Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Legacy Equity Realty Capital III, Inc. See All Filings	D	2019-12-11 17:44:14 UTC
Amount To Be Raised $7,000 Associated Brokers / Dealers N/A CIK Number 0001743956 Filed Document 0001743956-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:44:14 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
GREEN BAY VENTURES TACTICAL CAPITAL, LLC See All Filings	D	2019-12-11 17:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001793771 Filed Document 0001793771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:42:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AltFi Investment Fund, LP See All Filings	D	2019-12-11 17:40:39 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001796569 Filed Document 0001031323-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:40:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
SW Real Estate Fund II, LLC See All Filings	D/A	2019-12-11 17:40:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Roseview Securities, LLC CIK Number 0001755732 Filed Document 0001567619-19-022886 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:40:15 UTC Type of Offering D/A Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Hall Opportunity Fund 1, LP See All Filings	D	2019-12-11 17:36:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001795800 Filed Document 0001795800-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:36:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Eniac Special Epsilon LLC See All Filings	D	2019-12-11 17:32:56 UTC
Amount To Be Raised $1,956,016 Associated Brokers / Dealers N/A CIK Number 0001796632 Filed Document 0001796632-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:32:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heart Test Laboratories, Inc. See All Filings	D	2019-12-11 17:29:21 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001468492 Filed Document 0001468492-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:29:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SOSV IV LP See All Filings	D/A	2019-12-11 17:26:57 UTC
Amount To Be Raised $277,000,000 Associated Brokers / Dealers N/A CIK Number 0001735820 Filed Document 0001735820-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:26:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
POPOVER KING LLC See All Filings	C	2019-12-11 17:22:15 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $60,000 CIK Number 0001765507 Filed Document 0001746059-19-000097 Accepted Date 2019-12-11 17:22:15 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Column Group IV-A, LP See All Filings	D	2019-12-11 17:18:42 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001796353 Filed Document 0001796353-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:18:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HW High Yield, L.P. See All Filings	D	2019-12-11 17:18:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796507 Filed Document 0000935836-19-000656 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:18:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Funding Circle Notes Program, LLC See All Filings	D/A	2019-12-11 17:17:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622809 Filed Document 0001622809-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-12-11 17:17:50 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
TSSP Agriculture Partners (A), L.P. See All Filings	D	2019-12-11 17:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001789753 Filed Document 0001789753-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:17:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LATAM Insurance Holdings LLC See All Filings	D	2019-12-11 17:16:32 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers StateTrust Investments Inc. CIK Number 0001796066 Filed Document 0001382963-19-000153 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:16:32 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Debt
Column Group IV, LP See All Filings	D	2019-12-11 17:13:46 UTC
Amount To Be Raised $700,000,000 Associated Brokers / Dealers N/A CIK Number 0001796354 Filed Document 0001796354-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:13:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heart Test Laboratories, Inc. See All Filings	D	2019-12-11 17:13:42 UTC
Amount To Be Raised $6,500,000 Associated Brokers / Dealers N/A CIK Number 0001468492 Filed Document 0001468492-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:13:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Caffeinated Capital Opportunity Fund II, LP See All Filings	D/A	2019-12-11 17:08:52 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001741409 Filed Document 0001741409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:08:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Apexigen, Inc. See All Filings	D	2019-12-11 17:05:46 UTC
Amount To Be Raised $70,000,000 Associated Brokers / Dealers N/A CIK Number 0001575867 Filed Document 0001575867-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:05:46 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
G4 Capital Partners IV, LP See All Filings	D	2019-12-11 17:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794493 Filed Document 0001013594-19-000744 Exclusions or Exemptions 506b Accepted Date 2019-12-11 17:04:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GREEN STREAM HOLDINGS INC. See All Filings	1-A/A	2019-12-11 17:01:59 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001437476 Filed Document 0001213900-19-025894 Accepted Date 2019-12-11 17:01:59 UTC Type of Offering 1-A/A Industry COGENERATION SERVICES & SMALL POWER PRODUCERS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Wizard Entertainment, Inc. See All Filings	1-A/A	2019-12-11 17:01:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001162896 Filed Document 0001493152-19-019034 Accepted Date 2019-12-11 17:01:42 UTC Type of Offering 1-A/A Industry SERVICES-AMUSEMENT & RECREATION SERVICES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $8,922,869 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Onaroll, Inc. See All Filings	D	2019-12-11 16:59:34 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001796147 Filed Document 0001796147-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:59:34 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Akibah Health Corporation See All Filings	C	2019-12-11 16:59:23 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001701666 Filed Document 0001665160-19-001181 Accepted Date 2019-12-11 16:59:23 UTC Type of Offering C Security Offered Amount 17,857 Security Offered Type Common Stock State CALIFORNIA
Heart Test Laboratories, Inc. See All Filings	D	2019-12-11 16:58:11 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001468492 Filed Document 0001468492-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:58:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Rokk3r Fuel Co-Invest 2, LLC - Series D-2 See All Filings	D	2019-12-11 16:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796627 Filed Document 0001796627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:57:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thundra, Inc. See All Filings	D	2019-12-11 16:54:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001796624 Filed Document 0001796624-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:54:41 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VV Capital International, Ltd. See All Filings	D/A	2019-12-11 16:54:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640839 Filed Document 0001598246-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:54:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gorgias Inc. See All Filings	D	2019-12-11 16:49:17 UTC
Amount To Be Raised $13,033,234 Associated Brokers / Dealers N/A CIK Number 0001666063 Filed Document 0001666063-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:49:17 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
ATLANTIC LITHOTRIPSY, LLC See All Filings	D	2019-12-11 16:47:31 UTC
Amount To Be Raised $313,500 Associated Brokers / Dealers N/A CIK Number 0001101582 Filed Document 0001209191-19-060048 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:47:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PC Jackson Creek, LLC See All Filings	D	2019-12-11 16:47:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796630 Filed Document 0001796630-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:47:17 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
H/2 CP L.P. See All Filings	D/A	2019-12-11 16:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659257 Filed Document 0001659257-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:44:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
William Cary Partnership, LP See All Filings	D/A	2019-12-11 16:44:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762172 Filed Document 0001762172-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:44:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Galton Agency MBS Onshore Fund, LP See All Filings	D	2019-12-11 16:42:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, LLC CIK Number 0001796585 Filed Document 0001796585-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:42:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sanavest Equity, LLC See All Filings	D	2019-12-11 16:42:39 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001796626 Filed Document 0001796626-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-11 16:42:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Madeira Grove Manager, LLC See All Filings	D	2019-12-11 16:42:37 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001795300 Filed Document 0001793875-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:42:37 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
HiberSense, Inc. See All Filings	D	2019-12-11 16:42:29 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001735485 Filed Document 0001735485-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:42:29 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
VV Capital Partners, LP See All Filings	D/A	2019-12-11 16:38:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598246 Filed Document 0001598246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:38:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHASE CHANGE SOFTWARE LLC See All Filings	D/A	2019-12-11 16:36:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Castle Placement, LLC CIK Number 0001390066 Filed Document 0001015325-19-000036 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:36:57 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RADCO - Madeira Grove, LP See All Filings	D	2019-12-11 16:34:48 UTC
Amount To Be Raised $5,450,000 Associated Brokers / Dealers N/A CIK Number 0001795201 Filed Document 0001793875-19-000009 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:34:48 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
PHASE CHANGE SOFTWARE LLC See All Filings	D/A	2019-12-11 16:30:53 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001390066 Filed Document 0001015325-19-000035 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:30:53 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
PointResource Fund LP See All Filings	D/A	2019-12-11 16:30:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750691 Filed Document 0000950142-19-002462 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:30:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMPLOY INTELLIGENCE, INC. See All Filings	D	2019-12-11 16:25:33 UTC
Amount To Be Raised $3,999,687 Associated Brokers / Dealers N/A CIK Number 0001796500 Filed Document 0001796500-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:25:33 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RV Marketplace, LP See All Filings	D	2019-12-11 16:25:29 UTC
Amount To Be Raised $5,857,836 Associated Brokers / Dealers N/A CIK Number 0001795194 Filed Document 0001793875-19-000008 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:25:29 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Dusty Robotics, Inc. See All Filings	D	2019-12-11 16:23:22 UTC
Amount To Be Raised $4,999,996 Associated Brokers / Dealers N/A CIK Number 0001796214 Filed Document 0001796214-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:23:22 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EDENBROOK LONG ONLY VALUE FUND, LP See All Filings	D/A	2019-12-11 16:18:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665975 Filed Document 0000919574-19-007634 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:18:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Usha Resources Ltd. See All Filings	D/A	2019-12-11 16:17:19 UTC
Amount To Be Raised $3,583 Associated Brokers / Dealers N/A CIK Number 0001796146 Filed Document 0001796146-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:17:19 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
RADCO - West Ashley Portfolio F & F, LLC See All Filings	D	2019-12-11 16:16:18 UTC
Amount To Be Raised $595,000 Associated Brokers / Dealers N/A CIK Number 0001796328 Filed Document 0001793875-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:16:18 UTC Type of Offering D Industry Commercial Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Athenex, Inc. See All Filings	D	2019-12-11 16:15:23 UTC
Amount To Be Raised $60,369,975 Associated Brokers / Dealers SunTrust Robinson Humphrey, Inc. CIK Number 0001300699 Filed Document 0001209191-19-060031 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:15:23 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
American Energy Partners, Inc. See All Filings	1-A/A	2019-12-11 16:13:41 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001715688 Filed Document 0001213900-19-025873 Accepted Date 2019-12-11 16:13:41 UTC Type of Offering 1-A/A Industry DRILLING OIL & GAS WELLS Offering Tier Tier1 Principal Place of Business PENNSYLVANIA Revenue or Assets $159,904 State of Jurisdiction COLORADO Type of Security Equity (common or preferred stock)
Inscripta, Inc. See All Filings	D	2019-12-11 16:12:09 UTC
Amount To Be Raised $124,999,957 Associated Brokers / Dealers N/A CIK Number 0001667561 Filed Document 0001667561-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-11 16:12:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity