Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KC FUND II, LLC See All Filings	D	2020-01-02 16:25:59 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001797522 Filed Document 0001797522-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 16:25:59 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Viva Gold Corp. See All Filings	D	2020-01-02 16:25:47 UTC
Amount To Be Raised $312,656 Associated Brokers / Dealers Mann Mann Jensen Partners Ltd. CIK Number 0001723047 Filed Document 0001723047-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 16:25:47 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
SMART WIRES INC. See All Filings	D	2020-01-02 16:25:42 UTC
Amount To Be Raised $85,766,973 Associated Brokers / Dealers Alexa Capital Ltd (Global Alliance Securities, LLC 15a-6 service provider to Alexa Capital Ltd.) CIK Number 0001531223 Filed Document 0001531223-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 16:25:42 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HyperQube Technologies, Inc. See All Filings	D	2020-01-02 16:19:33 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001798632 Filed Document 0001798632-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 16:19:33 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
Demeter Capital Group II LP See All Filings	D/A	2020-01-02 16:16:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760709 Filed Document 0001760709-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 16:16:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wyoming Production, LP See All Filings	D	2020-01-02 16:15:15 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001798569 Filed Document 0001654954-20-000037 Exclusions or Exemptions 506c Accepted Date 2020-01-02 16:15:15 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Green Zebra Grocery, Inc. See All Filings	D	2020-01-02 16:13:37 UTC
Amount To Be Raised $2,347,860 Associated Brokers / Dealers N/A CIK Number 0001596134 Filed Document 0001461859-20-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2020-01-02 16:13:37 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
UP Fund, L.P. See All Filings	D	2020-01-02 16:12:30 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001798187 Filed Document 0001798187-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-02 16:12:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Brytemap, Inc. See All Filings	D	2020-01-02 16:09:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001798444 Filed Document 0001798444-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-02 16:09:39 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
Primal Racing Group LLC See All Filings	D	2020-01-02 16:05:57 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001798455 Filed Document 0001798455-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 16:05:57 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Marathon-London Global Fund of The Marathon-London Pooled Trust See All Filings	D/A	2020-01-02 16:04:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001458287 Filed Document 0001458287-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 16:04:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sitka, Inc./Delaware See All Filings	D	2020-01-02 16:03:42 UTC
Amount To Be Raised $4,999,999 Associated Brokers / Dealers N/A CIK Number 0001737244 Filed Document 0001737244-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 16:03:42 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CARDINAL CSP INVESTMENTS, LP See All Filings	D	2020-01-02 15:59:44 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers N/A CIK Number 0001798313 Filed Document 0000909143-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-02 15:59:44 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WIP-Washington Square, LLC See All Filings	D	2020-01-02 15:59:11 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001798663 Filed Document 0001798663-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:59:11 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Fresh Bowl Inc. See All Filings	D	2020-01-02 15:57:55 UTC
Amount To Be Raised $2,725,001 Associated Brokers / Dealers N/A CIK Number 0001798608 Filed Document 0001231919-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:57:55 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Benchmark Space Systems, Inc. See All Filings	D	2020-01-02 15:53:48 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers N/A CIK Number 0001733607 Filed Document 0001733607-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:53:48 UTC Type of Offering D Industry Other Technology Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
CRE-HI Travis REIT, LLC See All Filings	D	2020-01-02 15:53:12 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798180 Filed Document 0001798180-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:53:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MARATHON-LONDON GLOBAL EX U.S. FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS See All Filings	D/A	2020-01-02 15:52:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381277 Filed Document 0001381277-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:52:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian Investments I, LLC See All Filings	D	2020-01-02 15:51:21 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001614940 Filed Document 0001437749-20-000059 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:51:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
NUMBER HOLDINGS, INC. See All Filings	D	2020-01-02 15:48:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001532484 Filed Document 0001104659-20-000324 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:48:21 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALT Fund I, a series of GTP AL, LP See All Filings	D	2020-01-02 15:48:00 UTC
Amount To Be Raised $210,119 Associated Brokers / Dealers N/A CIK Number 0001798610 Filed Document 0001798610-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:48:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARATHON LONDON GLOBAL INVESTMENT TRUST I See All Filings	D/A	2020-01-02 15:47:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932361 Filed Document 0000932361-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:47:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reedy Branch Partners LLC See All Filings	D	2020-01-02 15:44:18 UTC
Amount To Be Raised $9,695,540 Associated Brokers / Dealers Ricardo Gonzalez CIK Number 0001798641 Filed Document 0001445866-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-02 15:44:18 UTC Type of Offering D Industry Commercial Principal Place of Business OKLAHOMA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Airworks Solutions, Inc. See All Filings	D	2020-01-02 15:42:21 UTC
Amount To Be Raised $2,500,001 Associated Brokers / Dealers N/A CIK Number 0001761064 Filed Document 0001761064-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:42:21 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Savara Inc See All Filings	D	2020-01-02 15:42:09 UTC
Amount To Be Raised $74,999,962 Associated Brokers / Dealers Jefferies LLC and Evercore Group L.L.C. CIK Number 0001160308 Filed Document 0001160308-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:42:09 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Blockware Mining, LLC See All Filings	D	2020-01-02 15:41:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797845 Filed Document 0001797845-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:41:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
MARATHON-LONDON INTERNATIONAL FUND OF THE MARATHON-LONDON GROUP TRUST FOR EMPLOYEE BENEFIT PLANS See All Filings	D/A	2020-01-02 15:40:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000932058 Filed Document 0000932058-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:40:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clara Insurance, Inc. See All Filings	D	2020-01-02 15:37:16 UTC
Amount To Be Raised $4,499,999 Associated Brokers / Dealers N/A CIK Number 0001798594 Filed Document 0001798594-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:37:16 UTC Type of Offering D Industry Insurance Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
MARATHON-LONDON INTERNATIONAL INVESTMENT TRUST I See All Filings	D/A	2020-01-02 15:34:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000926851 Filed Document 0000926851-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:34:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IN Fund III, a series of Ault Krug Ventures, LP See All Filings	D	2020-01-02 15:33:06 UTC
Amount To Be Raised $262,806 Associated Brokers / Dealers N/A CIK Number 0001798556 Filed Document 0001798556-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:33:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marathon-London Emerging Markets Investment Trust See All Filings	D/A	2020-01-02 15:30:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692687 Filed Document 0001692687-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:30:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realplay, Inc. See All Filings	D	2020-01-02 15:26:03 UTC
Amount To Be Raised $325,000 Associated Brokers / Dealers N/A CIK Number 0001783041 Filed Document 0001783041-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:26:03 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
SongVest Records Inc. See All Filings	C/A	2020-01-02 15:25:26 UTC
Financial Interest None Filing Platform Stampede Securities, Inc Offering Amount $1,070,000 CIK Number 0001793460 Filed Document 0001793460-20-000002 Accepted Date 2020-01-02 15:25:26 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Preferred Stock State NEW JERSEY
GenEd Corp. See All Filings	D/A	2020-01-02 15:23:29 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001789612 Filed Document 0001789612-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:23:29 UTC Type of Offering D/A Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Relode, LLC See All Filings	D	2020-01-02 15:18:51 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001640100 Filed Document 0001640100-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:18:51 UTC Type of Offering D Industry Business Services Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Debt
FI Fund I, a series of Ault Krug Ventures, LP See All Filings	D	2020-01-02 15:18:03 UTC
Amount To Be Raised $436,790 Associated Brokers / Dealers N/A CIK Number 0001798557 Filed Document 0001798557-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:18:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Accumula Labs, Inc. See All Filings	D	2020-01-02 15:14:10 UTC
Amount To Be Raised $375,000 Associated Brokers / Dealers N/A CIK Number 0001798403 Filed Document 0000898432-20-000005 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:14:10 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Option To Acquire
FCM FAR EASTERN FUND L P See All Filings	D/A	2020-01-02 15:13:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001066886 Filed Document 0001066886-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:13:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fairfield Cove Apartments LLC See All Filings	D	2020-01-02 15:12:12 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001794282 Filed Document 0001794282-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:12:12 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D	2020-01-02 15:12:03 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001709409-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:12:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Anchorage Illiquid Opportunities VII, L.P. See All Filings	D	2020-01-02 15:11:44 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001798493 Filed Document 0001798493-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:11:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverview Energy Opportunity Fund LLC See All Filings	D/A	2020-01-02 15:11:39 UTC
Amount To Be Raised $9,210,000 Associated Brokers / Dealers Patrick Capital Markets, LLC CIK Number 0001798540 Filed Document 0001798540-20-000002 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:11:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
10H CAPITAL FUND I, LP See All Filings	D	2020-01-02 15:10:05 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001798581 Filed Document 0001798581-20-000002 Exclusions or Exemptions 506c Accepted Date 2020-01-02 15:10:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Ridge TEI Equities LLC See All Filings	D	2020-01-02 15:08:54 UTC
Amount To Be Raised $12,575,100 Associated Brokers / Dealers Time Equities Securities, LLC CIK Number 0001798484 Filed Document 0001798484-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:08:54 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
RSV QOZB LTSS, Inc. See All Filings	D	2020-01-02 15:06:53 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001764038 Filed Document 0001764038-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:06:53 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Harvest Invest-009 LLC (A Series of Harvest Invest LLC) See All Filings	D	2020-01-02 15:03:53 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001798453 Filed Document 0001798453-20-000001 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:03:53 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VDYNE LLC See All Filings	D	2020-01-02 15:00:18 UTC
Amount To Be Raised $6,800,000 Associated Brokers / Dealers N/A CIK Number 0001758658 Filed Document 0001758658-20-000003 Exclusions or Exemptions 506b Accepted Date 2020-01-02 15:00:18 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CLEARONE INC See All Filings	D	2020-01-02 14:56:45 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0000840715 Filed Document 0001437749-20-000041 Exclusions or Exemptions 506b Accepted Date 2020-01-02 14:56:45 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Debt
Commonwealth Foundation Ltd. See All Filings	D	2020-01-02 14:52:22 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001798214 Filed Document 0001798214-20-000001 Exclusions or Exemptions 506c Accepted Date 2020-01-02 14:52:22 UTC Type of Offering D Industry Computers Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Equity
SongVest Records Inc. See All Filings	C/A	2020-01-02 14:49:44 UTC
Financial Interest None Filing Platform Stampede Securities, Inc Offering Amount $1,070,000 CIK Number 0001793460 Filed Document 0001793460-20-000001 Accepted Date 2020-01-02 14:49:44 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Preferred Stock State NEW JERSEY