|
|
D |
2019-12-19 11:47:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797418
- Filed Document
- 0001797418-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:47:12 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-19 11:44:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- McCutchen Group, LLC
- CIK Number
- 0001308869
- Filed Document
- 0001795431-19-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:44:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-19 11:41:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796765
- Filed Document
- 0001796765-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:41:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-19 11:40:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- McCutchen Group, LLC and Citigroup Global Markets Inc.
- CIK Number
- 0001306355
- Filed Document
- 0001795431-19-000012
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:40:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-19 11:40:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001560047
- Filed Document
- 0001560047-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:40:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-19 11:38:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000833100
- Filed Document
- 0000833100-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:38:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-19 11:38:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796764
- Filed Document
- 0001796764-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:38:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-19 11:38:23 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes
- CIK Number
- 0001797133
- Filed Document
- 0001797133-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:38:23 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 11:26:40 UTC |
- Amount To Be Raised
- $1,800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797379
- Filed Document
- 0001235802-19-000140
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:26:40 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 11:23:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796641
- Filed Document
- 0001796641-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:23:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-19 11:20:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795670
- Filed Document
- 0001795670-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:20:18 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-19 11:14:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692559
- Filed Document
- 0001692559-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:14:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-19 11:14:17 UTC |
- Amount To Be Raised
- $125,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796996
- Filed Document
- 0001015325-19-000040
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:14:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 11:08:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable and Not Applicable
- CIK Number
- 0001797406
- Filed Document
- 0001797406-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:08:24 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-19 11:06:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001537195
- Filed Document
- 0001013594-19-000764
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:06:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-19 11:05:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001456555
- Filed Document
- 0001013594-19-000763
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:05:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 11:04:54 UTC |
- Amount To Be Raised
- $1,254,566
- Associated Brokers / Dealers
- Forge Markets LLC
- CIK Number
- 0001784688
- Filed Document
- 0001793699-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:04:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-19 11:00:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622405
- Filed Document
- 0000919574-19-007728
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:00:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 11:00:13 UTC |
- Amount To Be Raised
- $79,994
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001795177
- Filed Document
- 0001793699-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 11:00:13 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Wellington Hadley Harbor Master Investors (Cayman) III L.P.
See All Filings
|
D |
2019-12-19 10:59:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- CITIGROUP GLOBAL MARKETS INC. and CITI PRIVATE ADVISORY, LLC
- CIK Number
- 0001787088
- Filed Document
- 0001787088-19-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:59:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 10:59:36 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001759946
- Filed Document
- 0001759946-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:59:36 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 10:59:29 UTC |
- Amount To Be Raised
- $401,229
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001793699
- Filed Document
- 0001793699-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:59:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 10:58:40 UTC |
- Amount To Be Raised
- $1,260,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001735650
- Filed Document
- 0001735650-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:58:40 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-19 10:56:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001787090
- Filed Document
- 0001787088-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:56:44 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 10:55:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wellington Management Advisers, Inc.
- CIK Number
- 0001787091
- Filed Document
- 0001787088-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:55:48 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-19 10:55:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001387215
- Filed Document
- 0000919574-19-007726
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:55:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 10:52:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Evercore Group LLC
- CIK Number
- 0001797343
- Filed Document
- 0001797343-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:52:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- LUXEMBOURG
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 10:48:35 UTC |
- Amount To Be Raised
- $5,302,511
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797256
- Filed Document
- 0001797256-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:48:35 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 10:46:21 UTC |
- Amount To Be Raised
- $1,735,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795606
- Filed Document
- 0000897069-19-000543
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:46:21 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-19 10:40:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509885
- Filed Document
- 0000919574-19-007724
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:40:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-19 10:39:00 UTC |
- Amount To Be Raised
- $1,858,350
- Associated Brokers / Dealers
- Eaton Partners, LLC
- CIK Number
- 0001792054
- Filed Document
- 0001792054-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:39:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-19 10:37:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001509884
- Filed Document
- 0000919574-19-007722
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:37:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-19 10:32:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458808
- Filed Document
- 0000919574-19-007720
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:32:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-19 10:31:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Afame Onwuka
- CIK Number
- 0001738066
- Filed Document
- 0001738066-19-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:31:59 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 10:25:53 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes
- CIK Number
- 0001797267
- Filed Document
- 0001797267-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:25:53 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-19 10:25:24 UTC |
- Amount To Be Raised
- $111,158,350
- Associated Brokers / Dealers
- Eaton Partners, LLC
- CIK Number
- 0001754738
- Filed Document
- 0001754738-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:25:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-19 10:20:19 UTC |
- Amount To Be Raised
- $650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001491281
- Filed Document
- 0001491281-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:20:19 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 10:17:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795324
- Filed Document
- 0001376474-19-000303
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:17:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2019-12-19 10:15:23 UTC |
- Amount To Be Raised
- $1,546,226
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797031
- Filed Document
- 0000898432-19-001514
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:15:23 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-19 10:05:03 UTC |
- Amount To Be Raised
- $7,242,200
- Associated Brokers / Dealers
- Dempsey Lord Smith, LLC, Cabin Securities, Inc., Cabot Lodge Securities LLC, and Emerson Equity LLC
- CIK Number
- 0001793280
- Filed Document
- 0001793280-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:05:03 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 10:04:38 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- Maxim Group LLC
- CIK Number
- 0001693871
- Filed Document
- 0001465818-19-000038
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:04:38 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 10:04:34 UTC |
- Amount To Be Raised
- $304,847
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001797286
- Filed Document
- 0001797286-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 10:04:34 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-19 09:43:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Constellar Capital Partners Hong Kong Limited
- CIK Number
- 0001489003
- Filed Document
- 0000919574-19-007718
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 09:43:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 09:39:39 UTC |
- Amount To Be Raised
- $14,368,421
- Associated Brokers / Dealers
- Crescent Securities Group, Inc., DAI Securities, LLC, WestPark Capital, Inc., and JRL Capital Corporation
- CIK Number
- 0001795704
- Filed Document
- 0001596771-19-000149
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 09:39:39 UTC
- Type of Offering
- D
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Mineral Property
|
|
|
D/A |
2019-12-19 09:38:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001692950
- Filed Document
- 0001692950-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 09:38:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 09:37:54 UTC |
- Amount To Be Raised
- $129,300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794978
- Filed Document
- 0001794978-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 09:37:54 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
Lombard International Life Assurance Co Separate Account VA 262
See All Filings
|
D |
2019-12-19 09:31:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kestra Investment Services, LLC and Kestra Investment Services, LLC
- CIK Number
- 0001796871
- Filed Document
- 0001796871-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 09:31:02 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-19 09:27:52 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001794232
- Filed Document
- 0001794232-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 09:27:52 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-19 09:21:42 UTC |
- Amount To Be Raised
- $231,668
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001411942
- Filed Document
- 0001411942-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-19 09:21:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D/A |
2019-12-19 09:15:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wedbush Securities Inc. and Capital Management Partners, Inc.
- CIK Number
- 0001224907
- Filed Document
- 0001224907-19-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-12-19 09:15:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|