Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NOHMs Technologies, Inc. See All Filings	D	2019-12-20 13:56:03 UTC
Amount To Be Raised $3,360,552 Associated Brokers / Dealers N/A CIK Number 0001548417 Filed Document 0001548417-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:56:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
TAYLOR INSURANCE SERIES LP - SERIES G See All Filings	D/A	2019-12-20 13:55:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464742 Filed Document 0001464742-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:55:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TAYLOR INSURANCE SERIES LP - SERIES C See All Filings	D/A	2019-12-20 13:53:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464743 Filed Document 0001464743-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:53:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Sound Point CLO Equity Fund-A Series of Taylor Insurance Series LP See All Filings	D/A	2019-12-20 13:53:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669944 Filed Document 0001669944-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:53:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Taylor Insurance Series LP -- Relative Value Strategies Series See All Filings	D/A	2019-12-20 13:51:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617839 Filed Document 0001464743-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:51:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Atlantic Oliver REIT, LLC See All Filings	D	2019-12-20 13:47:25 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001797627 Filed Document 0001797627-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:47:25 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Domain Metric Fund, LP See All Filings	D/A	2019-12-20 13:38:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001762192 Filed Document 0001012975-19-000796 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:38:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citimark Investors 2019, LLC See All Filings	D	2019-12-20 13:35:18 UTC
Amount To Be Raised $13,620,000 Associated Brokers / Dealers N/A CIK Number 0001796435 Filed Document 0001178858-19-000016 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:35:18 UTC Type of Offering D Industry Commercial Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Catalytic Opportunity LLC Series A See All Filings	D	2019-12-20 13:34:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001797357 Filed Document 0001477932-19-007219 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:34:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Catalytic Opportunity LLC Series A-1 See All Filings	D	2019-12-20 13:32:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001797400 Filed Document 0001477932-19-007217 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:32:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talson Partners, LP See All Filings	D/A	2019-12-20 13:31:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAIRVIEW SECURITIES, INC. CIK Number 0001466354 Filed Document 0001464743-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:31:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Talson Global Opportunities Fund, LP See All Filings	D/A	2019-12-20 13:26:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAIRVIEW SECURITIES, INC. CIK Number 0001534061 Filed Document 0001464743-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:26:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Choice Market Holdings, LLC See All Filings	D	2019-12-20 13:24:58 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001730860 Filed Document 0001730860-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:24:58 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Samsonite International S.A. See All Filings	D/A	2019-12-20 13:24:26 UTC
Amount To Be Raised $16,703,477 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001104659-19-074864 Exclusions or Exemptions 506c Accepted Date 2019-12-20 13:24:26 UTC Type of Offering D/A Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
SSC Partners II-A LP See All Filings	D	2019-12-20 13:23:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stifel, Nicolaus & Company, Incorporated CIK Number 0001797505 Filed Document 0001797505-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:23:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BWI Qualified Opportunity Fund LLC See All Filings	D	2019-12-20 13:22:29 UTC
Amount To Be Raised $6,600,000 Associated Brokers / Dealers None CIK Number 0001797620 Filed Document 0001797620-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-20 13:22:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Samsonite International S.A. See All Filings	D/A	2019-12-20 13:21:30 UTC
Amount To Be Raised $21,432,724 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001104659-19-074861 Exclusions or Exemptions 506c Accepted Date 2019-12-20 13:21:30 UTC Type of Offering D/A Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
Quaero Capital Funds (Lux) - New Europe See All Filings	D/A	2019-12-20 13:18:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001710859 Filed Document 0001710859-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:18:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WESTERN WEALTH CAPITAL LII US INVESTOR, LP See All Filings	D	2019-12-20 13:18:25 UTC
Amount To Be Raised $12,900,000 Associated Brokers / Dealers N/A CIK Number 0001797595 Filed Document 0001797595-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:18:25 UTC Type of Offering D Industry Residential Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Samsonite International S.A. See All Filings	D/A	2019-12-20 13:17:32 UTC
Amount To Be Raised $24,697,009 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001104659-19-074857 Exclusions or Exemptions 506c Accepted Date 2019-12-20 13:17:32 UTC Type of Offering D/A Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
Samsonite International S.A. See All Filings	D/A	2019-12-20 13:15:38 UTC
Amount To Be Raised $11,834,218 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001104659-19-074855 Exclusions or Exemptions 506c Accepted Date 2019-12-20 13:15:38 UTC Type of Offering D/A Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
Samsonite International S.A. See All Filings	D/A	2019-12-20 13:13:27 UTC
Amount To Be Raised $11,006,321 Associated Brokers / Dealers N/A CIK Number 0001598775 Filed Document 0001104659-19-074853 Exclusions or Exemptions 506c Accepted Date 2019-12-20 13:13:27 UTC Type of Offering D/A Industry Retailing Principal Place of Business LUXEMBOURG Revenue or Assets $Over $100,000,000 Type of Security Equity
BRIX REIT, Inc. See All Filings	1-A POS	2019-12-20 13:12:28 UTC
Amount To Be Raised $36,682,800 Associated Brokers / Dealers N/A CIK Number 0001723028 Filed Document 0001104659-19-074852 Accepted Date 2019-12-20 13:12:28 UTC Type of Offering 1-A POS Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $54,302 State of Jurisdiction MARYLAND Type of Security Equity (common or preferred stock)
TTCP RCM FUND, L.P. See All Filings	D	2019-12-20 13:09:28 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001797623 Filed Document 0001797623-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:09:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Lumatic Imagery LLC See All Filings	D	2019-12-20 13:01:15 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001797671 Filed Document 0001797671-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 13:01:15 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Quaero Capital Funds (Lux) - Cullen ESG US Value See All Filings	D/A	2019-12-20 12:53:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001787622 Filed Document 0001787622-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:53:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Lending Partners Europe II (Euro) RTD Feeder SCSp See All Filings	D	2019-12-20 12:53:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not Applicable CIK Number 0001796134 Filed Document 0001797406-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:53:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Debt
Phillips Entertainment Group Inc. See All Filings	C/A	2019-12-20 12:52:10 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,069,996 CIK Number 0001777011 Filed Document 0001665160-19-001243 Accepted Date 2019-12-20 12:52:10 UTC Type of Offering C/A Security Offered Amount 1,290 Security Offered Type Common Stock State CALIFORNIA
Quaero Capital Funds (Lux) - Accessible Clean Energy See All Filings	D/A	2019-12-20 12:51:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716803 Filed Document 0001716803-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:51:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMS Ventures, L.P. See All Filings	D/A	2019-12-20 12:50:09 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001723294 Filed Document 0001723294-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:50:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care East Venice, LLC See All Filings	D	2019-12-20 12:48:24 UTC
Amount To Be Raised $2,603,465 Associated Brokers / Dealers N/A CIK Number 0001797423 Filed Document 0001461373-19-000071 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:48:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
New York Distilling Company, LLC See All Filings	D	2019-12-20 12:47:58 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001468159 Filed Document 0001468159-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:47:58 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM1-V See All Filings	D/A	2019-12-20 12:45:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Andrew A Goldman, Brent Kinetz, Clune J Walsh III, Clune J Walsh Jr, David D Ehlert, David J Carroll, David J Taylor, David W Goldberg, Don E Garlikov, Donald Friedman, Donald Mehlig, Ezra Ripple, Gary Sitzmann, Guy Richard Thomas, H Richard Wehmeier, H Thomas Hollinger, Harry Levitt, J Davis Hunter, James A Cheney, James Davis, James E Cleary, James Kornreich, James Roberson, Jim Clary, John D Becker, John M Barry, John M Barry, John Meisenbach, Jordon R Katz, Lawton Nease, Luther Lockwood, Michael J Kiley, Milton H Cohn, Morey H Goldberg, Paul Silberberg, Peter S Miller, Richard F Swider, Stephen C Brown, Todd Mezrah, Tom Provow, Vernon Holleman III, Brad Morgan, Daniel J Wagner, David W Freely, Stephen Karp, Paul MacCaskill, Gerald I Applefield, Patrick Trammell, David Byers, William Wood, Michael Corrigan, and Richard Snipes CIK Number 0001132213 Filed Document 0001209191-19-061466 Exclusions or Exemptions 506c Accepted Date 2019-12-20 12:45:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYTHIC COLLECTION, LLC See All Filings	1-A POS	2019-12-20 12:44:52 UTC
Amount To Be Raised $194,060 Associated Brokers / Dealers N/A CIK Number 0001773026 Filed Document 0001477932-19-007214 Accepted Date 2019-12-20 12:44:52 UTC Type of Offering 1-A POS Industry RETAIL-HOBBY, TOY & GAME SHOPS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
OurCrowd (Investment in TTV) L.P. See All Filings	D	2019-12-20 12:44:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797264 Filed Document 0001797264-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:44:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Karmel SOF SPV LP See All Filings	D	2019-12-20 12:43:29 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001797478 Filed Document 0001797478-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:43:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quaero Capital Funds (Lux) - Smaller European Companies See All Filings	D/A	2019-12-20 12:40:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708856 Filed Document 0001708856-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:40:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Housey Pharmaceutical Research Laboratories, LLC See All Filings	D	2019-12-20 12:39:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001792234 Filed Document 0001792234-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:39:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Quaero Capital Funds (Lux) - Argonaut See All Filings	D/A	2019-12-20 12:37:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701916 Filed Document 0001701916-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:37:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quaero Capital Funds (Lux) - Yield Opportunities See All Filings	D/A	2019-12-20 12:34:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701917 Filed Document 0001701917-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:34:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Variable Account PPM1-R See All Filings	D/A	2019-12-20 12:32:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, David J. Carroll, Ernest T. Baptista, Jr., James A. Cheney, Jerome W. Tisser, and Morey H. Goldberg CIK Number 0001458492 Filed Document 0001209191-19-061462 Exclusions or Exemptions 506c Accepted Date 2019-12-20 12:32:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tempo Growth Fund LLC See All Filings	D	2019-12-20 12:31:28 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001797562 Filed Document 0001797562-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-20 12:31:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quaero Capital Funds (Lux) - Bamboo See All Filings	D/A	2019-12-20 12:29:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001701918 Filed Document 0001701918-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:29:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capsquare Asia Partners Fund II, L.P. See All Filings	D/A	2019-12-20 12:27:24 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001725058 Filed Document 0001725058-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:27:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co (U.S.A.) Separate Account PPM1-T See All Filings	D/A	2019-12-20 12:24:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brent Kinetz, Campbell Gerrish, Michael L. Silverberg, Milton H. Cohn, Michael Padon, Vernon Holleman III, Richard J. Chaffee, Kevin Bachler, Clune J. Walsh, Jr., Guy Richard Thomas, Michael Liebeskind, Eric Naison-Phillips, Gary Sitzmann, Edward C. Houghton, IV, David Wexler, Michael Liebeskinde, Ronald Greenberg, John E. Lagana, Cole Koeniger, and Thomas Rapp CIK Number 0001458488 Filed Document 0001209191-19-061460 Exclusions or Exemptions 506c Accepted Date 2019-12-20 12:24:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Variable Account PPM2-K See All Filings	D/A	2019-12-20 12:20:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James A. Cheney CIK Number 0001458491 Filed Document 0001209191-19-061458 Exclusions or Exemptions 506c Accepted Date 2019-12-20 12:20:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JOHN HANCOCK VARIABLE LIFE ACCOUNT PPM2-3 See All Filings	D/A	2019-12-20 12:18:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Dan Toney, David Byers, Gary Sitzmann, Guy Richard Thomas, James A. Cheney, James M. Pollock, John D. Becker, Patrick Trammell, and William Wood CIK Number 0001143982 Filed Document 0001209191-19-061456 Exclusions or Exemptions 506c Accepted Date 2019-12-20 12:18:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Acadian Liquid Multi-Alpha Equity Fund, LLC See All Filings	D/A	2019-12-20 12:17:27 UTC
Amount To Be Raised $4,336,033 Associated Brokers / Dealers Funds Distributor LLC CIK Number 0001729098 Filed Document 0001729098-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:17:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Peloton Equity II, L.P. See All Filings	D/A	2019-12-20 12:17:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PTP Securities, LLC CIK Number 0001732757 Filed Document 0001732757-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 12:17:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
John Hancock Life Insurance Co (U.S.A.) Separate Account P See All Filings	D/A	2019-12-20 12:12:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers John Ramsey, Donald Friedman, David Gagnon, Michael Corrigan, Daniel Wagner, William Granville, William Borchert, James Cheney, Todd Mezrah, William Solfisburg, Stephen Kaufman, Richard Melnick, Carlos Huerta, Jeffrey Davis, James Wagner, Gus Comiskey, Daryl Brockman, Raymond Layman, Kevin Conley, Glenn Blackwood, Jason Prather, Robert Leeper, Stephen Whipple, David Larson, Thomas Lynch, Bobby Whitfield Jr, Wayne Cravens, Jose Garza, Jeremy Knobel, Michael Layne, James R. Cole, Judson Gray Teekell, David Byers, Joseph Crea, David Emery, Wesley Caudell, Stephen Coale, Steven Goldberg, Bennett Meyer, John Ellis, Richard Boothby, Richard Brock, David Soczek, Robert J. Kozloski II, Mero Capo, Michael Nolan, Jay Petty, Robert M Rushing, Matthew Henebry, John Sproule, Mark Duder, John Pesh, Albert Schiff, Louis Moore, Andy Roller, Todd Andritsch, Steven Cochlan, Alan Meltzer, Matthew E Schiff, Michael Bremer, Lynn Butkus, Ronald Paulseen, Aeramy Paulseen, Karl Marzocchi, Everett Noack, William Chatfield, Brian Sheldon, Bryant Kirk, J. Dave Hunter, Gerald Middel, Cameron McElhany, Arnold Winick, Joseph Kelly, Charles Provow, Richard Deutsch, Donald Curristan, John Moreno, Lon P. Haines, Andrew Roquet, Ronald Krizek, Scott Krizek, Bruce Bauer, Michael Downey, Richard J Brock, George Diamantis, Mark Wilson, Louis C. Ciliberti, Richard Brock, James Cheney, Mark W. Boomgaarden, Douglas P. Dreyer, Scott Richardson, PAUL E. EVANS, DAVID A. SOCZEK, Shirley Ann Huang McMillan, Richard J. Brock, and Danielle R. Scodellaro CIK Number 0001452178 Filed Document 0001209191-19-061454 Exclusions or Exemptions 506c Accepted Date 2019-12-20 12:12:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund