Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Marshall Wace Funds LP - MW TOPS World ex-US Plus Emerging Markets (US) Fund See All Filings	D/A	2019-12-13 07:15:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659509 Filed Document 0000902664-19-004583 Exclusions or Exemptions 506b Accepted Date 2019-12-13 07:15:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital CEF Opportunities 1 Onshore, L.P. See All Filings	D/A	2019-12-13 07:07:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SAF FINANCIAL SECURITIES LLC CIK Number 0001657319 Filed Document 0000902664-19-004582 Exclusions or Exemptions 506b Accepted Date 2019-12-13 07:07:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saba Capital CEF Opportunities 1 Offshore, Ltd. See All Filings	D/A	2019-12-13 07:03:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SAF FINANCIAL SECURITIES LLC CIK Number 0001657318 Filed Document 0000902664-19-004581 Exclusions or Exemptions 506b Accepted Date 2019-12-13 07:03:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USA Innovations Inc. See All Filings	C/A	2019-12-12 21:50:13 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001790895 Filed Document 0001790895-19-000002 Accepted Date 2019-12-12 21:50:13 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State CALIFORNIA
O'Brien Investment Group Quantitative Global Macro Futures Fund, LP See All Filings	D/A	2019-12-12 21:25:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660366 Filed Document 0001660366-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 21:25:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H.I.G. Realty Partners IV (Onshore), L.P. See All Filings	D	2019-12-12 21:05:18 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001796652 Filed Document 0001213900-19-026090 Exclusions or Exemptions 506b Accepted Date 2019-12-12 21:05:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
VegasWINNERS Inc. See All Filings	C	2019-12-12 21:02:55 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001791125 Filed Document 0001665160-19-001186 Accepted Date 2019-12-12 21:02:55 UTC Type of Offering C Security Offered Amount 6,666 Security Offered Type Common Stock State NEVADA
ValueAct Spring Fund A, L.P. See All Filings	D	2019-12-12 20:50:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795979 Filed Document 0001795979-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 20:50:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Creamy Coconuts, LLC See All Filings	D/A	2019-12-12 20:23:59 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001749553 Filed Document 0001749553-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-12 20:23:59 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EVISIT, INC. See All Filings	D/A	2019-12-12 20:23:09 UTC
Amount To Be Raised $10,395,580 Associated Brokers / Dealers N/A CIK Number 0001629681 Filed Document 0001629681-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 20:23:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Wimc280, a trust series of Roofstock One Trust See All Filings	D	2019-12-12 20:07:32 UTC
Amount To Be Raised $95,120 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001796703 Filed Document 0001796704-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-12 20:07:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bamc134A, a trust series of Roofstock One Trust See All Filings	D	2019-12-12 19:53:50 UTC
Amount To Be Raised $77,080 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001796704 Filed Document 0001796704-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-12 19:53:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Albaron Ventures Fund LP See All Filings	D	2019-12-12 19:25:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742763 Filed Document 0001742763-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-12 19:25:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ireland & Associates, LLC See All Filings	D	2019-12-12 19:23:11 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers None CIK Number 0001786771 Filed Document 0001786771-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 19:23:11 UTC Type of Offering D Industry Restaurants Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hansen Hunter & Co. P.C. See All Filings	D	2019-12-12 19:08:55 UTC
Amount To Be Raised $641,620 Associated Brokers / Dealers N/A CIK Number 0001774559 Filed Document 0001774559-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-12 19:08:55 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
GR8 Income Fund, LLC See All Filings	D	2019-12-12 18:44:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795796 Filed Document 0001795796-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 18:44:34 UTC Type of Offering D Industry Investing Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Allied 2904 Corvin, L.P. See All Filings	D	2019-12-12 18:42:56 UTC
Amount To Be Raised $24,856,704 Associated Brokers / Dealers N/A CIK Number 0001796777 Filed Document 0001796777-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 18:42:56 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
Palisade's Diversified Infrastructure Fund No 1 See All Filings	D/A	2019-12-12 18:38:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626155 Filed Document 0001626155-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-12 18:38:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets $Over $100,000,000 Type of Security Equity
DeepCrawl Holding Co See All Filings	D	2019-12-12 18:10:14 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001796817 Filed Document 0001796817-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 18:10:14 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Yates Electrospace Corp See All Filings	D	2019-12-12 18:07:56 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers none CIK Number 0001559607 Filed Document 0001559607-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-12 18:07:56 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GLOBAL FUNDS SPC - TOTAL RETURN CREDIT SP See All Filings	D/A	2019-12-12 18:02:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607221 Filed Document 0001607221-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-12 18:02:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OPTISPECTRUM LLC See All Filings	D	2019-12-12 18:01:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001796788 Filed Document 0001796788-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 18:01:37 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
GLOBAL CREDIT ALPHA LONG SHORT FUND LTD See All Filings	D/A	2019-12-12 18:00:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560184 Filed Document 0001560184-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 18:00:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMERGING MARKET CREDIT ALPHA FUND LTD See All Filings	D/A	2019-12-12 17:59:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001560252 Filed Document 0001560252-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:59:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GLOBAL FUNDS SPC - EMERGING MARKET SELECT BOND SP See All Filings	D/A	2019-12-12 17:58:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567230 Filed Document 0001567230-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:58:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PocketzWorld Inc. See All Filings	D	2019-12-12 17:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743013 Filed Document 0001743013-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:48:31 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Belle Isle Craft Spirits, Inc. See All Filings	D	2019-12-12 17:30:15 UTC
Amount To Be Raised $11,752,929 Associated Brokers / Dealers N/A CIK Number 0001598715 Filed Document 0001598715-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:30:15 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Antares Senior Loan Feeder Fund (Cayman) LP See All Filings	D	2019-12-12 17:28:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796739 Filed Document 0001796739-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:28:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antares Senior Loan Feeder Fund (DE) LP See All Filings	D	2019-12-12 17:27:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796743 Filed Document 0001796743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:27:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antares Senior Loan Parallel Feeder Fund (Cayman) LP See All Filings	D	2019-12-12 17:25:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GREENSLEDGE CAPITAL MARKETS LLC CIK Number 0001796740 Filed Document 0001796740-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:25:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antares Senior Loan Parallel Feeder Fund (DE) LP See All Filings	D	2019-12-12 17:24:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796737 Filed Document 0001796737-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:24:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Octagon Investments Offshore Fund Ltd. See All Filings	D	2019-12-12 17:09:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796251 Filed Document 0001567619-19-022996 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:09:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DRAFT Capital Opportunity Fund I, LLC See All Filings	D	2019-12-12 17:08:27 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers None CIK Number 0001795853 Filed Document 0001795853-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-12 17:08:27 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Octagon Investments Fund LP See All Filings	D	2019-12-12 17:08:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796240 Filed Document 0001567619-19-022992 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:08:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMYRIS, INC. See All Filings	D	2019-12-12 17:08:01 UTC
Amount To Be Raised $3,870,000 Associated Brokers / Dealers N/A CIK Number 0001365916 Filed Document 0001365916-19-000090 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:08:01 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Coller International Partners VIII (iCapital), L.P. See All Filings	D/A	2019-12-12 17:05:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794147 Filed Document 0000897069-19-000534 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:05:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Grail, Inc. See All Filings	D	2019-12-12 17:02:58 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001699031 Filed Document 0001699031-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-12 17:02:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Virtua Alpharetta Northpoint Holdings, LLC See All Filings	D/A	2019-12-12 17:00:18 UTC
Amount To Be Raised $6,050,000 Associated Brokers / Dealers EMERSON EQUITY LLC and GREGORY LEE TALCOTT CIK Number 0001792042 Filed Document 0001792042-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-12 17:00:18 UTC Type of Offering D/A Industry Commercial Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
BGV IV, LP See All Filings	D	2019-12-12 16:59:53 UTC
Amount To Be Raised $120,000,000 Associated Brokers / Dealers N/A CIK Number 0001792944 Filed Document 0001792944-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 16:59:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Animal Ventures Tomorrow Fund, SCSp See All Filings	D	2019-12-12 16:58:59 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001796542 Filed Document 0001796542-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 16:58:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sterling Investment Partners IV, L.P. See All Filings	D	2019-12-12 16:58:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001796600 Filed Document 0001796600-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 16:58:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SHAMROCK CAPITAL CONTENT FUND II, L.P. See All Filings	D	2019-12-12 16:50:09 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001794195 Filed Document 0001794195-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 16:50:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harbor Group International Real Estate Securities Fund, L.P. See All Filings	D/A	2019-12-12 16:46:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584136 Filed Document 0001584136-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 16:46:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iCapital-PIMCO COF III Access Fund, L.P. See All Filings	D	2019-12-12 16:45:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001794990 Filed Document 0000897069-19-000533 Exclusions or Exemptions 506b Accepted Date 2019-12-12 16:45:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shorepoint Income Fund I LP See All Filings	D/A	2019-12-12 16:45:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001761383 Filed Document 0001761383-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 16:45:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WREI Corporate Direct, LLC See All Filings	D	2019-12-12 16:42:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers Waypoint Direct Investments, LLC CIK Number 0001796685 Filed Document 0001796685-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 16:42:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Castlelake Aviation IV Stable Yield, L.P. See All Filings	D	2019-12-12 16:41:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795700 Filed Document 0001795700-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 16:41:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Castlelake Aviation IV Stable Yield Opportunities, L.P. See All Filings	D	2019-12-12 16:39:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001795707 Filed Document 0001795707-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-12 16:39:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Prudential Retirement Insurance & Annuity Co See All Filings	D/A	2019-12-12 16:36:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Barrasso and Scott Gaul CIK Number 0001444597 Filed Document 0001444597-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-12 16:36:35 UTC Type of Offering D/A Industry Insurance Principal Place of Business CONNECTICUT Revenue or Assets $Over $100,000,000 Type of Security Other
Hall Opportunity Fund 1, LP See All Filings	D/A	2019-12-12 16:33:11 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001795800 Filed Document 0001795800-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-12 16:33:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity