Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LONG WALK FUND LTD. See All Filings	D	2019-12-31 10:38:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798036 Filed Document 0001798038-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 10:38:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HUIZENGA GLOBAL EQUITY MANAGERS LLC See All Filings	D/A	2019-12-31 10:35:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407766 Filed Document 0001407766-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 10:35:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Flow Commerce Inc. See All Filings	D	2019-12-31 10:35:02 UTC
Amount To Be Raised $37,499,995 Associated Brokers / Dealers N/A CIK Number 0001697781 Filed Document 0001697781-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 10:35:02 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Whitmore Capital, L.P. See All Filings	D/A	2019-12-31 10:34:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589693 Filed Document 0001589693-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-31 10:34:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amylyx Pharmaceuticals, Inc. See All Filings	D	2019-12-31 10:21:59 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001658551 Filed Document 0001658551-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 10:21:59 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
BlackRock Direct Lending Feeder IX-L, LP See All Filings	D	2019-12-31 10:17:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798315 Filed Document 0001798314-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-31 10:17:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Limber, Inc. See All Filings	D	2019-12-31 10:16:40 UTC
Amount To Be Raised $2,500,001 Associated Brokers / Dealers N/A CIK Number 0001798380 Filed Document 0001798380-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 10:16:40 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LONG WALK FUND LP See All Filings	D	2019-12-31 10:14:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798038 Filed Document 0001798038-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 10:14:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Spring Bridge Partners (Vintage), L.P. See All Filings	D	2019-12-31 10:12:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001796963 Filed Document 0001796963-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 10:12:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Direct Lending Feeder IX-U, LP See All Filings	D	2019-12-31 10:06:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798314 Filed Document 0001798314-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-31 10:06:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arden Qualified Opportunity Zone Fund, L.P. See All Filings	D/A	2019-12-31 09:55:15 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Arden Fund Management, LLC CIK Number 0001775711 Filed Document 0001775711-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-12-31 09:55:15 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sea Star Beachwear, Inc. See All Filings	D	2019-12-31 09:55:15 UTC
Amount To Be Raised $2,046,647 Associated Brokers / Dealers N/A CIK Number 0001798251 Filed Document 0001231919-19-000064 Exclusions or Exemptions 506b Accepted Date 2019-12-31 09:55:15 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HUIZENGA MANAGERS FUND LTD See All Filings	D/A	2019-12-31 09:49:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001355027 Filed Document 0001355027-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-31 09:49:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eyedaptic, Inc. See All Filings	D	2019-12-31 09:48:26 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001713933 Filed Document 0001713933-19-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2019-12-31 09:48:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
LCD-HHC Seattle, LLC See All Filings	D	2019-12-31 09:31:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC CIK Number 0001797176 Filed Document 0001797176-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 09:31:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Midwest Senior Living Portfolio DST See All Filings	D	2019-12-31 09:21:59 UTC
Amount To Be Raised $80,925,660 Associated Brokers / Dealers Westpark Capital Inc. CIK Number 0001796837 Filed Document 0001796837-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 09:21:59 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
HUIZENGA MANAGERS FUND LLC See All Filings	D/A	2019-12-31 09:04:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001262227 Filed Document 0001262227-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 09:04:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Phoenix Senior Living DST See All Filings	D/A	2019-12-31 09:04:16 UTC
Amount To Be Raised $53,544,255 Associated Brokers / Dealers Arkadios Capital, Lightpath Capital Inc., DAI Securities LLC, Avantax Investment Services Inc, RCX Capital Group LLC, DFPG Investments, Inc., Concorde Investment Services, LLC, Thornhill Securities Inc, Cambridge Investment Research, JRL Capital Corporation, Nationwide Planning Associates, Inc, Lincoln Financial Advisors, and Stax Capital CIK Number 0001793634 Filed Document 0001793634-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-31 09:04:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Sense Photonics, Inc. See All Filings	D	2019-12-31 08:55:49 UTC
Amount To Be Raised $61,650 Associated Brokers / Dealers N/A CIK Number 0001715263 Filed Document 0001715263-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-31 08:55:49 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Phoenix MSA Multifamily DST See All Filings	D/A	2019-12-31 08:48:47 UTC
Amount To Be Raised $30,396,157 Associated Brokers / Dealers DFPG Investments, Inc., Lightpath Capital Inc., Avantax Investment Services Inc, Concorde Investment Services, LLC, Capulent LLC, Kovack Securities, Inc., Inland Securities Corporation, Voya Financial Advisors, Commonwealth Financial Network, RCX Capital Group LLC, Independent Financial Group, LLC, United Planners' Financial Services, First Financial Equity Corp, Investacorp, Inc., Great Point Capital LLC, Cetera Financial Specialists LLC, and Lincoln Financial Advisors CIK Number 0001791420 Filed Document 0001791420-19-000004 Exclusions or Exemptions 506b Accepted Date 2019-12-31 08:48:47 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
USEDC 2019 A Drilling Fund LP See All Filings	D/A	2019-12-31 08:40:14 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Scott Pyle CIK Number 0001781953 Filed Document 0001781953-19-000033 Exclusions or Exemptions 506b Accepted Date 2019-12-31 08:40:14 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
STEELE PARTNERS LLC See All Filings	D/A	2019-12-31 08:38:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCDONALD PARTNERS LLC CIK Number 0001791682 Filed Document 0001791682-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 08:38:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
NC Student Housing Portfolio DST See All Filings	D/A	2019-12-31 08:37:14 UTC
Amount To Be Raised $46,217,570 Associated Brokers / Dealers Stonecrest Capital Markets, Inc., Concorde Investment Services, LLC, Cambridge Investment Research, Centaurus Financial, Inc., Moloney Securities Co, DFPG Investments, Inc., Royal Alliance Associates, Inc., Crown Capital Securities L.P., Westpark Capital Inc, Independent Financial Group, LLC, Capital Investment Group, Inc., Kovack Securities, Inc., Avantax Investment Services Inc, Primex Prime Electronic Execution Inc, Commonwealth Financial Network, Woodbury Financial Services, Inc., American Portfolios Financial Svcs, Lincoln Financial Advisors, Mc Dermott Investment Services, LLC, Securities America Inc., Triad Advisors, Inc., Thornhill Securities Inc, Huntwicke Securities LLC, Arkadios Capital, Investacorp, Inc., and Lincoln Financial Securities Corp CIK Number 0001791755 Filed Document 0001791755-19-000005 Exclusions or Exemptions 506b Accepted Date 2019-12-31 08:37:14 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Greystone Bridge Loan REIT 2019-FL2 LLC See All Filings	D	2019-12-31 08:35:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798312 Filed Document 0001798312-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 08:35:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DC MSA Multifamily DST See All Filings	D/A	2019-12-31 08:18:48 UTC
Amount To Be Raised $39,280,105 Associated Brokers / Dealers Inland Securities Corporation, Primex Prime Electronic Execution Inc, WealthForge Securities LLC, McDermott Investment Services, LLC, Lightpath Capital Inc., RCX Capital Group LLC, Concorde Investment Services, LLC, Investacorp, Inc., DFPG Investments, Inc., 1st Global Capital Corporation, Westpark Capital Inc, Cabot Lodge Securities LLC, Investment Planners, Inc., Sagepoint Financial, Inc., Lincoln Financial Advisors, Nationwide Planning Associates, Inc., Triad Advisors, Inc., Royal Alliance Associates, Inc., Stonecrest Capital Markets, Inc., Independent Financial Group, LLC, Saxony Securities, DAI Securities LLC, Coordinated Capital Securities, Centaurus Financial, Inc., and Avantax Investment Services Inc CIK Number 0001785005 Filed Document 0001785005-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-12-31 08:18:48 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Mile Rock Capital REIT LLC See All Filings	D	2019-12-31 08:05:20 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798158 Filed Document 0001798158-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 08:05:20 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sun Belt Multifamily Portfolio II DST See All Filings	D/A	2019-12-31 08:04:24 UTC
Amount To Be Raised $67,591,872 Associated Brokers / Dealers DFPG Investments, Inc., APW Capital Inc, Westpark Capital Inc, Capital Investment Group, Inc., Mc Dermott Investment Services, LLC, American Investors Company, Sagepoint Financial, Inc., International Assets Advisory, LLC, Tfs Securities, Inc., Concorde Investment Services, LLC, Calton & Associates, Primex Prime Electronic Execution Inc, Investacorp, Inc., Securities America Inc., Triad Advisors, Inc., Lincoln Financial Advisors, H D Vest Investment Securities Inc, WealthForge Securities LLC, Crown Capital Securities L.P., 1st Global Capital Corporation, Woodbury Financial Services, Inc., Cambridge Investment Research, Lincoln Financial Securities Corp, Whitehall-Parker Securities, Inc., Great Point Capital LLC, Commonwealth Financial Network, Royal Alliance Associates, Inc., First Allied Securities Inc., Summit Brokerage Services, Inc., Colorado Financial Service Corp, Madison Avenue Securities, LLC, FSC Securities Corporation, RCX Capital Group LLC, Independent Financial Group, LLC, Capulent LLC, Voya Financial Advisors, Center Street Securities, Inc., Nationwide Planning Associates, Inc, Vanderbilt Securities, LLC, Ameritas Investment Corp., Stonecrest Capital Markets, Inc, Avantax Investment Services Inc, Kingsbury Capital Inc., American Portfolios Financial Svcs, Cetera Advisors, LLC, and Cetera Financial Specialists LLC CIK Number 0001777792 Filed Document 0001777792-19-000017 Exclusions or Exemptions 506b Accepted Date 2019-12-31 08:04:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MQMF REIT LLC See All Filings	D	2019-12-31 07:39:33 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles Harrison, Lori Mayfield, Patrick Whelchel, Scott Harrison, and Charles Mathes CIK Number 0001798171 Filed Document 0001798171-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 07:39:33 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
FK Growth Fund LLC See All Filings	D	2019-12-31 07:35:20 UTC
Amount To Be Raised $4,125,000 Associated Brokers / Dealers N/A CIK Number 0001798263 Filed Document 0001798263-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 07:35:20 UTC Type of Offering D Industry Restaurants Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
AT ONE VENTURES, L.P. See All Filings	D	2019-12-30 21:32:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798285 Filed Document 0001798285-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 21:32:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LDCM Proprietary Alpha Fund LLC See All Filings	D/A	2019-12-30 21:24:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001744453 Filed Document 0001744453-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 21:24:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Action Opportunity Fund, LLC See All Filings	D	2019-12-30 21:18:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001797887 Filed Document 0001797887-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-30 21:18:39 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Passco Buckhead DST See All Filings	D	2019-12-30 20:39:27 UTC
Amount To Be Raised $53,975,000 Associated Brokers / Dealers Passco Capital, Inc., Berthel Fisher & Company Financial Services, Inc., Cabot Lodge Securities LLC, Whitehall-Parker Securities, Inc., Centaurus Financial, Inc., Colorado Financial Service Corporation, Concorde Investment Services, LLC, Courtlandt Securities Corporation, Crown Capital Securities, L.P., DFPG Investments, Inc., Emerson Equity LLC, Great Point Capital LLC, Huntwicke Securities, LLC, Independent Financial Group, LLC, JRL Capital Corporation, Kalos Capital, Inc., Lewis Financial Group, L.C., Lightpath Capital, Inc., McDermott Investment Services, LLC, National Securities Corporation, Titan Securities, PrimeX, RCX Capital Group, LLC, Sandlapper Securities, LLC, Somerset Securities, Inc., Triad Advisors LLC, Wealthforge Securities, LLC, and NexTrend Securities, Inc. CIK Number 0001798152 Filed Document 0001798152-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 20:39:27 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
P. Terry's Partners, LLC See All Filings	D	2019-12-30 20:35:36 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001798368 Filed Document 0001798368-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 20:35:36 UTC Type of Offering D Industry Restaurants Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Learn Capital Venture Partners IV, L.P. See All Filings	D	2019-12-30 20:33:56 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001797459 Filed Document 0001797459-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 20:33:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
675-701 S MAIN ST LLC See All Filings	D	2019-12-30 20:19:34 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001797847 Filed Document 0001797847-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 20:19:34 UTC Type of Offering D Industry Residential Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
CannaRoyalty Corp. See All Filings	D/A	2019-12-30 19:21:57 UTC
Amount To Be Raised $33,309,062 Associated Brokers / Dealers N/A CIK Number 0001757034 Filed Document 0001757034-19-000007 Exclusions or Exemptions 506b Accepted Date 2019-12-30 19:21:57 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Globocoin 1, LLC See All Filings	C/A	2019-12-30 19:15:20 UTC
Financial Interest None Filing Platform crowdsourcefunded.com Offering Amount $1,070,000 CIK Number 0001780452 Filed Document 0001780452-19-000004 Accepted Date 2019-12-30 19:15:20 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State DELAWARE
Advanced Aero Services, LLC See All Filings	D	2019-12-30 19:01:52 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001797944 Filed Document 0001797944-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 19:01:52 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CourtScribes, Inc. See All Filings	D	2019-12-30 18:50:26 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001740549 Filed Document 0001740549-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 18:50:26 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Freedom Investment Partners, LP See All Filings	D	2019-12-30 18:42:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798351 Filed Document 0001798351-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-30 18:42:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaatu, Inc. See All Filings	D	2019-12-30 18:40:21 UTC
Amount To Be Raised $2,350,618 Associated Brokers / Dealers N/A CIK Number 0001598527 Filed Document 0001598527-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-30 18:40:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CannaRoyalty Corp. See All Filings	D/A	2019-12-30 18:39:27 UTC
Amount To Be Raised $3,511,639 Associated Brokers / Dealers N/A CIK Number 0001757034 Filed Document 0001757034-19-000006 Exclusions or Exemptions 506b Accepted Date 2019-12-30 18:39:27 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Alliant Tax Credit Fund 96, LP See All Filings	D	2019-12-30 18:38:12 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Alliant Equity Investments, LLC, Compass Securities Corporation, and BofA Securities, Inc. CIK Number 0001798108 Filed Document 0001798108-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 18:38:12 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Xagent Asset Sale BP Holdings, LLC See All Filings	D	2019-12-30 18:37:51 UTC
Amount To Be Raised $6,135,933 Associated Brokers / Dealers N/A CIK Number 0001797397 Filed Document 0001790849-19-000011 Exclusions or Exemptions 506b Accepted Date 2019-12-30 18:37:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FlyOverture Equity Inc. See All Filings	D	2019-12-30 18:34:39 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers None CIK Number 0001767125 Filed Document 0001683168-19-004093 Exclusions or Exemptions 506b Accepted Date 2019-12-30 18:34:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business OREGON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Platform I QOZB Holdings - RG Industrial, LLC See All Filings	D	2019-12-30 18:33:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797447 Filed Document 0001797447-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 18:33:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
P1, a series of JLS Services Holdings, LLC See All Filings	D	2019-12-30 18:30:39 UTC
Amount To Be Raised $176,220 Associated Brokers / Dealers N/A CIK Number 0001789415 Filed Document 0001790849-19-000010 Exclusions or Exemptions 506b Accepted Date 2019-12-30 18:30:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gaatu, Inc. See All Filings	D	2019-12-30 18:30:20 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001598527 Filed Document 0001598527-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 18:30:20 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Moore Orthopaedic Clinic Outpatient Surgery Center, LLC See All Filings	D	2019-12-30 18:28:23 UTC
Amount To Be Raised $262,500 Associated Brokers / Dealers N/A CIK Number 0001798191 Filed Document 0001798191-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-30 18:28:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity