Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Celadon Technology Fund IX, LLC See All Filings	D/A	2018-01-24 14:32:21 UTC
Amount To Be Raised $3,705,456 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001693700 Filed Document 0001693700-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 14:32:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Teak Hill Fund LP See All Filings	D/A	2018-01-24 14:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Klitzberg Associates/Alternative Asset Investment Management Securities, LLC and Daley & Tang Securities LLC CIK Number 0001385865 Filed Document 0001385865-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-24 14:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serface Care, Inc. See All Filings	D	2018-01-24 14:28:36 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001729128 Filed Document 0001729128-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 14:28:36 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Deep Blue Medical Advances, Inc. See All Filings	D	2018-01-24 14:28:12 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001726572 Filed Document 0001726572-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 14:28:12 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Acacia Property Corp 2017 See All Filings	D/A	2018-01-24 14:27:47 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001720114 Filed Document 0001642247-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-24 14:27:47 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Puris Proteins, LLC See All Filings	D	2018-01-24 14:27:39 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001728935 Filed Document 0001728935-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 14:27:39 UTC Type of Offering D Industry Manufacturing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
MicrobeDx, Inc. See All Filings	D	2018-01-24 14:23:31 UTC
Amount To Be Raised $5,000,200 Associated Brokers / Dealers N/A CIK Number 0001701959 Filed Document 0001701959-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 14:23:31 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Seavest Core Fund I Investors, LLC See All Filings	D	2018-01-24 14:21:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728488 Filed Document 0001013594-18-000056 Exclusions or Exemptions 506b Accepted Date 2018-01-24 14:21:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet ACWI ex US Alpha Extension Fund VII, a sub-fund of the Arrowstreet Multistrategy Umbrella plc See All Filings	D/A	2018-01-24 13:57:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650304 Filed Document 0001590094-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:57:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tribeca Global Natural Resources Feeder Fund (US) LP See All Filings	D/A	2018-01-24 13:56:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694552 Filed Document 0001694552-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:56:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet Global Alpha Extension Fund I, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc See All Filings	D/A	2018-01-24 13:51:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001483035 Filed Document 0001590094-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:51:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tactus Technology, Inc. See All Filings	D/A	2018-01-24 13:45:08 UTC
Amount To Be Raised $6,221,264 Associated Brokers / Dealers N/A CIK Number 0001530899 Filed Document 0001530899-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:45:08 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lizton Properties, Inc. See All Filings	D	2018-01-24 13:45:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001727537 Filed Document 0001727537-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:45:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
A&Q Metric Trading Portfolio Ltd See All Filings	D/A	2018-01-24 13:41:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695497 Filed Document 0001695497-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:41:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tribeca Global Natural Resources Feeder Fund See All Filings	D/A	2018-01-24 13:40:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694690 Filed Document 0001694690-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:40:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet EAFE Alpha Extension Fund II, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc See All Filings	D/A	2018-01-24 13:40:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482582 Filed Document 0001590094-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:40:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GESEA BIOSCIENCES, INC. See All Filings	D	2018-01-24 13:34:15 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001726769 Filed Document 0001726769-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:34:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arrowstreet Emerging Market Fund III, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc See All Filings	D/A	2018-01-24 13:34:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482581 Filed Document 0001590094-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:34:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BlackRidge Berea Partners 2017A, Ltd. See All Filings	D	2018-01-24 13:28:10 UTC
Amount To Be Raised $413,850 Associated Brokers / Dealers N/A CIK Number 0001728297 Filed Document 0001728297-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:28:10 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Mineral Property
Arrowstreet ACWI ex US Fund IV, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc See All Filings	D/A	2018-01-24 13:27:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001482691 Filed Document 0001590094-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:27:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMBLYOTECH INC. See All Filings	D/A	2018-01-24 13:27:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695495 Filed Document 0000919574-18-000579 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:27:50 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EVPI Investments I LP - Series 4 See All Filings	D	2018-01-24 13:23:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729087 Filed Document 0001729087-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:23:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Arrowstreet Global Minimum Volatility Fund VI, a sub-fund of Arrowstreet Multi-Strategy Umbrella plc See All Filings	D/A	2018-01-24 13:20:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590094 Filed Document 0001590094-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:20:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 97, LLC See All Filings	D/A	2018-01-24 13:11:41 UTC
Amount To Be Raised $2,070,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001723674 Filed Document 0001723674-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:11:41 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
AFLG HOLDINGS, INC. See All Filings	D	2018-01-24 13:04:02 UTC
Amount To Be Raised $2,503,680 Associated Brokers / Dealers N/A CIK Number 0001707917 Filed Document 0001140361-18-003042 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:04:02 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Gap Year Global Inc. See All Filings	D	2018-01-24 13:03:21 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001626151 Filed Document 0001626151-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 13:03:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oval Fire Products Corp See All Filings	D	2018-01-24 12:41:29 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001633005 Filed Document 0001633005-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 12:41:29 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
DBE Loans LLC See All Filings	D	2018-01-24 12:38:32 UTC
Amount To Be Raised $1,154,055 Associated Brokers / Dealers N/A CIK Number 0001727347 Filed Document 0001727347-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 12:38:32 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Debt
MINN CBD Holding LLC See All Filings	D	2018-01-24 12:38:07 UTC
Amount To Be Raised $18,983,233 Associated Brokers / Dealers N/A CIK Number 0001729107 Filed Document 0001729107-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 12:38:07 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
GCA CREDIT OPPORTUNITIES FUND, LLC See All Filings	D/A	2018-01-24 12:37:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dynasty Securities, LLC, Perkins Fund Marketing LLC, and Papamarkou Wellner & Co. Inc. CIK Number 0001451844 Filed Document 0000919574-18-000576 Exclusions or Exemptions 506b Accepted Date 2018-01-24 12:37:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
United Material Management, Inc. See All Filings	D	2018-01-24 12:34:07 UTC
Amount To Be Raised $9,427,979 Associated Brokers / Dealers N/A CIK Number 0001728172 Filed Document 0001728172-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 12:34:07 UTC Type of Offering D Industry Business Services Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
GCA CREDIT OPPORTUNITIES OFFSHORE FUND, LTD. See All Filings	D/A	2018-01-24 12:29:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dynasty Securities, LLC, Perkins Fund Marketing LLC, and Papamarkou Wellner & Co. Inc. CIK Number 0001451842 Filed Document 0000919574-18-000574 Exclusions or Exemptions 506b Accepted Date 2018-01-24 12:29:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JERSEY BOYS AUSTRALIA 2018 INVESTOR LLC See All Filings	D	2018-01-24 12:28:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729111 Filed Document 0001729111-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 12:28:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Asymmetria Investors, LLC - Series P See All Filings	D	2018-01-24 12:26:58 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001728958 Filed Document 0001728958-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 12:26:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Bridge It, Inc. See All Filings	D	2018-01-24 12:24:08 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001728285 Filed Document 0001728285-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 12:24:08 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GCA Credit Opportunities Offshore Plan Assets Fund, Ltd. See All Filings	D/A	2018-01-24 12:19:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dynasty Securities, LLC, Perkins Fund Marketing LLC, and Papamarkou Wellner & Co. Inc. CIK Number 0001541134 Filed Document 0000919574-18-000572 Exclusions or Exemptions 506b Accepted Date 2018-01-24 12:19:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Guardion Health Sciences, Inc. See All Filings	D	2018-01-24 12:19:17 UTC
Amount To Be Raised $5,000,001 Associated Brokers / Dealers N/A CIK Number 0001642375 Filed Document 0001642375-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 12:19:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cuttyhunk Fund II LLC See All Filings	D/A	2018-01-24 12:00:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001463851 Filed Document 0001463852-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-24 12:00:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sage Equity Partners Surfside Beach Marina, LP See All Filings	D	2018-01-24 11:59:09 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001728151 Filed Document 0001728151-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 11:59:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GREENBRIER PARTNERS LTD See All Filings	D/A	2018-01-24 11:57:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000905770 Filed Document 0000905770-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 11:57:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Simpa Networks, Inc. See All Filings	D/A	2018-01-24 11:52:17 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001507199 Filed Document 0001507199-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-24 11:52:17 UTC Type of Offering D/A Industry Other Energy Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
V90 FUND, LP See All Filings	D	2018-01-24 11:47:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728103 Filed Document 0001140361-18-003023 Exclusions or Exemptions 506b Accepted Date 2018-01-24 11:47:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dracen Pharmaceuticals, Inc. See All Filings	D	2018-01-24 11:46:51 UTC
Amount To Be Raised $40,489,688 Associated Brokers / Dealers N/A CIK Number 0001728955 Filed Document 0001140361-18-003022 Exclusions or Exemptions 506b Accepted Date 2018-01-24 11:46:51 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cuttyhunk Fund II Ltd See All Filings	D/A	2018-01-24 11:46:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNY Mellon, N.A. and Optima Securities LLC CIK Number 0001463852 Filed Document 0001463852-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 11:46:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wheeler Real Estate Investment Trust, Inc. See All Filings	D	2018-01-24 11:43:51 UTC
Amount To Be Raised $1,129,500 Associated Brokers / Dealers N/A CIK Number 0001527541 Filed Document 0001527541-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-01-24 11:43:51 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PRISM PARTNERS, L.P. See All Filings	D/A	2018-01-24 11:37:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001086234 Filed Document 0001140361-18-003019 Exclusions or Exemptions 506b Accepted Date 2018-01-24 11:37:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Irrovation LLC See All Filings	D	2018-01-24 11:29:41 UTC
Amount To Be Raised $43,337 Associated Brokers / Dealers N/A CIK Number 0001707555 Filed Document 0001707555-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-01-24 11:29:41 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Direct Scripts, LLC See All Filings	D	2018-01-24 11:27:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726103 Filed Document 0000906318-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-24 11:27:48 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Nocterra Brewing Co LLC See All Filings	D/A	2018-01-24 11:22:32 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001685820 Filed Document 0000949265-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 11:22:32 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Sluys Capital Partners, LP See All Filings	D	2018-01-24 11:17:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727646 Filed Document 0001727646-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-24 11:17:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund