Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Knocking Inc. See All Filings	D	2019-12-30 12:59:23 UTC
Amount To Be Raised $3,865,000 Associated Brokers / Dealers N/A CIK Number 0001798123 Filed Document 0001798123-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:59:23 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fallbrook Mortgage Fund LLC See All Filings	D	2019-12-30 12:59:09 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001798151 Filed Document 0001798151-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:59:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMERSON POINT CAPITAL HORIZON PARTNERS LP See All Filings	D/A	2019-12-30 12:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722074 Filed Document 0000950142-19-002578 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:58:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EMERSON POINT CAPITAL HORIZON OVERSEAS LP See All Filings	D/A	2019-12-30 12:56:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001722071 Filed Document 0000950142-19-002577 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:56:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CDx Medical Holdings, Inc. See All Filings	D	2019-12-30 12:56:53 UTC
Amount To Be Raised $17,344,086 Associated Brokers / Dealers N/A CIK Number 0001797990 Filed Document 0001797990-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:56:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ashmore EM Active Equity Fund LP See All Filings	D	2019-12-30 12:56:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001793873 Filed Document 0001793873-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:56:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Foundation CREF Funding LLC See All Filings	D	2019-12-30 12:53:02 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001798153 Filed Document 0001798153-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-30 12:53:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
CA Student Living Income & Growth REIT, LLC See All Filings	D	2019-12-30 12:52:31 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001798145 Filed Document 0001798145-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:52:31 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CA Student Living Income & Growth HoldCo REIT, LLC See All Filings	D	2019-12-30 12:46:53 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001798146 Filed Document 0001798146-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:46:53 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fan Label LLC See All Filings	D/A	2019-12-30 12:46:44 UTC
Amount To Be Raised $3,525,000 Associated Brokers / Dealers N/A CIK Number 0001698379 Filed Document 0001698379-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:46:44 UTC Type of Offering D/A Industry Business Services Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Debt
EVERGREEN BANCSHARES INC See All Filings	D	2019-12-30 12:35:12 UTC
Amount To Be Raised $7,700,011 Associated Brokers / Dealers N/A CIK Number 0001756744 Filed Document 0001756744-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:35:12 UTC Type of Offering D Industry Commercial Banking Principal Place of Business UNITED STATES Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
KINGMAKERS, INC. See All Filings	D/A	2019-12-30 12:26:08 UTC
Amount To Be Raised $12,500,000 Associated Brokers / Dealers N/A CIK Number 0001780468 Filed Document 0001780468-19-000005 Exclusions or Exemptions 506c Accepted Date 2019-12-30 12:26:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Caius Capital Financials Fund See All Filings	D	2019-12-30 12:25:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797407 Filed Document 0001315863-19-000989 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:25:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 506 See All Filings	D	2019-12-30 12:24:30 UTC
Amount To Be Raised $1,874,615 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001795180 Filed Document 0001794207-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:24:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Father & Son Mobile Business See All Filings	C	2019-12-30 12:24:11 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $95,000 CIK Number 0001797164 Filed Document 0001746059-19-000109 Accepted Date 2019-12-30 12:24:11 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
EquityZen Growth Technology Fund LLC - Series 503 See All Filings	D	2019-12-30 12:23:14 UTC
Amount To Be Raised $185,003 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001794208 Filed Document 0001794207-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:23:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 502 See All Filings	D	2019-12-30 12:22:04 UTC
Amount To Be Raised $580,977 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001794207 Filed Document 0001794207-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:22:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CDx Medical Holdings, Inc. See All Filings	D	2019-12-30 12:22:01 UTC
Amount To Be Raised $17,344,086 Associated Brokers / Dealers N/A CIK Number 0001797990 Filed Document 0001797990-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:22:01 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Iron Ox, Inc. See All Filings	D	2019-12-30 12:19:53 UTC
Amount To Be Raised $6,999,997 Associated Brokers / Dealers N/A CIK Number 0001726372 Filed Document 0001727284-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:19:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Green Falcon Investors IV, L.P. See All Filings	D/A	2019-12-30 12:18:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797836 Filed Document 0001797836-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:18:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
One Roq Spirits, LLC See All Filings	C/A	2019-12-30 12:17:13 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,000,000 CIK Number 0001755802 Filed Document 0001665160-19-001255 Accepted Date 2019-12-30 12:17:13 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Common Stock State NEW YORK
Coastal Enterprises, Inc. See All Filings	D/A	2019-12-30 12:16:48 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers N/A CIK Number 0001706246 Filed Document 0001706246-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:16:48 UTC Type of Offering D/A Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Schroder All-ILS Fund Ltd. See All Filings	D/A	2019-12-30 12:16:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565659 Filed Document 0001565659-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:16:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vizsla Resources Corp. See All Filings	D	2019-12-30 12:08:16 UTC
Amount To Be Raised $111,284 Associated Brokers / Dealers N/A CIK Number 0001796073 Filed Document 0001796073-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-30 12:08:16 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Icarus Blockchain Group Inc. See All Filings	C/A	2019-12-30 12:07:09 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001759483 Filed Document 0001665160-19-001254 Accepted Date 2019-12-30 12:07:09 UTC Type of Offering C/A Security Offered Amount 5,988 Security Offered Type Other State SURINAME
Pill Club Holdings, Inc. See All Filings	D	2019-12-30 12:05:28 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001719865 Filed Document 0001719865-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:05:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
forTRA Health, Inc. See All Filings	D	2019-12-30 12:02:59 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001727284 Filed Document 0001727284-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:02:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oribel Capital Partners Offshore, Ltd. See All Filings	D/A	2019-12-30 12:02:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001662242 Filed Document 0001013594-19-000776 Exclusions or Exemptions 506b Accepted Date 2019-12-30 12:02:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WPT BR I, LLC See All Filings	D	2019-12-30 11:59:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797363 Filed Document 0001797363-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:59:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue A Development, LLC See All Filings	D	2019-12-30 11:57:19 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797366 Filed Document 0001797366-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:57:19 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Avenue A Development II, LLC See All Filings	D	2019-12-30 11:55:26 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797364 Filed Document 0001797364-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:55:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Spruce House Partnership (QP) LP See All Filings	D	2019-12-30 11:55:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797552 Filed Document 0001567619-19-023663 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:55:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Platform RES V REIT, LLC See All Filings	D	2019-12-30 11:50:35 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797242 Filed Document 0001797242-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:50:35 UTC Type of Offering D Industry REITS and Finance Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Neighbor Storage, Inc. See All Filings	D	2019-12-30 11:50:09 UTC
Amount To Be Raised $8,999,995 Associated Brokers / Dealers N/A CIK Number 0001712600 Filed Document 0001712600-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:50:09 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Benedict Value Fund, L.P. See All Filings	D/A	2019-12-30 11:48:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726610 Filed Document 0001013594-19-000775 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:48:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Four Seasons Apartments, LLC See All Filings	D	2019-12-30 11:48:01 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001798235 Filed Document 0001445866-19-001468 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:48:01 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Debt
Growthline Capital Partners LP See All Filings	D/A	2019-12-30 11:46:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kirk T. Rostron CIK Number 0001760847 Filed Document 0001013594-19-000774 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:46:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Magnolia Terrace Partnership LLC See All Filings	D	2019-12-30 11:46:14 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001798237 Filed Document 0001445866-19-001467 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:46:14 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PCP-LION-HIP19, LLC See All Filings	D	2019-12-30 11:43:43 UTC
Amount To Be Raised $960,000 Associated Brokers / Dealers N/A CIK Number 0001785317 Filed Document 0001785317-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:43:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Freedom Capital Income Fund, LLC See All Filings	D	2019-12-30 11:38:46 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001798099 Filed Document 0001798099-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-30 11:38:46 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Oribel Capital Partners, LP See All Filings	D/A	2019-12-30 11:32:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard Landsberger CIK Number 0001662146 Filed Document 0001013594-19-000773 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:32:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STATE FARM MUTUAL AUTOMOBILE INSURANCE CO See All Filings	D/A	2019-12-30 11:32:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000315032 Filed Document 0001209191-19-062068 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:32:18 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Royshan Asset Management, LLC. See All Filings	D/A	2019-12-30 11:32:16 UTC
Amount To Be Raised $103,500,000 Associated Brokers / Dealers NONE CIK Number 0001607353 Filed Document 0001607353-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-30 11:32:16 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
ROCKLAND PJM FEEDER, LP See All Filings	D	2019-12-30 11:25:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group, LLC CIK Number 0001797981 Filed Document 0001567619-19-023660 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:25:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ROCKLAND PJM PARTNERS, LP See All Filings	D	2019-12-30 11:24:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group, LLC CIK Number 0001797808 Filed Document 0001567619-19-023659 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:24:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Appriza Pay LLC See All Filings	D	2019-12-30 11:17:11 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers None CIK Number 0001797810 Filed Document 0001797810-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:17:11 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Surgimatix, Inc. See All Filings	D	2019-12-30 11:15:17 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001529483 Filed Document 0001529483-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 11:15:17 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
4 Mile Farm Investors, LLC See All Filings	D	2019-12-30 11:01:29 UTC
Amount To Be Raised $8,100,000 Associated Brokers / Dealers Bridge Capital Associates, Inc. and Bridge Capital Associates, Inc. CIK Number 0001797391 Filed Document 0001791454-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-12-30 11:01:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
SitTight, Inc. See All Filings	C/A	2019-12-30 10:59:38 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001786194 Filed Document 0001665160-19-001253 Accepted Date 2019-12-30 10:59:38 UTC Type of Offering C/A Security Offered Amount 9,523 Security Offered Type Common Stock State NEVADA
Dimension Inx, LLC See All Filings	D	2019-12-30 10:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797972 Filed Document 0001797972-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 10:51:13 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity