|
|
D |
2019-12-31 11:29:48 UTC |
- Amount To Be Raised
- $468,750
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001754099
- Filed Document
- 0001754099-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:29:48 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 11:28:35 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001732420
- Filed Document
- 0001732420-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:28:35 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 11:22:35 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001795463
- Filed Document
- 0001795463-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:22:35 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 11:20:46 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658551
- Filed Document
- 0001658551-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:20:46 UTC
- Type of Offering
- D/A
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-31 11:18:12 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- None
- CIK Number
- 0001798414
- Filed Document
- 0001798414-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:18:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARKANSAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 11:15:54 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- Raul Mendez Jr.
- CIK Number
- 0001781949
- Filed Document
- 0001781949-19-000014
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:15:54 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2019-12-31 11:15:41 UTC |
- Amount To Be Raised
- $9,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798239
- Filed Document
- 0001798239-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:15:41 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 11:14:55 UTC |
- Amount To Be Raised
- $982,884
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001793698
- Filed Document
- 0001793956-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:14:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 11:13:15 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798409
- Filed Document
- 0001798409-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:13:15 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 11:09:42 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- EquityZen Securities LLC
- CIK Number
- 0001793956
- Filed Document
- 0001793956-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:09:42 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 11:08:45 UTC |
- Amount To Be Raised
- $2,307,983
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798423
- Filed Document
- 0001798423-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:08:45 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 11:08:39 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- Thomas Lovelady
- CIK Number
- 0001781949
- Filed Document
- 0001781949-19-000013
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:08:39 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 11:08:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727881
- Filed Document
- 0001727881-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:08:38 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D |
2019-12-31 11:08:08 UTC |
- Amount To Be Raised
- $1,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798200
- Filed Document
- 0001798200-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:08:08 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- ALABAMA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 11:06:11 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798341
- Filed Document
- 0000897069-19-000554
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:06:11 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-31 11:05:04 UTC |
- Amount To Be Raised
- $7,100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798370
- Filed Document
- 0001445866-19-001472
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-12-31 11:05:04 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- UTAH
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
C/A |
2019-12-31 11:03:13 UTC |
- Financial Interest
- Filing Platform
- Mr. Crowd
- Offering Amount
- $300,000
- CIK Number
- 0001767636
- Filed Document
- 0001666102-19-000034
- Accepted Date
- 2019-12-31 11:03:13 UTC
- Type of Offering
- C/A
- Security Offered Amount
- 500
- Security Offered Type
- Common Stock
- State
- VIRGINIA
|
|
|
D |
2019-12-31 11:02:25 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- Janney Montgomery Scott LLC
- CIK Number
- 0001797427
- Filed Document
- 0001797427-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:02:25 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-31 11:02:16 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798359
- Filed Document
- 0001798359-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:02:16 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 11:01:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727882
- Filed Document
- 0001727882-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 11:01:55 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 10:56:35 UTC |
- Amount To Be Raised
- $98,108,244
- Associated Brokers / Dealers
- Edward E. Fernandez, Troy Thomas, Stacey J. Morimoto, Frank Piscitelli, Leslie M Pappas, DFPG Investments Inc., Stacey J. Morimoto, Robert A. Horning, Concorde Investment Services LLC, Joseph D. Jackson, Rocco Santorsola, Michael G. Culwell, Joral T. Schmalle, Tomas J Velken, Bradley C Barnes, William Lapiana, Michael L. Cruz, Jim A Lund, Gregory L. Bernhardt, Corbin S. Thomas, Jason M. Orsky, Thomas Downey, Gary Hancock, Joseph J Ransdell, Robin T Naylor, George R Duff, Christopher M Dukes, Blayne A. Andersen, Stephen P. Meskan, Jeffrey M. Darwish, Anthony Brown, Ameritas Investment Corp., Michael R. Frager, Gary G. Benson, Myron D. Erstad, Western International Securities, Inc., Wealthforge Securities, LLC, Forrest James, Steven P. Lichtblau, Michael S. Walling, and Susan J. Gitt
- CIK Number
- 0001776510
- Filed Document
- 0001776510-19-000017
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:56:35 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 10:43:34 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Iroquois Capital Advisors, LLC
- CIK Number
- 0001776624
- Filed Document
- 0001567619-19-023737
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:43:34 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 10:42:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001727876
- Filed Document
- 0001727876-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:42:39 UTC
- Type of Offering
- D/A
- Industry
- Insurance
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 10:41:34 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MICROVENTURE MARKETPLACE INC
- CIK Number
- 0001767971
- Filed Document
- 0001767971-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:41:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-31 10:40:02 UTC |
- Amount To Be Raised
- $4,550,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001704238
- Filed Document
- 0001704238-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:40:02 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-31 10:40:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
- CIK Number
- 0001793928
- Filed Document
- 0001793928-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:40:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-31 10:38:22 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798036
- Filed Document
- 0001798038-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:38:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-31 10:35:17 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407766
- Filed Document
- 0001407766-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:35:17 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-31 10:35:02 UTC |
- Amount To Be Raised
- $37,499,995
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001697781
- Filed Document
- 0001697781-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:35:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 10:34:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589693
- Filed Document
- 0001589693-19-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2019-12-31 10:34:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-31 10:21:59 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001658551
- Filed Document
- 0001658551-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:21:59 UTC
- Type of Offering
- D
- Industry
- Pharmaceuticals
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2019-12-31 10:17:57 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798315
- Filed Document
- 0001798314-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:17:57 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-31 10:16:40 UTC |
- Amount To Be Raised
- $2,500,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798380
- Filed Document
- 0001798380-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:16:40 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 10:14:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798038
- Filed Document
- 0001798038-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:14:49 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-31 10:12:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001796963
- Filed Document
- 0001796963-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:12:29 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 10:06:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798314
- Filed Document
- 0001798314-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 10:06:55 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DELAWARE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-31 09:55:15 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- Arden Fund Management, LLC
- CIK Number
- 0001775711
- Filed Document
- 0001775711-19-000007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 09:55:15 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 09:55:15 UTC |
- Amount To Be Raised
- $2,046,647
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001798251
- Filed Document
- 0001231919-19-000064
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 09:55:15 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 09:49:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Arete Wealth Management, LLC
- CIK Number
- 0001355027
- Filed Document
- 0001355027-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 09:49:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2019-12-31 09:48:26 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001713933
- Filed Document
- 0001713933-19-000001
- Exclusions or Exemptions
- 504 and 506b
- Accepted Date
- 2019-12-31 09:48:26 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Option To Acquire
|
|
|
D |
2019-12-31 09:31:45 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- H & L Equities, LLC
- CIK Number
- 0001797176
- Filed Document
- 0001797176-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 09:31:45 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 09:21:59 UTC |
- Amount To Be Raised
- $80,925,660
- Associated Brokers / Dealers
- Westpark Capital Inc.
- CIK Number
- 0001796837
- Filed Document
- 0001796837-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 09:21:59 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 09:04:55 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Arete Wealth Management, LLC
- CIK Number
- 0001262227
- Filed Document
- 0001262227-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 09:04:55 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2019-12-31 09:04:16 UTC |
- Amount To Be Raised
- $53,544,255
- Associated Brokers / Dealers
- Arkadios Capital, Lightpath Capital Inc., DAI Securities LLC, Avantax Investment Services Inc, RCX Capital Group LLC, DFPG Investments, Inc., Concorde Investment Services, LLC, Thornhill Securities Inc, Cambridge Investment Research, JRL Capital Corporation, Nationwide Planning Associates, Inc, Lincoln Financial Advisors, and Stax Capital
- CIK Number
- 0001793634
- Filed Document
- 0001793634-19-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 09:04:16 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 08:55:49 UTC |
- Amount To Be Raised
- $61,650
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001715263
- Filed Document
- 0001715263-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 08:55:49 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2019-12-31 08:48:47 UTC |
- Amount To Be Raised
- $30,396,157
- Associated Brokers / Dealers
- DFPG Investments, Inc., Lightpath Capital Inc., Avantax Investment Services Inc, Concorde Investment Services, LLC, Capulent LLC, Kovack Securities, Inc., Inland Securities Corporation, Voya Financial Advisors, Commonwealth Financial Network, RCX Capital Group LLC, Independent Financial Group, LLC, United Planners' Financial Services, First Financial Equity Corp, Investacorp, Inc., Great Point Capital LLC, Cetera Financial Specialists LLC, and Lincoln Financial Advisors
- CIK Number
- 0001791420
- Filed Document
- 0001791420-19-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 08:48:47 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 08:40:14 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- Scott Pyle
- CIK Number
- 0001781953
- Filed Document
- 0001781953-19-000033
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 08:40:14 UTC
- Type of Offering
- D/A
- Industry
- Oil and Gas
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 08:38:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MCDONALD PARTNERS LLC
- CIK Number
- 0001791682
- Filed Document
- 0001791682-19-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 08:38:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2019-12-31 08:37:14 UTC |
- Amount To Be Raised
- $46,217,570
- Associated Brokers / Dealers
- Stonecrest Capital Markets, Inc., Concorde Investment Services, LLC, Cambridge Investment Research, Centaurus Financial, Inc., Moloney Securities Co, DFPG Investments, Inc., Royal Alliance Associates, Inc., Crown Capital Securities L.P., Westpark Capital Inc, Independent Financial Group, LLC, Capital Investment Group, Inc., Kovack Securities, Inc., Avantax Investment Services Inc, Primex Prime Electronic Execution Inc, Commonwealth Financial Network, Woodbury Financial Services, Inc., American Portfolios Financial Svcs, Lincoln Financial Advisors, Mc Dermott Investment Services, LLC, Securities America Inc., Triad Advisors, Inc., Thornhill Securities Inc, Huntwicke Securities LLC, Arkadios Capital, Investacorp, Inc., and Lincoln Financial Securities Corp
- CIK Number
- 0001791755
- Filed Document
- 0001791755-19-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 08:37:14 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2019-12-31 08:35:59 UTC |
- Amount To Be Raised
- $125,000
- Associated Brokers / Dealers
- Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes
- CIK Number
- 0001798312
- Filed Document
- 0001798312-19-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2019-12-31 08:35:59 UTC
- Type of Offering
- D
- Industry
- REITS and Finance
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|