|
|
D/A |
2019-12-12 14:11:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499632
- Filed Document
- 0001499632-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 14:11:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-12 14:11:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001499915
- Filed Document
- 0001499915-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 14:11:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-12 13:58:40 UTC |
- Amount To Be Raised
- $6,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001211348
- Filed Document
- 0001211348-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:58:40 UTC
- Type of Offering
- D
- Industry
- Hospitals and Physicians
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 13:54:11 UTC |
- Amount To Be Raised
- $830,011
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001794209
- Filed Document
- 0001794209-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:54:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-12 13:44:42 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001703477
- Filed Document
- 0001703477-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:44:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 13:43:49 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796674
- Filed Document
- 0001796674-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:43:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-12 13:43:45 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- MONUMENT GROUP, INC., HALMAN-ALDUBI INVESTMENT FUNDS LTD., and KOREA ASSET INVESTMENT SECURITIES CO., LTD.
- CIK Number
- 0001703482
- Filed Document
- 0001703482-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:43:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 13:42:46 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795920
- Filed Document
- 0001795920-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:42:46 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-12 13:42:46 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- MONUMENT GROUP, INC., HALMAN-ALDUBI INVESTMENT FUNDS LTD., and KOREA ASSET INVESTMENT SECURITIES CO., LTD.
- CIK Number
- 0001703483
- Filed Document
- 0001703483-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:42:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 13:37:42 UTC |
- Amount To Be Raised
- $16,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795446
- Filed Document
- 0001795446-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:37:42 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-12 13:34:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- VNTR Securities LLC
- CIK Number
- 0001791262
- Filed Document
- 0001213900-19-025968
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:34:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-12 13:32:12 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796665
- Filed Document
- 0001796665-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:32:12 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 13:29:19 UTC |
- Amount To Be Raised
- $5,496,931
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796662
- Filed Document
- 0001796662-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:29:19 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-12 13:15:52 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612879
- Filed Document
- 0001612879-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:15:52 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-12 13:07:15 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001785343
- Filed Document
- 0001785343-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:07:15 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEVADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 13:03:16 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001574098
- Filed Document
- 0001567619-19-022943
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 13:03:16 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-12 12:49:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Crito Capital LLC
- CIK Number
- 0001734074
- Filed Document
- 0001315863-19-000964
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 12:49:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 12:43:29 UTC |
- Amount To Be Raised
- $19,844,319
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001739138
- Filed Document
- 0001739138-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 12:43:29 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 12:35:17 UTC |
- Amount To Be Raised
- $6,783,644
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794825
- Filed Document
- 0001794825-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 12:35:17 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 12:29:00 UTC |
- Amount To Be Raised
- $2,855,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001788263
- Filed Document
- 0001788263-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 12:29:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-12-12 12:27:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001690283
- Filed Document
- 0001405086-19-000397
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 12:27:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-12 12:25:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759914
- Filed Document
- 0001759914-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 12:25:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-12 12:12:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- VNTR Securities LLC
- CIK Number
- 0001796672
- Filed Document
- 0001213900-19-025958
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 12:12:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-12 12:02:25 UTC |
- Amount To Be Raised
- $3,443,714
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001742187
- Filed Document
- 0001742187-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 12:02:25 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 12:01:53 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001752662
- Filed Document
- 0001752662-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 12:01:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-12 12:00:59 UTC |
- Amount To Be Raised
- $3,909,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001614127
- Filed Document
- 0001614127-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 12:00:59 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 11:54:25 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795598
- Filed Document
- 0001783343-19-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:54:25 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 11:53:03 UTC |
- Amount To Be Raised
- $2,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795596
- Filed Document
- 0001783343-19-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:53:03 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2019-12-12 11:52:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796287
- Filed Document
- 0001796287-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:52:54 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 11:49:36 UTC |
- Amount To Be Raised
- $2,340,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796043
- Filed Document
- 0001796043-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:49:36 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
1-A/A |
2019-12-12 11:49:28 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001558636
- Filed Document
- 0001683168-19-003955
- Accepted Date
- 2019-12-12 11:49:28 UTC
- Type of Offering
- 1-A/A
- Industry
- WATER TRANSPORTATION
- Offering Tier
- Tier2
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $7,242
- State of Jurisdiction
- FLORIDA
- Type of Security
- Equity (common or preferred stock)
|
|
|
D/A |
2019-12-12 11:43:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001660962
- Filed Document
- 0001660962-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:43:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-12 11:33:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001760675
- Filed Document
- 0000919574-19-007647
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:33:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-12 11:30:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001760666
- Filed Document
- 0000919574-19-007645
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:30:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-12 11:29:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MCP Securities, LLC
- CIK Number
- 0001660964
- Filed Document
- 0001660964-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:29:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-12 11:27:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001605225
- Filed Document
- 0001724485-19-000114
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:27:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-12 11:27:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001779873
- Filed Document
- 0001779873-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:27:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-12 11:15:11 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795744
- Filed Document
- 0001795744-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:15:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 11:09:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- IROQUOIS CAPITAL ADVISORS, LLC
- CIK Number
- 0001795713
- Filed Document
- 0001795713-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:09:22 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-12 11:03:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001668657
- Filed Document
- 0001405086-19-000396
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:03:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-12 11:02:46 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794851
- Filed Document
- 0001794851-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 11:02:46 UTC
- Type of Offering
- D
- Industry
- Tourism and Travel Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-12-12 10:59:15 UTC |
- Amount To Be Raised
- $12,784,291
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795198
- Filed Document
- 0001795202-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 10:59:15 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-12 10:57:50 UTC |
- Amount To Be Raised
- $850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796681
- Filed Document
- 0001796681-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 10:57:50 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-12 10:55:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001616801
- Filed Document
- 0001405086-19-000395
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 10:55:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2019-12-12 10:53:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001690353
- Filed Document
- 0001405086-19-000394
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 10:53:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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C/A |
2019-12-12 10:52:30 UTC |
- Financial Interest
- MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest.
- Filing Platform
- MainVest, Inc.
- Offering Amount
- $75,000
- CIK Number
- 0001790760
- Filed Document
- 0001746059-19-000098
- Accepted Date
- 2019-12-12 10:52:30 UTC
- Type of Offering
- C/A
- Security Offered Amount
- N/A
- Security Offered Type
- Debt
- State
- MASSACHUSETTS
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D/A |
2019-12-12 10:52:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594928
- Filed Document
- 0001567619-19-022935
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 10:52:08 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
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D |
2019-12-12 10:50:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- IROQUOIS CAPITAL ADVISORS, LLC
- CIK Number
- 0001795714
- Filed Document
- 0001795714-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 10:50:59 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2019-12-12 10:50:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- AQR Investments, LLC
- CIK Number
- 0001760818
- Filed Document
- 0001405086-19-000393
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 10:50:07 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
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D/A |
2019-12-12 10:49:07 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Eric Naison-Phillips and Michael Liebeskind
- CIK Number
- 0001080429
- Filed Document
- 0001104659-19-072063
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-12 10:49:07 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
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