Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BUENA VISTA BANCORP INC See All Filings	D	2019-12-20 09:56:24 UTC
Amount To Be Raised $130,389 Associated Brokers / Dealers N/A CIK Number 0000845926 Filed Document 0000845926-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 09:56:24 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Zodius Growth Fund LP See All Filings	D	2019-12-20 09:55:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001783856 Filed Document 0001567619-19-023468 Exclusions or Exemptions 506b Accepted Date 2019-12-20 09:55:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
Marshall Wace Funds PLC - MW TOPS Fund See All Filings	D/A	2019-12-20 09:54:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504530 Filed Document 0000902664-19-004639 Exclusions or Exemptions 506b Accepted Date 2019-12-20 09:54:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Managed Accounts ICAV - MW Eureka Plus Fund See All Filings	D/A	2019-12-20 09:47:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725924 Filed Document 0000902664-19-004638 Exclusions or Exemptions 506b Accepted Date 2019-12-20 09:47:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HARBOR SPRING CAPITAL PARTNERS OFFSHORE, LTD. See All Filings	D/A	2019-12-20 09:47:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597229 Filed Document 0000919574-19-007739 Exclusions or Exemptions 506b Accepted Date 2019-12-20 09:47:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Crypto Asset Rating Inc. See All Filings	D	2019-12-20 09:14:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739584 Filed Document 0001786044-19-000003 Exclusions or Exemptions 506c Accepted Date 2019-12-20 09:14:48 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Other
Marpipe, Inc. See All Filings	D	2019-12-20 08:58:30 UTC
Amount To Be Raised $883,917 Associated Brokers / Dealers N/A CIK Number 0001786044 Filed Document 0001786044-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 08:58:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP & Midstream Income Fund, LP See All Filings	D/A	2019-12-20 08:48:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Salient Capital, L.P., Applied Capital, LLC, PHILLIP MICHAEL PLANT, and Hightower Securities, LLC CIK Number 0001685892 Filed Document 0001589065-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 08:48:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Salient MLP Total Return Fund, L.P. See All Filings	D/A	2019-12-20 08:44:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EDI Financial Inc., UMB Financial Services, Inc., Morgan Stanley Smith Barney LLC, Stifel, Nicolaus & Company, Incorporated, USCA Securities, LLC, Salient Capital L.P., Applied Capital, LLC, and Hightower Securities LLC CIK Number 0001589065 Filed Document 0001589065-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 08:44:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Transition Fund I-E, L.P. See All Filings	D	2019-12-20 08:20:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797278 Filed Document 0001797277-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 08:20:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Transition Fund I-B, L.P. See All Filings	D	2019-12-20 08:18:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797277 Filed Document 0001797277-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 08:18:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Neurotez Inc. See All Filings	C/A	2019-12-20 08:17:45 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $500,000 CIK Number 0001725567 Filed Document 0001669191-19-000424 Accepted Date 2019-12-20 08:17:45 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State NEW JERSEY
EnCap Energy Transition Fund I-A, L.P. See All Filings	D	2019-12-20 08:16:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797276 Filed Document 0001797276-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 08:16:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
RWC Horizon Equity Fund LP See All Filings	D/A	2019-12-20 06:46:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001725495 Filed Document 0000902664-19-004637 Exclusions or Exemptions 506b Accepted Date 2019-12-20 06:46:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marshall Wace Funds PLC - MW Market Neutral TOPS Fund See All Filings	D/A	2019-12-20 06:33:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504525 Filed Document 0000902664-19-004636 Exclusions or Exemptions 506b Accepted Date 2019-12-20 06:33:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Multi-Strategy Fund See All Filings	D/A	2019-12-20 06:16:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC and Modern Capital Group Ltd. CIK Number 0001391842 Filed Document 0000902664-19-004635 Exclusions or Exemptions 506b Accepted Date 2019-12-20 06:16:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polar Multi-Strategy Fund (US) LP See All Filings	D/A	2019-12-20 06:10:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hamilton Miller Investments, LLC, Modern Capital Group Ltd., and RBC Capital Markets LLC CIK Number 0001455515 Filed Document 0000902664-19-004634 Exclusions or Exemptions 506b Accepted Date 2019-12-20 06:10:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TACOTOPIA, Inc. See All Filings	C	2019-12-19 21:57:46 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,999 CIK Number 0001792745 Filed Document 0001665160-19-001240 Accepted Date 2019-12-19 21:57:46 UTC Type of Offering C Security Offered Amount 12,820 Security Offered Type Other State ARIZONA
Prime Lightworks Inc. See All Filings	C	2019-12-19 21:25:09 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,999 CIK Number 0001681290 Filed Document 0001665160-19-001237 Accepted Date 2019-12-19 21:25:09 UTC Type of Offering C Security Offered Amount 4,854 Security Offered Type Common Stock State CALIFORNIA
One More Game, Inc. See All Filings	D	2019-12-19 21:24:35 UTC
Amount To Be Raised $5,670,000 Associated Brokers / Dealers N/A CIK Number 0001795157 Filed Document 0001795157-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-19 21:24:35 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Companion CBD, Inc. See All Filings	C	2019-12-19 20:46:33 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001794140 Filed Document 0001665160-19-001235 Accepted Date 2019-12-19 20:46:33 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State ARIZONA
GILMORE HOMES - GILMORE LOANS, LLC See All Filings	1-A/A	2019-12-19 20:44:37 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001350455 Filed Document 0001350455-19-000014 Accepted Date 2019-12-19 20:44:37 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $0 State of Jurisdiction GEORGIA Type of Security Equity (common or preferred stock)
GolfSuites 3, Inc. See All Filings	1-A/A	2019-12-19 20:33:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Dalmore Group, LLC CIK Number 0001774903 Filed Document 0001104659-19-074538 Accepted Date 2019-12-19 20:33:58 UTC Type of Offering 1-A/A Industry SERVICES-AMUSEMENT & RECREATION SERVICES Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Mobileoffer, Inc. See All Filings	D	2019-12-19 20:05:38 UTC
Amount To Be Raised $11,900,000 Associated Brokers / Dealers N/A CIK Number 0001683951 Filed Document 0001683951-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-19 20:05:38 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
R7 Partners Fund II, LP See All Filings	D/A	2019-12-19 19:59:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001739649 Filed Document 0001393725-19-000136 Exclusions or Exemptions 506b Accepted Date 2019-12-19 19:59:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C3 Ltd. See All Filings	D	2019-12-19 19:51:13 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Blockchain Triangle CIK Number 0001796701 Filed Document 0001796701-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-19 19:51:13 UTC Type of Offering D Industry Investing Principal Place of Business RHODE ISLAND Revenue or Assets $Not Applicable Type of Security Equity
Gecko Robotics, Inc. See All Filings	D	2019-12-19 19:34:47 UTC
Amount To Be Raised $39,999,950 Associated Brokers / Dealers N/A CIK Number 0001747029 Filed Document 0001747029-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-19 19:34:47 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Tougher, Inc. See All Filings	D	2019-12-19 19:34:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001751715 Filed Document 0001751715-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-19 19:34:32 UTC Type of Offering D Industry Retailing Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
GDP Haven Elgin LLC See All Filings	D	2019-12-19 19:30:43 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001797046 Filed Document 0001797046-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-19 19:30:43 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HighGear Ventures Secondary II, LP See All Filings	D	2019-12-19 19:25:02 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001797454 Filed Document 0001797454-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-19 19:25:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Live Data Technologies, Inc. See All Filings	D	2019-12-19 19:08:19 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001770727 Filed Document 0001770727-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-19 19:08:19 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FH Equip LLC See All Filings	D	2019-12-19 18:57:26 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001797140 Filed Document 0001797140-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-19 18:57:26 UTC Type of Offering D Industry Business Services Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Third Lake RE Multifamily Fund II, LP See All Filings	D	2019-12-19 18:54:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796832 Filed Document 0001796832-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-19 18:54:50 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
TutorMundi, Inc. See All Filings	D	2019-12-19 18:52:29 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001687046 Filed Document 0001687046-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-19 18:52:29 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CALTIERTXI LLC See All Filings	D	2019-12-19 18:47:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001797352 Filed Document 0001797352-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-19 18:47:48 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CALTIERAZI LLC See All Filings	D	2019-12-19 18:46:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001797295 Filed Document 0001797295-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-19 18:46:52 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Clear Springs Resort, LLC See All Filings	D	2019-12-19 18:41:12 UTC
Amount To Be Raised $6,136,000 Associated Brokers / Dealers Ricardo Gonzalez CIK Number 0001796679 Filed Document 0001445866-19-001453 Exclusions or Exemptions 506c Accepted Date 2019-12-19 18:41:12 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Third Lake RE PH Development Fund I, LP See All Filings	D	2019-12-19 18:40:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790149 Filed Document 0001790149-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-19 18:40:14 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
3 Some Chocolates Cuisine, Inc See All Filings	C	2019-12-19 18:36:43 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001793447 Filed Document 0001670254-19-000720 Accepted Date 2019-12-19 18:36:43 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State NEW YORK
Karaganda, LLC See All Filings	C/A	2019-12-19 18:36:13 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001758617 Filed Document 0001665160-19-001233 Accepted Date 2019-12-19 18:36:13 UTC Type of Offering C/A Security Offered Amount 100 Security Offered Type Common Stock State CALIFORNIA
Barcon LLC See All Filings	D	2019-12-19 18:33:31 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001797114 Filed Document 0001797114-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-19 18:33:31 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Imaginary Venture Capital Partners II, L.P. See All Filings	D	2019-12-19 18:33:19 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001797197 Filed Document 0001797197-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-19 18:33:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Third Lake RE Senior Living Fund I, LP See All Filings	D	2019-12-19 18:25:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001790129 Filed Document 0001790129-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-19 18:25:09 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
BLACKWOOD HOLDINGS LLC See All Filings	D	2019-12-19 18:17:19 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001754186 Filed Document 0001754186-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-19 18:17:19 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Derby TopCo, Inc. See All Filings	D	2019-12-19 18:15:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001791309 Filed Document 0001791309-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-19 18:15:22 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Little Portugal OZ Fund LP See All Filings	D	2019-12-19 18:07:09 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001796484 Filed Document 0001796484-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-19 18:07:09 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TORO DATA LABS, INC See All Filings	D	2019-12-19 18:06:14 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001797457 Filed Document 0001797457-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-19 18:06:14 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
BDC Fund II, LP See All Filings	D/A	2019-12-19 18:03:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Diron M. Tappin CIK Number 0001478053 Filed Document 0001095449-19-000075 Exclusions or Exemptions 506c Accepted Date 2019-12-19 18:03:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zark Parking Solutions, Inc. See All Filings	D	2019-12-19 18:01:04 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001790505 Filed Document 0001790505-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-19 18:01:04 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Canvas Ventures 3, L.P. See All Filings	D	2019-12-19 18:00:21 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001796266 Filed Document 0001796266-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-19 18:00:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund