|
|
D |
2018-02-06 11:16:49 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield
- CIK Number
- 0001730119
- Filed Document
- 0001730119-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 11:16:49 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-06 11:11:14 UTC |
- Amount To Be Raised
- $110,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001500443
- Filed Document
- 0001500443-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 11:11:14 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- IOWA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-02-06 11:07:52 UTC |
- Amount To Be Raised
- $13,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001650676
- Filed Document
- 0001650676-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 11:07:52 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-06 11:03:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001435277
- Filed Document
- 0001729432-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 11:03:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 11:02:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498873
- Filed Document
- 0000902664-18-000661
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 11:02:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 11:01:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469351
- Filed Document
- 0000902664-18-000660
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 11:01:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-06 11:00:44 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001483646
- Filed Document
- 0001065949-18-000016
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 11:00:44 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- COLORADO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-02-06 10:59:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661980
- Filed Document
- 0001661980-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:59:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-06 10:58:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001469487
- Filed Document
- 0000902664-18-000659
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:58:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 10:57:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550401
- Filed Document
- 0000902664-18-000658
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:57:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-06 10:56:17 UTC |
- Amount To Be Raised
- $152,284,264
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727877
- Filed Document
- 0001727877-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:56:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-06 10:56:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001622388
- Filed Document
- 0000902664-18-000657
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:56:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 10:55:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525804
- Filed Document
- 0000902664-18-000656
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:55:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 10:53:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001498872
- Filed Document
- 0000902664-18-000655
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:53:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 10:50:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Liability Solutions Limited and Liability Solutions Limited
- CIK Number
- 0001460365
- Filed Document
- 0000902664-18-000654
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:50:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 10:49:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Liability Solutions Limited
- CIK Number
- 0001460966
- Filed Document
- 0000902664-18-000653
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:49:22 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 10:47:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580570
- Filed Document
- 0000902664-18-000652
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:47:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 10:46:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580571
- Filed Document
- 0000902664-18-000651
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:46:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 10:45:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000927020
- Filed Document
- 0000902664-18-000650
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:45:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-06 10:40:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729991
- Filed Document
- 0001729991-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:40:17 UTC
- Type of Offering
- D
- Industry
- Investing
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-06 10:22:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001661979
- Filed Document
- 0001661979-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:22:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-06 10:18:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730505
- Filed Document
- 0001730505-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:18:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 10:10:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- VNTR Securities LLC
- CIK Number
- 0001706203
- Filed Document
- 0001213900-18-001327
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:10:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-06 10:08:22 UTC |
- Amount To Be Raised
- $900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724234
- Filed Document
- 0001724234-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:08:22 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-06 10:07:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001599139
- Filed Document
- 0000919574-18-000857
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:07:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-06 10:06:44 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001423222
- Filed Document
- 0001405086-18-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:06:44 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Multi-Advisor Funds U.S. Equities Fund - Vulcan Value Partners, LLC
See All Filings
|
D/A |
2018-02-06 10:03:48 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001649950
- Filed Document
- 0001405086-18-000025
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:03:48 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-06 10:02:54 UTC |
- Amount To Be Raised
- $13,800,000
- Associated Brokers / Dealers
- NHCohen Capital LLC
- CIK Number
- 0001724046
- Filed Document
- 0001724046-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:02:54 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
MULTI-ADVISOR FUNDS SMALL VALUE FUND- VAUGHAN NELSON INVESTMENT MANAGEMENT, LP
See All Filings
|
D/A |
2018-02-06 10:01:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001458298
- Filed Document
- 0001405086-18-000024
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 10:01:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
MULTI-ADVISOR FUNDS INTERNATIONAL FUND - ROBERT W. BAIRD & CO. INC. (CHAUTAUQUA CAPITAL MANAGEMENT GROUP)
See All Filings
|
D/A |
2018-02-06 09:58:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001577658
- Filed Document
- 0001405086-18-000023
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:58:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-06 09:56:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001544906
- Filed Document
- 0001405086-18-000022
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:56:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
MULTI-ADVISOR FUNDS GLOBAL EMERGING MARKETS FUND - STEWART INVESTORS
See All Filings
|
D/A |
2018-02-06 09:54:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001423236
- Filed Document
- 0001405086-18-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:54:16 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-06 09:53:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001569641
- Filed Document
- 0001569641-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:53:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
MULTI-ADVISOR FUNDS GLOBAL EQUITY FUND-GENERATION INVESTMENT MANAGEMENT US LLP
See All Filings
|
D/A |
2018-02-06 09:51:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464036
- Filed Document
- 0001405086-18-000020
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:51:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-06 09:49:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611034
- Filed Document
- 0001405086-18-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:49:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-06 09:49:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001689712
- Filed Document
- 0001689712-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:49:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-06 09:46:53 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724249
- Filed Document
- 0001724249-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:46:53 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-06 09:45:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724176
- Filed Document
- 0001724176-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:45:33 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
MULTI-ADVISOR FUNDS ENERGY INFRASTRUCTURE FUND - EAGLE GLOBAL ADVISORS, LLC
See All Filings
|
D/A |
2018-02-06 09:45:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653796
- Filed Document
- 0001405086-18-000018
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:45:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-06 09:44:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001695104
- Filed Document
- 0001695104-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:44:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-06 09:44:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001724250
- Filed Document
- 0001724250-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:44:11 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 09:43:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001568309
- Filed Document
- 0001568309-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:43:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-06 09:27:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729768
- Filed Document
- 0000945621-18-000060
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:27:17 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-06 09:12:42 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001545104
- Filed Document
- 0001545104-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:12:42 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-06 09:00:53 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001726578
- Filed Document
- 0001726578-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 09:00:53 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D/A |
2018-02-06 08:49:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001382710
- Filed Document
- 0001144204-18-005862
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 08:49:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-06 06:23:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554040
- Filed Document
- 0000902664-18-000644
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 06:23:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-06 06:16:42 UTC |
- Amount To Be Raised
- $4,954,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001334325
- Filed Document
- 0001493152-18-001491
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 06:16:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-02-06 06:14:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554016
- Filed Document
- 0000902664-18-000643
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 06:14:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-06 06:04:31 UTC |
- Amount To Be Raised
- $60,000,000
- Associated Brokers / Dealers
- Canaccord Genuity Inc. and Palladium Capital Advisors, LLC
- CIK Number
- 0001040792
- Filed Document
- 0001213900-18-001319
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-06 06:04:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|