Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ares Real Estate Enhanced Income Fund, L.P. See All Filings	D/A	2019-12-20 17:13:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC and Meritz Securities Co., Ltd CIK Number 0001757739 Filed Document 0001757739-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:13:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLIP Towers Investment Fund LLC See All Filings	D	2019-12-20 17:10:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796035 Filed Document 0001405086-19-000400 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:10:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Transition Co-Investment Fund I-E, L.P. See All Filings	D	2019-12-20 17:08:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797742 Filed Document 0001797742-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:08:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
250 E Town LLC See All Filings	D	2019-12-20 17:08:38 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001797602 Filed Document 0001797602-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:08:38 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
ArborCrowd Investment IX, LLC See All Filings	D	2019-12-20 17:07:40 UTC
Amount To Be Raised $5,150,000 Associated Brokers / Dealers N/A CIK Number 0001795432 Filed Document 0001795432-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-20 17:07:40 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Transition Co-Investment Fund I-B, L.P. See All Filings	D	2019-12-20 17:05:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797743 Filed Document 0001797743-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:05:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Nexa3D Inc. See All Filings	D	2019-12-20 17:04:30 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001737758 Filed Document 0001737758-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-20 17:04:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EnCap Energy Transition Co-Investment Fund I-A, L.P. See All Filings	D	2019-12-20 17:01:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797745 Filed Document 0001797745-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:01:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Neurable Inc. See All Filings	D	2019-12-20 17:00:34 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001683307 Filed Document 0001683307-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 17:00:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Eve Financial, Inc. See All Filings	D	2019-12-20 16:57:08 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001797560 Filed Document 0001797560-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:57:08 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BIODESIX INC See All Filings	D	2019-12-20 16:56:55 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001439725 Filed Document 0001439725-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:56:55 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
LBA Logistics Value Fund VII REIT, LLC See All Filings	D	2019-12-20 16:55:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001797528 Filed Document 0001797528-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:55:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRIP Molecular Technologies Inc. See All Filings	D	2019-12-20 16:54:54 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001797600 Filed Document 0001797600-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:54:54 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $No Revenues Type of Security Debt
RJA PUTWRITE SELECT FUND LP See All Filings	D/A	2019-12-20 16:46:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673134 Filed Document 0001405086-19-000399 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:46:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
TCP Interval Fund LP See All Filings	D/A	2019-12-20 16:44:59 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001694016 Filed Document 0001694016-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:44:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Luminex Resources Corp. See All Filings	D	2019-12-20 16:43:57 UTC
Amount To Be Raised $1,202,836 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001783401 Filed Document 0001783401-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:43:57 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Kuleana Spirits, Inc. See All Filings	D	2019-12-20 16:42:35 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers N/A CIK Number 0001720264 Filed Document 0001720264-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:42:35 UTC Type of Offering D Industry Other Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Paws & Pints, LLC See All Filings	D	2019-12-20 16:40:18 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001797753 Filed Document 0001797753-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-20 16:40:18 UTC Type of Offering D Industry Retailing Principal Place of Business IOWA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Oncorus, Inc. See All Filings	D/A	2019-12-20 16:39:09 UTC
Amount To Be Raised $89,602,491 Associated Brokers / Dealers N/A CIK Number 0001671818 Filed Document 0001671818-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:39:09 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Tarrytown Co-Investment Holdings, LLC See All Filings	D	2019-12-20 16:36:34 UTC
Amount To Be Raised $6,333,000 Associated Brokers / Dealers N/A CIK Number 0001797503 Filed Document 0001042167-19-000105 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:36:34 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Fir Tree Special Opportunities Fund XI (SPAC) (Cayman), Ltd. See All Filings	D	2019-12-20 16:35:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797480 Filed Document 0001315863-19-000979 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:35:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Predicate Labs Inc. See All Filings	D	2019-12-20 16:32:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001797451 Filed Document 0001797451-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:32:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iVIK Holdings Ltd. See All Filings	D	2019-12-20 16:32:06 UTC
Amount To Be Raised $469,217 Associated Brokers / Dealers N/A CIK Number 0001759754 Filed Document 0001062993-19-004815 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:32:06 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
DropCar, Inc. See All Filings	D	2019-12-20 16:29:41 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers Palladium Capital Advisors, LLC CIK Number 0001086745 Filed Document 0001650776-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:29:41 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Above All Greenery, LLC See All Filings	D	2019-12-20 16:29:17 UTC
Amount To Be Raised $1,890,000 Associated Brokers / Dealers N/A CIK Number 0001797162 Filed Document 0001797162-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-12-20 16:29:17 UTC Type of Offering D Industry Agriculture Principal Place of Business MAINE Revenue or Assets $No Revenues Type of Security Equity
Muse Software, Inc. See All Filings	D	2019-12-20 16:28:46 UTC
Amount To Be Raised $921,150 Associated Brokers / Dealers N/A CIK Number 0001797708 Filed Document 0001797708-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:28:46 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
QA PARTNERS LLC See All Filings	D	2019-12-20 16:28:27 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001797587 Filed Document 0001797587-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:28:27 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
NOWDiagnostics, Inc. See All Filings	D	2019-12-20 16:27:48 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001572736 Filed Document 0001572736-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:27:48 UTC Type of Offering D Industry Other Health Care Principal Place of Business ARKANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Ottawa Avenue Fund 2020, LP See All Filings	D	2019-12-20 16:22:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797701 Filed Document 0001797701-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:22:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Express Lien, Inc. See All Filings	D	2019-12-20 16:16:47 UTC
Amount To Be Raised $30,000,004 Associated Brokers / Dealers N/A CIK Number 0001650890 Filed Document 0001650890-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:16:47 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Raydiant Oximetry, Inc. See All Filings	D	2019-12-20 16:16:40 UTC
Amount To Be Raised $2,005,450 Associated Brokers / Dealers N/A CIK Number 0001737709 Filed Document 0001737709-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:16:40 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory (Bermuda) Ltd.-Brown Advisory Global Managers Fund See All Filings	D/A	2019-12-20 16:16:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630991 Filed Document 0000899140-19-000645 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:16:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Aniluxx Biotechnology, Inc. See All Filings	D	2019-12-20 16:15:40 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001793334 Filed Document 0001793334-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:15:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
NeoVolta Inc. See All Filings	D	2019-12-20 16:15:36 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001748137 Filed Document 0001393905-19-000355 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:15:36 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HSCM Bermuda Alt Cat Fund SAC Ltd. See All Filings	D	2019-12-20 16:11:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001796666 Filed Document 0001796666-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:11:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WayForth Inc. See All Filings	D	2019-12-20 16:10:43 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001797011 Filed Document 0001797570-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:10:43 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
High Street Real Estate Fund VI REIT, LLC See All Filings	D	2019-12-20 16:09:34 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001797604 Filed Document 0001797604-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:09:34 UTC Type of Offering D Industry REITS and Finance Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Evolution Credit Partners Finance I-E, L.P. - Pool I See All Filings	D	2019-12-20 16:08:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796506 Filed Document 0001796506-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:08:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ENDRA Life Sciences Inc. See All Filings	D	2019-12-20 16:06:11 UTC
Amount To Be Raised $8,555,000 Associated Brokers / Dealers Lake Street Capital Markets, LLC CIK Number 0001681682 Filed Document 0001645460-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:06:11 UTC Type of Offering D Industry Biotechnology Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Z21 Labs, Inc. See All Filings	D	2019-12-20 16:03:49 UTC
Amount To Be Raised $25,449,992 Associated Brokers / Dealers N/A CIK Number 0001715518 Filed Document 0001715518-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:03:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prive Hospotality Partners LLC See All Filings	D	2019-12-20 16:00:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001796234 Filed Document 0001796234-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:00:45 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
China Ceramics Co., Ltd See All Filings	D	2019-12-20 16:00:25 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers Dawson James Securities, Inc. CIK Number 0001470683 Filed Document 0001104659-19-074958 Exclusions or Exemptions 506b Accepted Date 2019-12-20 16:00:25 UTC Type of Offering D Industry Manufacturing Principal Place of Business CHINA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Option To Acquire
Riverview SS LLC See All Filings	D	2019-12-20 15:53:48 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001797570 Filed Document 0001797570-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 15:53:48 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AMP Capital Diversified Infrastructure Trust B See All Filings	D/A	2019-12-20 15:53:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724092 Filed Document 0001724092-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 15:53:34 UTC Type of Offering D/A Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Parthenon Investors VI Parallel, L.P. See All Filings	D	2019-12-20 15:53:18 UTC
Amount To Be Raised $854,550,000 Associated Brokers / Dealers N/A CIK Number 0001796083 Filed Document 0001796083-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 15:53:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parthenon Investors VI, L.P. See All Filings	D	2019-12-20 15:52:14 UTC
Amount To Be Raised $1,045,450,000 Associated Brokers / Dealers N/A CIK Number 0001796077 Filed Document 0001796077-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 15:52:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AMP Capital Diversified Infrastructure Trust A See All Filings	D/A	2019-12-20 15:52:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001724093 Filed Document 0001724093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-20 15:52:05 UTC Type of Offering D/A Industry Other Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Private Mortgage Income Fund 1 LLC See All Filings	D	2019-12-20 15:51:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001797665 Filed Document 0001797665-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-20 15:51:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
LOCATEAI INC. See All Filings	D	2019-12-20 15:45:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001706678 Filed Document 0001706678-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-20 15:45:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nuu Rez Inc See All Filings	C	2019-12-20 15:40:11 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001796295 Filed Document 0001796295-19-000001 Accepted Date 2019-12-20 15:40:11 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State TEXAS