Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IB Pharmaceuticals Inc. See All Filings	D	2018-02-12 13:19:03 UTC
Amount To Be Raised $4,800,000 Associated Brokers / Dealers N/A CIK Number 0001666690 Filed Document 0001666690-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-12 13:19:03 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Fort Nelson Partners, LP See All Filings	D/A	2018-02-12 13:10:29 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001673359 Filed Document 0001673359-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-02-12 13:10:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Oaktree Real Estate Income Fund, L.P. See All Filings	D/A	2018-02-12 13:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001695956 Filed Document 0001695956-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-12 13:06:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Recall Studios Inc See All Filings	D	2018-02-12 13:06:25 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001680491 Filed Document 0001493152-18-001852 Exclusions or Exemptions 506b Accepted Date 2018-02-12 13:06:25 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Centrifuge Inc. See All Filings	D	2018-02-12 12:50:00 UTC
Amount To Be Raised $3,807,000 Associated Brokers / Dealers N/A CIK Number 0001731036 Filed Document 0001731036-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 12:50:00 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sunnyside Ventures Arizona, LLC See All Filings	D	2018-02-12 12:49:23 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001730873 Filed Document 0001730873-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 12:49:23 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ColonarySolutions, LLC See All Filings	D/A	2018-02-12 12:30:50 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001728486 Filed Document 0001728486-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-12 12:30:50 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
STOCKSHIELD, LLC See All Filings	D	2018-02-12 12:11:43 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001432398 Filed Document 0001432398-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-12 12:11:43 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LJM PRESERVATION & GROWTH FUND LP See All Filings	D/A	2018-02-12 12:02:30 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers TRIAD ADVISORS, INC., CAPITAL MANAGEMENT PARTNERS, INC., and Liccar Securities & Custodial Services, LLC CIK Number 0001411464 Filed Document 0001411464-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 12:02:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Senior Loan Fund I Offshore Ltd. See All Filings	D/A	2018-02-12 11:57:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599809 Filed Document 0001315863-18-000138 Exclusions or Exemptions 506b Accepted Date 2018-02-12 11:57:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Halcyon Senior Loan Fund I LP See All Filings	D/A	2018-02-12 11:55:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001569662 Filed Document 0001315863-18-000137 Exclusions or Exemptions 506b Accepted Date 2018-02-12 11:55:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
View Wireless Infrastructure Fund, LP See All Filings	D	2018-02-12 11:51:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001731043 Filed Document 0001731043-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 11:51:16 UTC Type of Offering D Industry Telecommunications Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIFEMARK REINSURANCE Co See All Filings	D	2018-02-12 11:35:54 UTC
Amount To Be Raised $6,750,025 Associated Brokers / Dealers N/A CIK Number 0001730395 Filed Document 0001730395-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 11:35:54 UTC Type of Offering D Industry Insurance Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
BC Hospitality Group Inc. See All Filings	D	2018-02-12 11:21:54 UTC
Amount To Be Raised $31,000,000 Associated Brokers / Dealers N/A CIK Number 0001730243 Filed Document 0001730243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 11:21:54 UTC Type of Offering D Industry Restaurants Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lightyear Acquisition Company, LLC See All Filings	D	2018-02-12 11:21:33 UTC
Amount To Be Raised $4,000,002 Associated Brokers / Dealers N/A CIK Number 0001542008 Filed Document 0001542008-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 11:21:33 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
RBI Capital Partners, L.P. See All Filings	D/A	2018-02-12 11:19:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510266 Filed Document 0001510266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 11:19:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Homebrew Ventures III, L.P. See All Filings	D	2018-02-12 11:16:04 UTC
Amount To Be Raised $90,000,000 Associated Brokers / Dealers N/A CIK Number 0001730937 Filed Document 0001730937-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 11:16:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hartman Seven, LLC See All Filings	D	2018-02-12 11:12:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001729864 Filed Document 0001729864-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 11:12:21 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Acadian Non-US microCap Equity Fund, LLC See All Filings	D/A	2018-02-12 10:55:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001632994 Filed Document 0001632994-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 10:55:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
2304 Pearl LLC See All Filings	D	2018-02-12 10:42:27 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001728814 Filed Document 0001728814-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 10:42:27 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
AccuVein Inc. See All Filings	D	2018-02-12 10:34:57 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001526868 Filed Document 0001526868-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-12 10:34:57 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
WestonOx Fund, LLC See All Filings	D	2018-02-12 10:32:42 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001731032 Filed Document 0001731032-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 10:32:42 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Powerhouse Dynamics, Inc. See All Filings	D/A	2018-02-12 10:30:32 UTC
Amount To Be Raised $12,400,000 Associated Brokers / Dealers N/A CIK Number 0001460517 Filed Document 0001460517-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 10:30:32 UTC Type of Offering D/A Industry Energy Conservation Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
FIDELITY FEDERAL BANCORP See All Filings	D	2018-02-12 10:20:45 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0000910492 Filed Document 0000910492-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-12 10:20:45 UTC Type of Offering D Industry Commercial Banking Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Collective Returns, Inc. See All Filings	D	2018-02-12 10:13:13 UTC
Amount To Be Raised $37,499,930 Associated Brokers / Dealers N/A CIK Number 0001647051 Filed Document 0001647051-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-12 10:13:13 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EQT VIII IA SCSp See All Filings	D	2018-02-12 09:39:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001727654 Filed Document 0001727654-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 09:39:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nido Surgical, Inc. See All Filings	D/A	2018-02-12 09:39:30 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001656827 Filed Document 0001656827-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-12 09:39:30 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Newport Development Associates, LLC See All Filings	D	2018-02-12 09:37:21 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001730894 Filed Document 0001730894-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-02-12 09:37:21 UTC Type of Offering D Industry Commercial Principal Place of Business RHODE ISLAND Revenue or Assets $No Revenues Type of Security Equity
Smart Design Products See All Filings	D	2018-02-09 21:56:32 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001730876 Filed Document 0001730876-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-09 21:56:32 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Chefling, Inc. See All Filings	D	2018-02-09 19:46:53 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001730969 Filed Document 0001730969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 19:46:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HAR-3M, LLC See All Filings	D	2018-02-09 19:37:46 UTC
Amount To Be Raised $15,470,000 Associated Brokers / Dealers N/A CIK Number 0001730893 Filed Document 0001730893-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 19:37:46 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Regimen, Inc. See All Filings	D	2018-02-09 19:00:29 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001730558 Filed Document 0001730558-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 19:00:29 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Realty Mogul 106, LLC See All Filings	D	2018-02-09 18:28:03 UTC
Amount To Be Raised $2,360,000 Associated Brokers / Dealers North Capital Private Securities Corp CIK Number 0001727850 Filed Document 0001727850-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 18:28:03 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Dollar Self Storage #19, LLC See All Filings	D	2018-02-09 18:15:55 UTC
Amount To Be Raised $3,303,000 Associated Brokers / Dealers N/A CIK Number 0001730948 Filed Document 0001730948-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 18:15:55 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Polysign, Inc. See All Filings	D	2018-02-09 18:12:42 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001722286 Filed Document 0001727261-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-02-09 18:12:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Osprey Gold Development Ltd. See All Filings	D	2018-02-09 18:06:28 UTC
Amount To Be Raised $72,795 Associated Brokers / Dealers N/A CIK Number 0001700766 Filed Document 0001700766-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 18:06:28 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
ASTERI NETWORKS, LLC See All Filings	D	2018-02-09 17:59:35 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001730968 Filed Document 0001730968-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:59:35 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Debt
Edison Innovative Power, LLC See All Filings	D	2018-02-09 17:57:37 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001726617 Filed Document 0001239944-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:57:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CounterFlow AI, Inc. See All Filings	D	2018-02-09 17:42:38 UTC
Amount To Be Raised $2,710,000 Associated Brokers / Dealers N/A CIK Number 0001730246 Filed Document 0001730246-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:42:38 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
EMERAMED Ltd See All Filings	D	2018-02-09 17:42:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623416 Filed Document 0001623416-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:42:28 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Dollar Self Storage #18, LLC See All Filings	D	2018-02-09 17:41:01 UTC
Amount To Be Raised $3,405,800 Associated Brokers / Dealers N/A CIK Number 0001730949 Filed Document 0001730949-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:41:01 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
New 2ND Capital Friends, Family, & Founders Offshore Feeder Fund I, L.P. See All Filings	D	2018-02-09 17:40:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730340 Filed Document 0001730340-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:40:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PierianDx, Inc. See All Filings	D	2018-02-09 17:33:58 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001730902 Filed Document 0001730902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:33:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
New 2ND Capital Friends, Family, & Founders Fund I, L.P. See All Filings	D	2018-02-09 17:31:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AQUAFORTE A, INC. and MD GLOBAL PARTNERS, LLC CIK Number 0001730342 Filed Document 0001730342-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:31:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAPELLA PHOTONICS INC See All Filings	D	2018-02-09 17:26:46 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001231525 Filed Document 0001140361-18-006378 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:26:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Symetra Separate Account VL See All Filings	D	2018-02-09 17:25:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:25:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Realty Mogul 92, LLC See All Filings	D/A	2018-02-09 17:17:48 UTC
Amount To Be Raised $1,075,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001723675 Filed Document 0001723675-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:17:48 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
DataVisor, Inc. See All Filings	D	2018-02-09 17:17:28 UTC
Amount To Be Raised $40,000,095 Associated Brokers / Dealers N/A CIK Number 0001730686 Filed Document 0001730686-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:17:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TWC Expedition Co-Invest, L.P. See All Filings	D	2018-02-09 17:04:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001730305 Filed Document 0001730305-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:04:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEYI, Inc. See All Filings	D	2018-02-09 17:00:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001730940 Filed Document 0001730940-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-02-09 17:00:51 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity