Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RPE Inc. See All Filings	D/A	2020-01-02 12:52:50 UTC
Amount To Be Raised $33,309,062 Associated Brokers / Dealers N/A CIK Number 0001757026 Filed Document 0001757026-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:52:50 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AJO Emerging Markets All-Cap Fund, L.P. See All Filings	D/A	2020-01-02 12:52:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565448 Filed Document 0001565448-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:52:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wazee Street Opportunities Fund V LP See All Filings	D	2020-01-02 12:51:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas Edward Bratkovich, Ajay Sharma, Patrick Scott Shattenkirk, Gino Thomas Cordisco, Terry L. Wetterman Jr., Shannon Marie Zoller, and Ian Roderick Mackenzie CIK Number 0001797417 Filed Document 0001797417-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:51:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Gryphon Parent, LLC See All Filings	D	2020-01-02 12:51:34 UTC
Amount To Be Raised $28,000,000 Associated Brokers / Dealers N/A CIK Number 0001798086 Filed Document 0001798086-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:51:34 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
FOURSTARZZ MEDIA LLC See All Filings	D	2020-01-02 12:50:05 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001748255 Filed Document 0001748255-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:50:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Boku International Inc See All Filings	C/A	2020-01-02 12:44:04 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001755391 Filed Document 0001665160-20-000001 Accepted Date 2020-01-02 12:44:04 UTC Type of Offering C/A Security Offered Amount 20,000 Security Offered Type Common Stock State CALIFORNIA
SVP/Tartesso, 37 Acres, LLC See All Filings	D	2020-01-02 12:42:04 UTC
Amount To Be Raised $950,000 Associated Brokers / Dealers N/A CIK Number 0001797756 Filed Document 0001797756-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:42:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Foundation for Eldercare See All Filings	D	2020-01-02 12:39:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001794093 Filed Document 0001794093-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:39:52 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
EquityZen Thematic Fund LLC - AI & Machine Learning Series 1 See All Filings	D	2020-01-02 12:36:56 UTC
Amount To Be Raised $1,122,480 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001793958 Filed Document 0001797321-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:36:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 509 See All Filings	D/A	2020-01-02 12:33:47 UTC
Amount To Be Raised $485,030 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001795177 Filed Document 0001797321-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:33:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 521 See All Filings	D	2020-01-02 12:32:47 UTC
Amount To Be Raised $236,015 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001797321 Filed Document 0001797321-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:32:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EMPERY TAX EFFICIENT, LP See All Filings	D/A	2020-01-02 12:28:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001597111 Filed Document 0001597111-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:28:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Springfield 264 LLC See All Filings	D	2020-01-02 12:28:48 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001798346 Filed Document 0001798346-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:28:48 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
BlueRidge Capital LP See All Filings	D	2020-01-02 12:20:04 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001797166 Filed Document 0001797166-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:20:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
DCM REP Grand Station LLC See All Filings	D	2020-01-02 12:19:27 UTC
Amount To Be Raised $5,826,440 Associated Brokers / Dealers N/A CIK Number 0001798390 Filed Document 0001798390-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:19:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2020-01-02 12:12:00 UTC
Amount To Be Raised $1,436,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:12:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Frontier Car Group, Inc. See All Filings	D	2020-01-02 12:11:51 UTC
Amount To Be Raised $168,000,000 Associated Brokers / Dealers N/A CIK Number 0001693275 Filed Document 0001693275-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:11:51 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stratix Labs Corp See All Filings	D	2020-01-02 12:05:35 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001795294 Filed Document 0001795294-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-01-02 12:05:35 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Level One Bancorp Inc See All Filings	D	2020-01-02 12:03:36 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Performance Trust Capital Partners, LLC CIK Number 0001412707 Filed Document 0001412707-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:03:36 UTC Type of Offering D Industry Commercial Banking Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Live Data Technologies, Inc. See All Filings	D/A	2020-01-02 12:00:32 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001770727 Filed Document 0001770727-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 12:00:32 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2019 A Drilling Fund LP See All Filings	D/A	2020-01-02 11:55:49 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Lawrence Barrett CIK Number 0001781953 Filed Document 0001781953-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:55:49 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Tesseract Ventures, LLC See All Filings	D	2020-01-02 11:55:13 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001798506 Filed Document 0001798506-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:55:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
Townsend-McDowell Durham REIT LLC See All Filings	D	2020-01-02 11:52:40 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797134 Filed Document 0001797134-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:52:40 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care Baldwin County, LLC See All Filings	D	2020-01-02 11:52:31 UTC
Amount To Be Raised $12,828,500 Associated Brokers / Dealers N/A CIK Number 0001798526 Filed Document 0001461373-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:52:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners ASP Fund, a series of Alternative Strategies Platform LLC See All Filings	D/A	2020-01-02 11:51:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001668246 Filed Document 0001668246-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:51:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Humphreys Fund I REIT, LLC See All Filings	D	2020-01-02 11:50:07 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797132 Filed Document 0001797132-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:50:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
Taconic Opportunity Offshore Intermediate Fund L.P. See All Filings	D/A	2020-01-02 11:49:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001726841 Filed Document 0001726841-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:49:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Omnisend, Inc. See All Filings	D	2020-01-02 11:47:51 UTC
Amount To Be Raised $1,573,530 Associated Brokers / Dealers N/A CIK Number 0001798430 Filed Document 0001798430-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:47:51 UTC Type of Offering D Industry Business Services Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Security To Be Acquired
USEDC 2019 A Drilling Fund LP See All Filings	D/A	2020-01-02 11:47:17 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001781953 Filed Document 0001781953-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:47:17 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Abax Asian Structured Private Credit Fund III, LP See All Filings	D/A	2020-01-02 11:42:24 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers James L. Tovey CIK Number 0001761389 Filed Document 0001761389-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:42:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BW NHHC Co-Invest-II, L.P. See All Filings	D	2020-01-02 11:42:18 UTC
Amount To Be Raised $23,129,487 Associated Brokers / Dealers N/A CIK Number 0001798104 Filed Document 0001798104-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:42:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
W4HIM, LLC See All Filings	D	2020-01-02 11:37:02 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001797567 Filed Document 0001797567-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:37:02 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $Not Applicable Type of Security Equity
RV VI Heirloom REIT, LLC See All Filings	D	2020-01-02 11:35:30 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001798501 Filed Document 0001798501-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:35:30 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Frontdesk, Inc. See All Filings	D	2020-01-02 11:34:50 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001748447 Filed Document 0000892712-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:34:50 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
W Financial REIT, Ltd. See All Filings	D	2020-01-02 11:32:18 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001798222 Filed Document 0001798222-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:32:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Penn Square IV REIT Holdco, LLC See All Filings	D	2020-01-02 11:29:26 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001797759 Filed Document 0001797759-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:29:26 UTC Type of Offering D Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
STANDARD INVESTMENT RESEARCH ENERGY OPPORTUNITIES OVERSEAS FUND, LTD. See All Filings	D/A	2020-01-02 11:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513436 Filed Document 0001012975-20-000004 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:19:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MIGHTY NETWORKS, INC. See All Filings	D	2020-01-02 11:09:02 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers N/A CIK Number 0001619550 Filed Document 0001014108-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:09:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Smarter Capital Investments, LLC See All Filings	D/A	2020-01-02 11:08:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001694385 Filed Document 0001694385-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:08:17 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
STANDARD INVESTMENT RESEARCH ENERGY OPPORTUNITIES FUND, L.P. See All Filings	D/A	2020-01-02 11:07:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001513438 Filed Document 0001012975-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:07:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Baring Asia Private Equity Fund VII, L.P.1 See All Filings	D/A	2020-01-02 11:03:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None, None, and None CIK Number 0001752140 Filed Document 0001752140-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 11:03:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
STEADY STATE LLC See All Filings	D	2020-01-02 10:56:45 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001771795 Filed Document 0001771795-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 10:56:45 UTC Type of Offering D Industry Manufacturing Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Mission Bay R2G REIT LLC See All Filings	D	2020-01-02 10:53:32 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798496 Filed Document 0001798496-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 10:53:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Manor Bay Fund, LP See All Filings	D	2020-01-02 10:52:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798477 Filed Document 0001798477-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 10:52:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STANDARD INVESTMENT RESEARCH HEDGED EQUITY OVERSEAS FUND LTD See All Filings	D/A	2020-01-02 10:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425370 Filed Document 0001012975-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 10:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eden Works PML SPV 1 LP See All Filings	D	2020-01-02 10:43:19 UTC
Amount To Be Raised $2,170,000 Associated Brokers / Dealers N/A CIK Number 0001798287 Filed Document 0001567619-20-000010 Exclusions or Exemptions 506b Accepted Date 2020-01-02 10:43:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
StackHawk, Inc. See All Filings	D	2020-01-02 10:40:38 UTC
Amount To Be Raised $3,113 Associated Brokers / Dealers N/A CIK Number 0001784226 Filed Document 0001784226-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 10:40:38 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Lumos Capital Fund I-A LP See All Filings	D	2020-01-02 10:37:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797529 Filed Document 0001797529-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 10:37:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
STANDARD INVESTMENT RESEARCH HEDGED EQUITY FUND LP See All Filings	D/A	2020-01-02 10:36:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001425378 Filed Document 0001012975-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 10:36:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Old Orchard R2G REIT LLC See All Filings	D	2020-01-02 10:32:36 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798495 Filed Document 0001798495-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 10:32:36 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity