209-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:26:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
RCP-SSI, LLC See All Filings	D	2018-01-22 16:23:01 UTC
Amount To Be Raised $20,500,000 Associated Brokers / Dealers N/A CIK Number 0001728367 Filed Document 0001728367-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:23:01 UTC Type of Offering D Industry Investing Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
MODIOHEALTH, INC. See All Filings	D/A	2018-01-22 16:22:31 UTC
Amount To Be Raised $3,832,520 Associated Brokers / Dealers N/A CIK Number 0001714608 Filed Document 0001140361-18-002760 Exclusions or Exemptions 506b Accepted Date 2018-01-22 16:22:31 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity