Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Central Park Group Activist Fund, LLC See All Filings	D/A	2018-01-30 10:03:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Foreside Fund Services, LLC, HighTower Securities, LLC, Raymond James Financial Services, Inc, Stifel, Nicolaus and Company, Inc., Triad Advisors, Inc., Sagepoint Financial, Inc., Woodbury Financial Services, Inc., and FSC Securities Corporation CIK Number 0001540486 Filed Document 0001012975-18-000093 Exclusions or Exemptions 506b Accepted Date 2018-01-30 10:03:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BUFFALO ANGELS LLC See All Filings	D/A	2018-01-30 10:03:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001557673 Filed Document 0001557673-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-30 10:03:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
KALKA FUND, LP See All Filings	D/A	2018-01-30 09:52:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001631704 Filed Document 0001013594-18-000062 Exclusions or Exemptions 506b Accepted Date 2018-01-30 09:52:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Steadfast Long Capital, Ltd. See All Filings	D	2018-01-30 09:47:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729490 Filed Document 0001013594-18-000061 Exclusions or Exemptions 506b Accepted Date 2018-01-30 09:47:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
American Geothermal Corporation, Inc. See All Filings	D	2018-01-30 09:35:24 UTC
Amount To Be Raised $299,980 Associated Brokers / Dealers N/A CIK Number 0001729473 Filed Document 0001729473-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-30 09:35:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Synata Bio, Inc. See All Filings	D/A	2018-01-30 09:32:57 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001658888 Filed Document 0001658888-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-30 09:32:57 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AKONNI BIOSYSTEMS INC See All Filings	D	2018-01-30 09:20:47 UTC
Amount To Be Raised $2,358,583 Associated Brokers / Dealers N/A CIK Number 0001254334 Filed Document 0001254334-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-30 09:20:47 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Avalon Feeder Fund See All Filings	D/A	2018-01-30 08:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001693893 Filed Document 0000945621-18-000051 Exclusions or Exemptions 506b Accepted Date 2018-01-30 08:50:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argentic Real Estate Investment LLC See All Filings	D	2018-01-30 08:19:24 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001726321 Filed Document 0001726321-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-30 08:19:24 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tamarack Aerospace Group, Inc. See All Filings	D/A	2018-01-29 21:56:45 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001507045 Filed Document 0001507045-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 21:56:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
BRIHAT ARKA BHARAT GLOBAL FUND LP See All Filings	D	2018-01-29 21:51:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729018 Filed Document 0001729018-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 21:51:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Albizia ASEAN Opportunities Fund See All Filings	D/A	2018-01-29 21:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598496 Filed Document 0001598496-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-29 21:33:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Redview Capital II L.P. See All Filings	D	2018-01-29 21:30:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728701 Filed Document 0001728701-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-29 21:30:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Advantech Capital II L.P. See All Filings	D	2018-01-29 21:24:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728716 Filed Document 0001728716-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-29 21:24:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Albizia ASEAN Opportunities Fund See All Filings	D/A	2018-01-29 21:20:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001598496 Filed Document 0001598496-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 21:20:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HZF Parkway Apartments, LLC See All Filings	D	2018-01-29 21:07:01 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001727583 Filed Document 0001727583-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 21:07:01 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Parkway Sponsor, LLC See All Filings	D	2018-01-29 20:59:47 UTC
Amount To Be Raised $5,400,000 Associated Brokers / Dealers N/A CIK Number 0001727579 Filed Document 0001727579-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 20:59:47 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
Woods of Williamsburg Sponsor, LLC See All Filings	D	2018-01-29 20:51:28 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001727576 Filed Document 0001727576-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 20:51:28 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
I-Minerals Inc See All Filings	D	2018-01-29 20:24:23 UTC
Amount To Be Raised $161,561 Associated Brokers / Dealers N/A CIK Number 0001405663 Filed Document 0001183740-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-01-29 20:24:23 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
HZF Woods of Williamsburg, LLC See All Filings	D	2018-01-29 20:22:17 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001727578 Filed Document 0001727578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 20:22:17 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Foundation Specialty Financing Fund, LLC See All Filings	D/A	2018-01-29 19:44:32 UTC
Amount To Be Raised $3,135,000 Associated Brokers / Dealers N/A CIK Number 0001609281 Filed Document 0001609281-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-29 19:44:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
DCI - SCS ENHANCED INVESTMENT GRADE CORPORATE CREDIT FUND, L.P. See All Filings	D	2018-01-29 19:35:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728925 Filed Document 0001507943-18-000031 Exclusions or Exemptions 506b Accepted Date 2018-01-29 19:35:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCI - SCS Enhanced High Yield Corporate Credit Fund, L.P. See All Filings	D	2018-01-29 19:32:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001728924 Filed Document 0001507943-18-000030 Exclusions or Exemptions 506b Accepted Date 2018-01-29 19:32:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundation Specialty Financing Fund, LLC See All Filings	D/A	2018-01-29 19:15:44 UTC
Amount To Be Raised $23,918,000 Associated Brokers / Dealers Finance 500, Inc. CIK Number 0001609281 Filed Document 0001609281-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 19:15:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Valor Foundation See All Filings	D	2018-01-29 19:11:01 UTC
Amount To Be Raised $160,000,000 Associated Brokers / Dealers N/A CIK Number 0001729448 Filed Document 0001729448-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-29 19:11:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Primmune Therapeutics, Inc. See All Filings	D/A	2018-01-29 18:38:32 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001721931 Filed Document 0001683168-18-000244 Exclusions or Exemptions 506b Accepted Date 2018-01-29 18:38:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Avvay, Inc. See All Filings	D	2018-01-29 18:31:17 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001727580 Filed Document 0001727580-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-29 18:31:17 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Advent Partners 2 Fund, LP See All Filings	D	2018-01-29 18:06:16 UTC
Amount To Be Raised $228,000,000 Associated Brokers / Dealers N/A CIK Number 0001726161 Filed Document 0001726161-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 18:06:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
B.B.C.A.F. Inc. See All Filings	D	2018-01-29 18:04:47 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001729660 Filed Document 0001729660-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 18:04:47 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $Over $100,000,000 Type of Security Equity
STIXFRESH USA, INC. See All Filings	D	2018-01-29 18:02:41 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001726407 Filed Document 0001726407-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 18:02:41 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Progreen US, Inc. See All Filings	D/A	2018-01-29 18:02:38 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001079297 Filed Document 0001079297-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-29 18:02:38 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Progreen US, Inc. See All Filings	D/A	2018-01-29 17:48:39 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001079297 Filed Document 0001079297-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:48:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
GP Opportunistic Growth Strategies Offshore Ltd. See All Filings	D/A	2018-01-29 17:42:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663960 Filed Document 0001729475-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:42:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vanessa House Beer Co LLC See All Filings	D	2018-01-29 17:39:59 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001713342 Filed Document 0001713342-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:39:59 UTC Type of Offering D Industry Restaurants Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Kush Bottles, Inc. See All Filings	D/A	2018-01-29 17:29:53 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001604627 Filed Document 0001144204-18-004383 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:29:53 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
OHCP IV SF COI, L.P. See All Filings	D	2018-01-29 17:26:14 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001729116 Filed Document 0000950142-18-000230 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:26:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Thor 130 Shoreline REIT LLC See All Filings	D	2018-01-29 17:23:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001729616 Filed Document 0001729616-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:23:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BoxUnion Holdings, LLC See All Filings	D/A	2018-01-29 17:19:56 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001724856 Filed Document 0001721202-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:19:56 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GoldenTree Credit Opportunities ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2018-01-29 17:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001569570 Filed Document 0001507943-18-000029 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:18:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dental Innovation Inc. See All Filings	D/A	2018-01-29 17:14:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001693470 Filed Document 0001693470-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:14:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business IDAHO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Edukate, Inc. See All Filings	D	2018-01-29 17:13:25 UTC
Amount To Be Raised $266,526 Associated Brokers / Dealers N/A CIK Number 0001702177 Filed Document 0001702177-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:13:25 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Oakview Value Fund, LP See All Filings	D	2018-01-29 17:12:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729569 Filed Document 0001729569-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:12:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kidfund, Inc. See All Filings	D/A	2018-01-29 17:10:02 UTC
Amount To Be Raised $1,225,000 Associated Brokers / Dealers N/A CIK Number 0001655250 Filed Document 0001655250-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:10:02 UTC Type of Offering D/A Industry Computers Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Moody DFW DST See All Filings	D	2018-01-29 17:08:38 UTC
Amount To Be Raised $28,425,000 Associated Brokers / Dealers Moody Securities, LLC CIK Number 0001729462 Filed Document 0001729462-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:08:38 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Near Urban SFR Development Co LLC See All Filings	D	2018-01-29 17:04:53 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Moloney Securities Co. Inc. CIK Number 0001729527 Filed Document 0001729527-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:04:53 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Kensington Global Strategies Fund Ltd. See All Filings	D/A	2018-01-29 17:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001199937 Filed Document 0001727572-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:04:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS Aspen REIT, Inc See All Filings	D	2018-01-29 17:01:43 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001729615 Filed Document 0001729615-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 17:01:43 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FIFS Holdings Corp. See All Filings	D/A	2018-01-29 16:58:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001561827 Filed Document 0000899140-18-000056 Exclusions or Exemptions 506b Accepted Date 2018-01-29 16:58:34 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cultiva, LLC See All Filings	D/A	2018-01-29 16:55:49 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001722225 Filed Document 0001722225-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 16:55:49 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Adswood Hotel REIT LLC See All Filings	D	2018-01-29 16:36:52 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield CIK Number 0001729614 Filed Document 0001729614-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-01-29 16:36:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity