Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Somar Global Ltd. See All Filings	D/A	2019-12-17 11:40:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eurolink Securities LLC CIK Number 0001690674 Filed Document 0000919574-19-007705 Exclusions or Exemptions 506b Accepted Date 2019-12-17 11:40:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Monarch Living LLC See All Filings	D	2019-12-17 11:38:44 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001796854 Filed Document 0001796854-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 11:38:44 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Castle Peak Fund I LLC See All Filings	D	2019-12-17 11:34:32 UTC
Amount To Be Raised $49,000,000 Associated Brokers / Dealers N/A CIK Number 0001794902 Filed Document 0001794902-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 11:34:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Somar Partners LP See All Filings	D/A	2019-12-17 11:31:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eurolink Securities LLC CIK Number 0001676731 Filed Document 0000919574-19-007703 Exclusions or Exemptions 506b Accepted Date 2019-12-17 11:31:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cissonius Corp See All Filings	C/A	2019-12-17 11:29:21 UTC
Financial Interest None Filing Platform Honeycomb Portal LLC Offering Amount $43,200 CIK Number 0001791711 Filed Document 0001791711-19-000003 Accepted Date 2019-12-17 11:29:21 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State PENNSYLVANIA
AmeriPana Global Fund, LP See All Filings	D/A	2019-12-17 11:26:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681112 Filed Document 0001681112-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 11:26:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NexPoint Texas Multifamily Portfolio DST See All Filings	D/A	2019-12-17 11:13:42 UTC
Amount To Be Raised $60,961,892 Associated Brokers / Dealers Whitehall-Parker Securities Inc., Wealthforge Securities Inc., Lightpath Capital, Inc., Capulent LLC, Metropolitan Capital Investment Banc, Inc., Thornhill Securities, Inc., Emerson Equity LLC, and Ameritas Investment Corp. CIK Number 0001791984 Filed Document 0001791984-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-17 11:13:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ProtoKinetix, Inc. See All Filings	D/A	2019-12-17 11:12:41 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-12-17 11:12:41 UTC Type of Offering D/A Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Insomnia Cookies Holdings, LLC See All Filings	D	2019-12-17 11:06:35 UTC
Amount To Be Raised $3,393,092 Associated Brokers / Dealers N/A CIK Number 0001792288 Filed Document 0001792288-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 11:06:35 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Lumavate, LLC See All Filings	D	2019-12-17 10:58:32 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001647185 Filed Document 0001567619-19-023178 Exclusions or Exemptions 506b Accepted Date 2019-12-17 10:58:32 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Banner Ridge Secondary Fund III (T), LP See All Filings	D/A	2019-12-17 10:51:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001786409 Filed Document 0001786409-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 10:51:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HC NCBR Fund See All Filings	D/A	2019-12-17 10:50:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641723 Filed Document 0001797076-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-17 10:50:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Towne Point Storage LLC See All Filings	D	2019-12-17 10:42:52 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001794906 Filed Document 0001567619-19-023175 Exclusions or Exemptions 506b Accepted Date 2019-12-17 10:42:52 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
NREA Southeast Portfolio One, DST See All Filings	D/A	2019-12-17 10:23:53 UTC
Amount To Be Raised $98,108,244 Associated Brokers / Dealers Edward E. Fernandez, Troy Thomas, Stacey J. Morimoto, Frank Piscitelli, Leslie M Pappas, DFPG Investments Inc., Stacey J. Morimoto, Robert A. Horning, Concorde Investment Services LLC, Joseph D. Jackson, Rocco Santorsola, Michael G. Culwell, Joral T. Schmalle, Tomas J Velken, Bradley C Barnes, William Lapiana, Michael L. Cruz, Jim A Lund, Gregory L. Bernhardt, Corbin S. Thomas, Jason M. Orsky, Thomas Downey, Gary Hancock, Joseph J Ransdell, Robin T Naylor, George R Duff, Christopher M Dukes, Blayne A. Andersen, Stephen P. Meskan, Jeffrey M. Darwish, Anthony Brown, Ameritas Investment Corp., Michael R. Frager, Gary G. Benson, Myron D. Erstad, Western International Securities, Inc., Wealthforge Securities, LLC, Forrest James, Steven P. Lichtblau, Michael S. Walling, and Susan J. Gitt CIK Number 0001776510 Filed Document 0001776510-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-12-17 10:23:53 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Thirty Seven Capital Fund LLC - Series 2 See All Filings	D/A	2019-12-17 10:21:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722547 Filed Document 0001013594-19-000757 Exclusions or Exemptions 506b Accepted Date 2019-12-17 10:21:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Localfluence, Inc. See All Filings	D	2019-12-17 10:20:55 UTC
Amount To Be Raised $1,499,998 Associated Brokers / Dealers N/A CIK Number 0001726642 Filed Document 0001726642-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-17 10:20:55 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Thirty Seven Capital Fund LLC - Series 1 See All Filings	D/A	2019-12-17 10:20:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722540 Filed Document 0001013594-19-000756 Exclusions or Exemptions 506b Accepted Date 2019-12-17 10:20:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Talentstat Inc. See All Filings	D	2019-12-17 10:19:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001788450 Filed Document 0001104659-19-073269 Exclusions or Exemptions 506b Accepted Date 2019-12-17 10:19:36 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
ORION VW LLC See All Filings	D	2019-12-17 10:17:44 UTC
Amount To Be Raised $7,700,000 Associated Brokers / Dealers N/A CIK Number 0001796936 Filed Document 0001796936-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 10:17:44 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
1366 TECHNOLOGIES INC See All Filings	D	2019-12-17 10:16:54 UTC
Amount To Be Raised $18,056,354 Associated Brokers / Dealers N/A CIK Number 0001423493 Filed Document 0001423493-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 10:16:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Temporis Aurora L.P. See All Filings	D	2019-12-17 10:12:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797067 Filed Document 0001797067-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-17 10:12:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
North Sky Infrastructure Investment Fund, LLC See All Filings	D/A	2019-12-17 09:58:48 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001793481 Filed Document 0001793481-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-17 09:58:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Magna Hotel Fund VI REIT LLC See All Filings	D	2019-12-17 09:57:05 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001797002 Filed Document 0001797002-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 09:57:05 UTC Type of Offering D Industry REITS and Finance Principal Place of Business RHODE ISLAND Revenue or Assets Decline to Disclose Type of Security Equity
ArcherDX, Inc. See All Filings	D	2019-12-17 09:56:57 UTC
Amount To Be Raised $54,999,999 Associated Brokers / Dealers N/A CIK Number 0001734551 Filed Document 0001734551-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-17 09:56:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Dexter Winston TE Fund LLC See All Filings	D/A	2019-12-17 09:46:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510198 Filed Document 0000919574-19-007700 Exclusions or Exemptions 506b Accepted Date 2019-12-17 09:46:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Dexter Winston Fund, L.P. See All Filings	D/A	2019-12-17 09:43:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510197 Filed Document 0000919574-19-007698 Exclusions or Exemptions 506b Accepted Date 2019-12-17 09:43:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Vndly Inc. See All Filings	D	2019-12-17 09:29:55 UTC
Amount To Be Raised $35,000,002 Associated Brokers / Dealers N/A CIK Number 0001707246 Filed Document 0001707246-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-17 09:29:55 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DG Macro Fund Ltd See All Filings	D/A	2019-12-17 09:10:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001762102 Filed Document 0001762102-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 09:10:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neuroflow, Inc. See All Filings	D	2019-12-17 08:22:37 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001717634 Filed Document 0001717634-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-17 08:22:37 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Addinex Technologies, Inc. See All Filings	D/A	2019-12-16 21:32:18 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001750306 Filed Document 0001797023-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 21:32:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
PepTalk Co. See All Filings	D	2019-12-16 21:21:10 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001797023 Filed Document 0001797023-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 21:21:10 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
GWR City Park Partners, Ltd. See All Filings	D/A	2019-12-16 19:43:24 UTC
Amount To Be Raised $5,425,000 Associated Brokers / Dealers N/A CIK Number 0001778865 Filed Document 0001778865-19-000006 Exclusions or Exemptions 506c Accepted Date 2019-12-16 19:43:24 UTC Type of Offering D/A Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
FUNDRISE REAL ESTATE INVESTMENT TRUST, LLC See All Filings	1-A POS	2019-12-16 19:25:16 UTC
Amount To Be Raised $13,227,289 Associated Brokers / Dealers N/A CIK Number 0001645583 Filed Document 0001104659-19-073149 Accepted Date 2019-12-16 19:25:16 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $4,429,000 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
CROWDFUNZ 810 LLC See All Filings	D	2019-12-16 19:19:54 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001796988 Filed Document 0001796988-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-16 19:19:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
CROWDFUNZ 809 LLC See All Filings	D	2019-12-16 19:15:53 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001796983 Filed Document 0001796983-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-16 19:15:53 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Frazier Life Sciences X, L.P. See All Filings	D	2019-12-16 19:15:05 UTC
Amount To Be Raised $617,050,000 Associated Brokers / Dealers N/A CIK Number 0001790879 Filed Document 0001790879-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 19:15:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
FirstMark Capital OF III-F, L.P. See All Filings	D	2019-12-16 19:09:51 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001795577 Filed Document 0001795577-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 19:09:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FirstMark Capital V-F, L.P. See All Filings	D	2019-12-16 19:03:33 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001795578 Filed Document 0001795578-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 19:03:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PETROTEQ ENERGY INC. See All Filings	D	2019-12-16 18:57:51 UTC
Amount To Be Raised $1,065,500 Associated Brokers / Dealers N/A CIK Number 0001561180 Filed Document 0001561180-19-000027 Exclusions or Exemptions 506b Accepted Date 2019-12-16 18:57:51 UTC Type of Offering D Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pocket Outdoor Media, Inc. See All Filings	D/A	2019-12-16 18:53:37 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001787941 Filed Document 0001787941-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 18:53:37 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FirstMark Capital OF III, L.P. See All Filings	D	2019-12-16 18:49:07 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001792820 Filed Document 0001792820-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 18:49:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEP III - VILLAS 19, LLC See All Filings	D	2019-12-16 18:43:33 UTC
Amount To Be Raised $7,950,000 Associated Brokers / Dealers N/A CIK Number 0001796984 Filed Document 0001796984-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 18:43:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Bible Smugglers Movie Production LLC See All Filings	C	2019-12-16 18:38:25 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001796091 Filed Document 0001670254-19-000715 Accepted Date 2019-12-16 18:38:25 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State TEXAS
FirstMark Capital V, L.P. See All Filings	D	2019-12-16 18:37:28 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001792817 Filed Document 0001792817-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 18:37:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Executive Funding Holdings LLC See All Filings	D	2019-12-16 18:30:35 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001796978 Filed Document 0001796978-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-16 18:30:35 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Goodwater Infinity Affiliates I, L.P. See All Filings	D	2019-12-16 18:15:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001795763 Filed Document 0001795763-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 18:15:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GENERAL GRAPHENE Corp See All Filings	D	2019-12-16 18:15:47 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001662912 Filed Document 0001662912-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 18:15:47 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets $$1 - $1,000,000 Type of Security Equity
OVP-Silverlabs LLC See All Filings	D	2019-12-16 18:02:09 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001797048 Filed Document 0001797048-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 18:02:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Standing Rock Capital Investments, LLC See All Filings	D/A	2019-12-16 17:51:41 UTC
Amount To Be Raised $11,230,800 Associated Brokers / Dealers Dempsey Lord Smith, LLC, Center Street Securities, Inc., Great Point Capital, LLC, Lightpath Capital, Inc., Primex, and Titan Securities, Inc. CIK Number 0001791677 Filed Document 0001791677-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-16 17:51:41 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Investec Global Select LLC - Investec All China Equity Fund See All Filings	D	2019-12-16 17:49:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796413 Filed Document 0001796413-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-16 17:49:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund