|
|
D/A |
2018-01-30 19:44:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Rocco DiBenedetto
- CIK Number
- 0001729010
- Filed Document
- 0001729010-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 19:44:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 19:40:54 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729438
- Filed Document
- 0001729438-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 19:40:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 19:01:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729570
- Filed Document
- 0001729682-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 19:01:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-30 18:55:39 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724839
- Filed Document
- 0001507943-18-000032
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 18:55:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 18:53:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729571
- Filed Document
- 0001729682-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 18:53:26 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 18:44:36 UTC |
- Amount To Be Raised
- $12,230,000
- Associated Brokers / Dealers
- Lighthouse Capital Group, LLC
- CIK Number
- 0001729812
- Filed Document
- 0001729812-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 18:44:36 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-01-30 18:42:35 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729682
- Filed Document
- 0001729682-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 18:42:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 18:08:26 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729654
- Filed Document
- 0001729654-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 18:08:26 UTC
- Type of Offering
- D
- Industry
- Computers
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-30 18:05:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001457206
- Filed Document
- 0001457206-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 18:05:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-30 18:03:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000917199
- Filed Document
- 0000917199-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 18:03:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 18:01:04 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725996
- Filed Document
- 0001725996-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 18:01:04 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-30 17:55:19 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729820
- Filed Document
- 0001729820-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:55:19 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-01-30 17:47:18 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Fallbrook Capital Securities Corporation
- CIK Number
- 0001717496
- Filed Document
- 0001717496-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:47:18 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-30 17:40:21 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697202
- Filed Document
- 0001697202-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:40:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-30 17:39:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000315038
- Filed Document
- 0000930413-18-000217
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:39:15 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Other
|
|
|
D/A |
2018-01-30 17:32:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696691
- Filed Document
- 0000935836-18-000069
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:32:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-30 17:31:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001696692
- Filed Document
- 0000935836-18-000068
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:31:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 17:26:29 UTC |
- Amount To Be Raised
- $10,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729686
- Filed Document
- 0001104659-18-005156
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:26:29 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Argos Alternative Funds, LLC- Stoic Rules-Based Strategies Fund
See All Filings
|
D |
2018-01-30 17:24:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729318
- Filed Document
- 0001729318-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:24:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-30 17:19:32 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714253
- Filed Document
- 0001493152-18-001266
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:19:32 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-30 17:17:13 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729316
- Filed Document
- 0001729316-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:17:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1 - $5,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 17:16:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729639
- Filed Document
- 0001729639-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:16:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 17:16:29 UTC |
- Amount To Be Raised
- $133,697,181
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001462370
- Filed Document
- 0001462370-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:16:29 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-30 17:16:11 UTC |
- Amount To Be Raised
- $25,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728016
- Filed Document
- 0001728016-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:16:11 UTC
- Type of Offering
- D
- Industry
- Other Energy
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-01-30 17:15:37 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001714253
- Filed Document
- 0001493152-18-001262
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:15:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-30 17:14:21 UTC |
- Amount To Be Raised
- $1,000,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001722511
- Filed Document
- 0001722511-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:14:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 17:11:16 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- Crewe Capital, LLC and Westcourt Capital Corporation
- CIK Number
- 0001729017
- Filed Document
- 0001729017-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:11:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-30 17:10:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- American Capital Partners, LLC
- CIK Number
- 0001721743
- Filed Document
- 0001144204-18-004670
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:10:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 17:10:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729439
- Filed Document
- 0001729439-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:10:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-30 17:08:10 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Phyllis Johnson, Patrick Whelchel, Scott Harrison, and Lori Mayfield
- CIK Number
- 0001729613
- Filed Document
- 0001729613-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:08:10 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-30 17:02:49 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729079
- Filed Document
- 0000910680-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:02:49 UTC
- Type of Offering
- D
- Industry
- Investment Banking
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-01-30 17:01:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665273
- Filed Document
- 0001727572-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 17:01:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 16:59:21 UTC |
- Amount To Be Raised
- $2,525,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729555
- Filed Document
- 0001729555-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:59:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-01-30 16:55:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Funds Distributor, LLC
- CIK Number
- 0001553303
- Filed Document
- 0001315863-18-000109
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:55:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-30 16:50:42 UTC |
- Amount To Be Raised
- $340,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729436
- Filed Document
- 0001729436-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:50:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-30 16:50:02 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- SC Distributors, LLC, Frontier Solutions, LLC, Niagara International Capital Limited, McDonald Partners LLC, The Oak Ridge Financial Services Group, Inc., Ausdal Financial Partners, Inc., NTB Financial Corporation, Moloney Securities Co., Inc., International Assets Advisory, LLC, David A. Noyes & Company, TCFG Wealth Management, LLC, and Crown Capital Securities, L.P.
- CIK Number
- 0001550453
- Filed Document
- 0001716366-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:50:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account VA 199
See All Filings
|
D |
2018-01-30 16:47:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Lion Street Financial, LLC
- CIK Number
- 0001728932
- Filed Document
- 0001728932-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:47:37 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 16:46:18 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001290658
- Filed Document
- 0001553997-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:46:18 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2018-01-30 16:45:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534003
- Filed Document
- 0001534003-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:45:43 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 16:45:23 UTC |
- Amount To Be Raised
- $176,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729210
- Filed Document
- 0001729210-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:45:23 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-30 16:44:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709949
- Filed Document
- 0001709949-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:44:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-30 16:44:05 UTC |
- Amount To Be Raised
- $20,000,000
- Associated Brokers / Dealers
- Adam Spangenthal
- CIK Number
- 0001729596
- Filed Document
- 0001683168-18-000257
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:44:05 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2018-01-30 16:43:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709948
- Filed Document
- 0001709948-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:43:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-01-30 16:39:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC
- CIK Number
- 0001709576
- Filed Document
- 0001709576-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:39:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 16:32:59 UTC |
- Amount To Be Raised
- $8,510,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729249
- Filed Document
- 0001729249-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:32:59 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-30 16:27:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729826
- Filed Document
- 0001729826-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:27:56 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-01-30 16:27:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001514301
- Filed Document
- 0001514301-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:27:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-01-30 16:24:52 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Uhlmann Price Securities, LLC, Intl Custody & Clearing Solutions Inc., Wells Fargo Advisors, LLC, McDonald Partners LLC, Stephens, and Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001462567
- Filed Document
- 0001462567-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:24:52 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-01-30 16:24:03 UTC |
- Amount To Be Raised
- $9,234,256
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001328409
- Filed Document
- 0001245105-18-000029
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:24:03 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-01-30 16:14:39 UTC |
- Amount To Be Raised
- $1,718,177
- Associated Brokers / Dealers
- None
- CIK Number
- 0001706418
- Filed Document
- 0001706418-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-01-30 16:14:39 UTC
- Type of Offering
- D
- Industry
- Business Services
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|