Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
William Blair Global Leaders Concentrated Fund LLC See All Filings	D	2019-12-31 16:00:25 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001798132 Filed Document 0001382963-19-000163 Exclusions or Exemptions 506b Accepted Date 2019-12-31 16:00:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR NGT Growth Fund II SBS (Unlev) L.P. See All Filings	D	2019-12-31 15:58:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001798322 Filed Document 0001798322-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 15:58:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aqua Quest International, Inc. See All Filings	1-A/A	2019-12-31 15:52:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001558636 Filed Document 0001683168-19-004103 Accepted Date 2019-12-31 15:52:58 UTC Type of Offering 1-A/A Industry WATER TRANSPORTATION Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $7,242 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Silverthorne JV BR 147, LLC See All Filings	D	2019-12-31 15:47:59 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001798509 Filed Document 0001798507-19-000002 Exclusions or Exemptions 506c Accepted Date 2019-12-31 15:47:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mahartha Partners, LP See All Filings	D	2019-12-31 15:44:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001760668 Filed Document 0001760668-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 15:44:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DraftKings Inc. See All Filings	D	2019-12-31 15:42:16 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001575033 Filed Document 0001575033-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-31 15:42:16 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
ACP WCG CO-INVEST 4-2020 LP See All Filings	D	2019-12-31 15:34:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797465 Filed Document 0001797465-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 15:34:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Summit JV MR 1, LLC See All Filings	D	2019-12-31 15:33:32 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Charles B. Harrison, Scott Harrison, Patrick J. Whelchel, Lori Mayfield, and Charles Mathes CIK Number 0001798507 Filed Document 0001798507-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-31 15:33:32 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HOT OVEN COOKIES, LLC See All Filings	C	2019-12-31 15:31:48 UTC
Financial Interest MainVest, Inc. owns no interest in the Company, directly or indirectly, and will not acquire an interest as part of the Offering, nor is there any arrangement for MainVest, Inc. to acquire an interest. Filing Platform MainVest, Inc. Offering Amount $107,000 CIK Number 0001798432 Filed Document 0001746059-19-000111 Accepted Date 2019-12-31 15:31:48 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State MASSACHUSETTS
Idealabx1, L.P. See All Filings	D/A	2019-12-31 15:29:40 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001777546 Filed Document 0001777546-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 15:29:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Estate Advisors, Inc. See All Filings	D	2019-12-31 15:28:18 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001594531 Filed Document 0001594531-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 15:28:18 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SBI BURIEN LLC See All Filings	D	2019-12-31 15:27:49 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001798334 Filed Document 0001798334-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 15:27:49 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
Wand USA Inc. See All Filings	C/A	2019-12-31 15:27:02 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,995 CIK Number 0001757445 Filed Document 0001665160-19-001262 Accepted Date 2019-12-31 15:27:02 UTC Type of Offering C/A Security Offered Amount 1,050 Security Offered Type Common Stock State COLORADO
Legion Capital Corporation See All Filings	1-A/A	2019-12-31 15:19:49 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers None Yet CIK Number 0001661166 Filed Document 0001213900-19-027279 Accepted Date 2019-12-31 15:19:49 UTC Type of Offering 1-A/A Industry INVESTORS, NEC Offering Tier Tier2 Principal Place of Business FLORIDA Revenue or Assets $2,133,734 State of Jurisdiction FLORIDA Type of Security Equity (common or preferred stock)
Brownstone 360, LLC See All Filings	D	2019-12-31 15:13:33 UTC
Amount To Be Raised $4,679,000 Associated Brokers / Dealers N/A CIK Number 0001798449 Filed Document 0001798449-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 15:13:33 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
kulaBrands, Inc. See All Filings	C/A	2019-12-31 15:11:51 UTC
Financial Interest none Filing Platform truCrowd, Inc Offering Amount $534,992 CIK Number 0001706939 Filed Document 0001706939-19-000008 Accepted Date 2019-12-31 15:11:51 UTC Type of Offering C/A Security Offered Amount 2,245 Security Offered Type Common Stock State ARIZONA
Lombard International Life Assurance Co Separate Account VA 234 See All Filings	D	2019-12-31 14:57:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Spearhead Capital, LLC CIK Number 0001798093 Filed Document 0001798093-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:57:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN STREAM HOLDINGS INC. See All Filings	1-A/A	2019-12-31 14:56:20 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001437476 Filed Document 0001213900-19-027274 Accepted Date 2019-12-31 14:56:20 UTC Type of Offering 1-A/A Industry COGENERATION SERVICES & SMALL POWER PRODUCERS Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction WYOMING Type of Security Equity (common or preferred stock)
Revere High Yield Fund, LP See All Filings	D/A	2019-12-31 14:51:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Marco Polo Securities Inc., Hycroft LLC, and Falls Bridge Securities, LLC CIK Number 0001568309 Filed Document 0001568309-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:51:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Switch Ventures II AL, LP - 1 See All Filings	D	2019-12-31 14:50:04 UTC
Amount To Be Raised $1,080,222 Associated Brokers / Dealers N/A CIK Number 0001798460 Filed Document 0001798460-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:50:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ER Fund II, a series of Pre-Script SPV, LP See All Filings	D	2019-12-31 14:49:59 UTC
Amount To Be Raised $429,203 Associated Brokers / Dealers N/A CIK Number 0001798428 Filed Document 0001798428-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:49:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Aquilo Capital LO, L.P. See All Filings	D/A	2019-12-31 14:48:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BTIG, LLC and Stifel, Nicolaus & Company, Incorporated CIK Number 0001691902 Filed Document 0001691902-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:48:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gulf View Fund, LP See All Filings	D/A	2019-12-31 14:47:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690665 Filed Document 0001690665-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:47:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
20/20 GeneSystems, Inc. See All Filings	1-A/A	2019-12-31 14:42:50 UTC
Amount To Be Raised $14,700,000 Associated Brokers / Dealers N/A CIK Number 0001139685 Filed Document 0001213900-19-027270 Accepted Date 2019-12-31 14:42:50 UTC Type of Offering 1-A/A Industry SERVICES-MEDICAL LABORATORIES Offering Tier Tier2 Principal Place of Business MARYLAND Revenue or Assets $140,150 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
UniGen Power Inc. See All Filings	D	2019-12-31 14:42:41 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001798278 Filed Document 0001798278-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:42:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
SO Fund I, a series of Xoogler Syndicate, LP See All Filings	D	2019-12-31 14:35:03 UTC
Amount To Be Raised $119,000 Associated Brokers / Dealers N/A CIK Number 0001798333 Filed Document 0001798333-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:35:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empirico Inc. See All Filings	D	2019-12-31 14:34:53 UTC
Amount To Be Raised $16,999,999 Associated Brokers / Dealers N/A CIK Number 0001758846 Filed Document 0001758846-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:34:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TF 88 Acres Fund I, L.P. See All Filings	D	2019-12-31 14:30:18 UTC
Amount To Be Raised $8,370,000 Associated Brokers / Dealers N/A CIK Number 0001798448 Filed Document 0001798448-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:30:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revere Credit Opportunities Fund III, LP See All Filings	D/A	2019-12-31 14:24:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Marco Polo Securities Inc., Hycroft LLC, and Falls Bridge Securities, LLC CIK Number 0001689712 Filed Document 0001689712-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:24:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Newstream Hotel Partners - IAH LLC See All Filings	D	2019-12-31 14:20:05 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001796875 Filed Document 0001796875-19-000001 Exclusions or Exemptions 506c Accepted Date 2019-12-31 14:20:05 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
FundersClub 386 LLC See All Filings	D	2019-12-31 14:19:06 UTC
Amount To Be Raised $356,768 Associated Brokers / Dealers N/A CIK Number 0001797310 Filed Document 0001797310-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:19:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ERA Investors Fund 7 LLC See All Filings	D	2019-12-31 14:07:13 UTC
Amount To Be Raised $12,600,000 Associated Brokers / Dealers N/A CIK Number 0001798298 Filed Document 0001798298-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:07:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Altimeter Growth Partners Fund III, L.P. See All Filings	D/A	2019-12-31 14:06:57 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers GCA Advisors, LLC CIK Number 0001708013 Filed Document 0001708013-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:06:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Decision Sciences International Corp See All Filings	D	2019-12-31 14:05:15 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001347065 Filed Document 0001783343-19-000013 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:05:15 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
EMERGE DIAGNOSTICS, INC See All Filings	D	2019-12-31 14:05:04 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001551259 Filed Document 0001551259-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:05:04 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
DoubleBlue Argentina Consumer Finance Fund II L.P. See All Filings	D	2019-12-31 14:03:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001797982 Filed Document 0001013594-19-000777 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:03:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RedBird Series 2019 Access Offshore LP See All Filings	D	2019-12-31 14:02:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001798034 Filed Document 0001797907-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 14:02:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RedBird Series 2019 Access LLC See All Filings	D	2019-12-31 13:57:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. LLC CIK Number 0001797907 Filed Document 0001797907-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 13:57:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Miso Brothers, Inc. See All Filings	D	2019-12-31 13:56:26 UTC
Amount To Be Raised $26,000,000 Associated Brokers / Dealers N/A CIK Number 0001733734 Filed Document 0001733734-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 13:56:26 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Continuous Composites Inc. See All Filings	D	2019-12-31 13:31:35 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001798375 Filed Document 0001798375-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 13:31:35 UTC Type of Offering D Industry Other Technology Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Renu Robotics Corporation See All Filings	C	2019-12-31 13:19:57 UTC
Financial Interest The issuer will not owe a cash commission, or any other direct or indirect interest in the issuer, to the intermediary at the conclusion of the offering. Filing Platform MicroVenture Marketplace, Inc. Offering Amount $1,070,000 CIK Number 0001791223 Filed Document 0001791223-19-000003 Accepted Date 2019-12-31 13:19:57 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State TEXAS
Andie, Co. See All Filings	D	2019-12-31 13:08:12 UTC
Amount To Be Raised $6,710,161 Associated Brokers / Dealers N/A CIK Number 0001733911 Filed Document 0001733911-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 13:08:12 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Eightfold Opportunity Fund IV, L.P. See All Filings	D	2019-12-31 13:05:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001797431 Filed Document 0001567619-19-023753 Exclusions or Exemptions 506b Accepted Date 2019-12-31 13:05:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atreides Special Circumstances Fund, LLC - Series B DIs See All Filings	D	2019-12-31 13:03:32 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001795440 Filed Document 0001567619-19-023751 Exclusions or Exemptions 506b Accepted Date 2019-12-31 13:03:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Meridian Corp See All Filings	D	2019-12-31 13:01:28 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. and D. A. Davidson & Co. CIK Number 0001750735 Filed Document 0001567619-19-023750 Exclusions or Exemptions 506b Accepted Date 2019-12-31 13:01:28 UTC Type of Offering D Industry Commercial Banking Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Tallahassee AC Hotel Owner, LLC See All Filings	D/A	2019-12-31 12:59:49 UTC
Amount To Be Raised $10,835,000 Associated Brokers / Dealers N/A CIK Number 0001751967 Filed Document 0001751967-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-31 12:59:49 UTC Type of Offering D/A Industry Commercial Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
Rainier OZ LLC See All Filings	D	2019-12-31 12:53:52 UTC
Amount To Be Raised $26,500,000 Associated Brokers / Dealers N/A CIK Number 0001796342 Filed Document 0001796342-19-000002 Exclusions or Exemptions 506b Accepted Date 2019-12-31 12:53:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tacoma OZ LLC See All Filings	D	2019-12-31 12:51:04 UTC
Amount To Be Raised $26,500,000 Associated Brokers / Dealers N/A CIK Number 0001796345 Filed Document 0001796342-19-000001 Exclusions or Exemptions 506b Accepted Date 2019-12-31 12:51:04 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
West Lot Holdings, LLC See All Filings	D	2019-12-31 12:36:45 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001798162 Filed Document 0001104659-19-077154 Exclusions or Exemptions 506b Accepted Date 2019-12-31 12:36:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Copperstate Farms, LLC See All Filings	D	2019-12-31 12:29:55 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001754472 Filed Document 0001754472-19-000003 Exclusions or Exemptions 506b Accepted Date 2019-12-31 12:29:55 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity