|
|
D/A |
2018-02-14 14:06:31 UTC |
- Amount To Be Raised
- $450,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710662
- Filed Document
- 0001710662-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 14:06:31 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-14 14:04:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001407247
- Filed Document
- 0001407247-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 14:04:30 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-14 14:03:47 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001647185
- Filed Document
- 0001140361-18-007981
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 14:03:47 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- INDIANA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 14:02:19 UTC |
- Amount To Be Raised
- $55,000,000
- Associated Brokers / Dealers
- Hollister Associates, LLC
- CIK Number
- 0001731435
- Filed Document
- 0001731419-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 14:02:19 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
VII Peaks Direct Lending Fund, a Series of VII Peaks Series Funds LLC
See All Filings
|
D |
2018-02-14 13:59:30 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001728755
- Filed Document
- 0001728755-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:59:30 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-14 13:55:12 UTC |
- Amount To Be Raised
- $250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731403
- Filed Document
- 0001731403-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:55:12 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- SOUTH CAROLINA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-02-14 13:51:05 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- Hollister Associates, LLC
- CIK Number
- 0001731419
- Filed Document
- 0001731419-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:51:05 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
DPIP Project Engine Series, a series of Alternative Strategies Direct Private Investment Program, LLC
See All Filings
|
D |
2018-02-14 13:49:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Wells Fargo Advisors, LLC
- CIK Number
- 0001730845
- Filed Document
- 0001507943-18-000036
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:49:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-14 13:40:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001615511
- Filed Document
- 0001615511-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:40:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 13:40:09 UTC |
- Amount To Be Raised
- $45,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000857855
- Filed Document
- 0001144204-18-008641
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:40:09 UTC
- Type of Offering
- D
- Industry
- Commercial Banking
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Equity
|
|
|
D |
2018-02-14 13:36:59 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- Exigent Management Ltd. and Marc Belzberg
- CIK Number
- 0001376126
- Filed Document
- 0001376126-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:36:59 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ISRAEL
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 13:33:04 UTC |
- Amount To Be Raised
- $3,150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637235
- Filed Document
- 0001637235-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:33:04 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-02-14 13:29:25 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730156
- Filed Document
- 0001730156-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:29:25 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-02-14 13:26:17 UTC |
- Amount To Be Raised
- $199,999,992
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001648978
- Filed Document
- 0001648978-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:26:17 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 13:25:54 UTC |
- Amount To Be Raised
- $5,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001652389
- Filed Document
- 0001652389-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:25:54 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-14 13:25:22 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- ViewTrade Securities, Inc.
- CIK Number
- 0001518721
- Filed Document
- 0001596771-18-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:25:22 UTC
- Type of Offering
- D/A
- Industry
- Manufacturing
- Principal Place of Business
- IDAHO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-14 13:22:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001601778
- Filed Document
- 0001601778-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:22:39 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-14 13:21:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664197
- Filed Document
- 0001664197-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:21:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-14 13:20:53 UTC |
- Amount To Be Raised
- $3,600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731040
- Filed Document
- 0001731040-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:20:53 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
PGIM High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust
See All Filings
|
D/A |
2018-02-14 13:16:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Prudential Investment Management Services LLC
- CIK Number
- 0001679184
- Filed Document
- 0001679184-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:16:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-14 13:15:25 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001588148
- Filed Document
- 0001588148-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:15:25 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-14 13:14:43 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001698630
- Filed Document
- 0001698630-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:14:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 13:13:13 UTC |
- Amount To Be Raised
- $150,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001579411
- Filed Document
- 0001579411-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:13:13 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-02-14 13:12:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731390
- Filed Document
- 0001731390-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:12:02 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
PGIM Core Conservative Bond Fund of the Prudential Trust Co Institutional Business Trust
See All Filings
|
D/A |
2018-02-14 13:10:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Prudential Investment Management Services LLC
- CIK Number
- 0001698673
- Filed Document
- 0001698673-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:10:38 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-14 13:07:26 UTC |
- Amount To Be Raised
- $20,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0000946340
- Filed Document
- 0000946340-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:07:26 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 13:07:07 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001634025
- Filed Document
- 0001634025-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:07:07 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 13:04:17 UTC |
- Amount To Be Raised
- $20,556,680
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654474
- Filed Document
- 0001654474-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:04:17 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 13:03:57 UTC |
- Amount To Be Raised
- $9,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001593073
- Filed Document
- 0001593073-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 13:03:57 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 12:54:39 UTC |
- Amount To Be Raised
- $350,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731192
- Filed Document
- 0001731192-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:54:39 UTC
- Type of Offering
- D
- Industry
- Restaurants
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
PGIM Core Plus Bond Fund of the Prudential Trust Co Institutional Business Trust
See All Filings
|
D/A |
2018-02-14 12:54:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Prudential Investment Management Services LLC
- CIK Number
- 0001686127
- Filed Document
- 0001686127-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:54:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-14 12:49:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484600
- Filed Document
- 0001484600-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:49:36 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 12:47:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730901
- Filed Document
- 0001730901-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:47:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-14 12:43:39 UTC |
- Amount To Be Raised
- $7,197,723
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001513919
- Filed Document
- 0001513919-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:43:39 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
PGIM Absolute Total Return Bond Fund of the Prudential Trust Co Institutional Business Trust
See All Filings
|
D/A |
2018-02-14 12:42:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Prudential Investment Management Services LLC
- CIK Number
- 0001682552
- Filed Document
- 0001682552-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:42:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-14 12:41:54 UTC |
- Amount To Be Raised
- $1,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001409816
- Filed Document
- 0001409816-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:41:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
VS Opportunity IV,a series of Venture Science Master Fund I, LLC
See All Filings
|
D |
2018-02-14 12:41:32 UTC |
- Amount To Be Raised
- $600,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001712844
- Filed Document
- 0001718522-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:41:32 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-02-14 12:34:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001565897
- Filed Document
- 0001565897-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:34:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 12:33:28 UTC |
- Amount To Be Raised
- $1,040,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729235
- Filed Document
- 0001718522-18-000004
- Exclusions or Exemptions
- 504.1 and 506b
- Accepted Date
- 2018-02-14 12:33:28 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UTAH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-14 12:31:46 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730000
- Filed Document
- 0001144204-18-008547
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:31:46 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D/A |
2018-02-14 12:28:35 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653674
- Filed Document
- 0001653674-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:28:35 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 12:23:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001617350
- Filed Document
- 0001617350-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:23:42 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-02-14 12:20:23 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001685444
- Filed Document
- 0001140361-18-007846
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:20:23 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-02-14 12:12:08 UTC |
- Amount To Be Raised
- $16,936,687
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001451840
- Filed Document
- 0001451840-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:12:08 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- IOWA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-02-14 12:09:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484442
- Filed Document
- 0001484442-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 12:09:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-14 11:59:10 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001531824
- Filed Document
- 0001531824-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 11:59:10 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-02-14 11:58:43 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665588
- Filed Document
- 0001665588-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 11:58:43 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-02-14 11:58:34 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001730714
- Filed Document
- 0001730714-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 11:58:34 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2018-02-14 11:58:17 UTC |
- Amount To Be Raised
- $47,605,531
- Associated Brokers / Dealers
- Maxim Group LLC
- CIK Number
- 0001729763
- Filed Document
- 0001140361-18-007805
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 11:58:17 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-02-14 11:52:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001484452
- Filed Document
- 0001484452-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-02-14 11:52:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|